person · Reporting owner

ELLIN ROBERT S

Disclosed activity across 3 companies

Tapewire entity: 77435
SEC CIK: 0001071292

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Ernexa Therapeutics Inc.NTN · Entity 8278	10% owner	August 13, 2020	August 17, 2020
LiveOne, Inc.LVO · Entity 7199	Director · CEO & Chairman · 10% owner	July 15, 2025	July 17, 2025
PodcastOne, Inc.PODC · Entity 6886	Director · Executive Chairman	November 25, 2024	December 02, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ernexa Therapeutics Inc.

Report date August 13, 2020 · Filed August 17, 2020

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.005 par valueSEC Table I · non-derivative	Direct	421	Reported balance After 2020-08-13 transaction · row 1 1 source row Row 1 · 2020-08-13 · Sale · Disposed 156,750 · Balance 421 F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $7.70, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.
Common Stock, $0.005 par valueSEC Table I · non-derivative	IndirectSee footnotes	16,194	Reported balance After 2020-08-13 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2020-08-13 · Sale · Disposed 170,900 · Balance 16,194 F3: Represents shares sold by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. F4: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $7.70, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1.

F2: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2.

F3: Represents shares sold by Trinad Capital Master Fund, Ltd. ("Trinad Capital").

F4: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares.

F5: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital.

F6: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

LiveOne, Inc.

Report date July 15, 2025 · Filed July 17, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectSee footnotes	21,879,952	Reported balance After 2025-07-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2025-07-15 · Conversion · Acquired 1,500,000 · Balance 21,879,952 F1: On July 15, 2025, Issuer entered into a letter agreement (the "Letter Agreement") with Trinad Capital Master Fund Ltd. ("Trinad Capital"), a fund controlled by the Reporting Person, Issuer's Chief Executive Officer, Chairman, director and principal stockholder, and a holder of Issuer's Series A Perpetual Convertible Preferred Stock (the "Series A Preferred Stock"). Pursuant to the Letter Agreement, Trinad Capital converted 2,250 shares of Series A Preferred Stock into 1,500,000 shares of Issuer's common stock at a price of $1.50 per share F4: Includes (i) 9,890,922 shares of Issuer's common stock owned by Trinad Capital as of July 15, 2025, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management") as of July 15, 2025, as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Issuer's common stock owned by JJAT Corp. ("JJAT") as of July 15, 2025, an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5: (continued from footnote 4), (iv) approximately 987,252 shares of Issuer's common stock issuable as of July 15, 2025 upon conversion of the Series A Preferred Stock held by Trinad Capital (including the dividend to be paid in kind and accrued as of July 15, 2025 (after the conversion reported herein)), which Trinad Capital has the right to convert at the conversion price of $2.10 per share, and (v) 666,667 stock options to purchase shares of Issuer's common stock at an exercise price of $4.00 per share. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7: Does not include (i) shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) 88,660 restricted stock units that shall vest on September 7, 2026, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from Issuer. F8: The Reporting Person is the Managing Director and Portfolio Manager of Trinad Capital and is deemed to have sole voting and dispositive power over, and accordingly is deemed to have beneficial ownership of, the reported securities.
Series A Perpetual Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $1.50	IndirectSee footnote(6)(7))	2,073.23	Reported balance After 2025-07-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2025-07-15 · Conversion · Disposed 2,250 · Balance 2,073.23 F1: On July 15, 2025, Issuer entered into a letter agreement (the "Letter Agreement") with Trinad Capital Master Fund Ltd. ("Trinad Capital"), a fund controlled by the Reporting Person, Issuer's Chief Executive Officer, Chairman, director and principal stockholder, and a holder of Issuer's Series A Perpetual Convertible Preferred Stock (the "Series A Preferred Stock"). Pursuant to the Letter Agreement, Trinad Capital converted 2,250 shares of Series A Preferred Stock into 1,500,000 shares of Issuer's common stock at a price of $1.50 per share F2: The Series A Preferred Stock is convertible at any time at Trinad Capital's option into shares of Issuer's common stock at a price of $2.10 per share of common stock, bears a dividend of 12% per annum, which initially shall be paid in kind as provided in the Certificate of Designation, is perpetual and has no expiration date. The Series A Preferred Stock has a stated value of $1,000 per share. F8: The Reporting Person is the Managing Director and Portfolio Manager of Trinad Capital and is deemed to have sole voting and dispositive power over, and accordingly is deemed to have beneficial ownership of, the reported securities.
WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $0.01	IndirectSee footnote(6)(7))	1,500,000	Reported balance After 2025-07-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2025-07-15 · Other · Acquired 1,500,000 · Balance 1,500,000 F3: Warrant was issued in connection with the Letter Agreement. The Warrant is exercisable at any time at the option of the Reporting Person at a price of $0.01 per share and expires on July 15, 2028. F8: The Reporting Person is the Managing Director and Portfolio Manager of Trinad Capital and is deemed to have sole voting and dispositive power over, and accordingly is deemed to have beneficial ownership of, the reported securities.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	2,089,666	Reported balance Holding disclosure · report date 2025-07-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 2,089,666

Filing footnotes · ownership attribution and instrument terms

F1: On July 15, 2025, Issuer entered into a letter agreement (the "Letter Agreement") with Trinad Capital Master Fund Ltd. ("Trinad Capital"), a fund controlled by the Reporting Person, Issuer's Chief Executive Officer, Chairman, director and principal stockholder, and a holder of Issuer's Series A Perpetual Convertible Preferred Stock (the "Series A Preferred Stock"). Pursuant to the Letter Agreement, Trinad Capital converted 2,250 shares of Series A Preferred Stock into 1,500,000 shares of Issuer's common stock at a price of $1.50 per share

F2: The Series A Preferred Stock is convertible at any time at Trinad Capital's option into shares of Issuer's common stock at a price of $2.10 per share of common stock, bears a dividend of 12% per annum, which initially shall be paid in kind as provided in the Certificate of Designation, is perpetual and has no expiration date. The Series A Preferred Stock has a stated value of $1,000 per share.

F3: Warrant was issued in connection with the Letter Agreement. The Warrant is exercisable at any time at the option of the Reporting Person at a price of $0.01 per share and expires on July 15, 2028.

F4: Includes (i) 9,890,922 shares of Issuer's common stock owned by Trinad Capital as of July 15, 2025, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management") as of July 15, 2025, as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Issuer's common stock owned by JJAT Corp. ("JJAT") as of July 15, 2025, an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5)

F5: (continued from footnote 4), (iv) approximately 987,252 shares of Issuer's common stock issuable as of July 15, 2025 upon conversion of the Series A Preferred Stock held by Trinad Capital (including the dividend to be paid in kind and accrued as of July 15, 2025 (after the conversion reported herein)), which Trinad Capital has the right to convert at the conversion price of $2.10 per share, and (v) 666,667 stock options to purchase shares of Issuer's common stock at an exercise price of $4.00 per share. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.

F6: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F7: Does not include (i) shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) 88,660 restricted stock units that shall vest on September 7, 2026, subject to earlier vesting in the event of a change in control or the Reporting Person's departure from Issuer.

F8: The Reporting Person is the Managing Director and Portfolio Manager of Trinad Capital and is deemed to have sole voting and dispositive power over, and accordingly is deemed to have beneficial ownership of, the reported securities.

PodcastOne, Inc.

Report date November 25, 2024 · Filed December 02, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.00001 par valueSEC Table I · non-derivative	Direct	165,931	Reported balance After 2024-11-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged. 1 source row Row 1 · 2024-11-25 · Purchase · Acquired 1 · Balance 165,931
Common Stock, $0.00001 par valueSEC Table I · non-derivative	Direct	169,431	Reported balance After 2024-11-26 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2024-11-26 · Purchase · Acquired 3,500 · Balance 169,431 F4: Since September 1, 2024, the Reporting Person has purchased 59,923 shares of Issuer's common stock.
Common Stock, $0.00001 par valueSEC Table I · non-derivative	IndirectSee footnotes	864,851	Reported balance Holding disclosure · report date 2024-11-25 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 864,851 F1: Represents (i) 506,087 shares of Issuer's common stock owned by Trinad Capital Master Fund Ltd. ("Trinad Capital"), as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 34,106 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 324,658 shares of Issuer's common stock owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F2: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F3: Does not include shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power.

Filing footnotes · ownership attribution and instrument terms

F1: Represents (i) 506,087 shares of Issuer's common stock owned by Trinad Capital Master Fund Ltd. ("Trinad Capital"), as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 34,106 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 324,658 shares of Issuer's common stock owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.

F2: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

F3: Does not include shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power.

F4: Since September 1, 2024, the Reporting Person has purchased 59,923 shares of Issuer's common stock.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 02, 2020 Filed Sep 4, 2020 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,300	$2.67	$6,132.03	Disclosure SEC source: 0001213900-20-025488 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,046 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.58 to $2.7593, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
September 02, 2020 Filed Sep 4, 2020 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	10,000	$2.52	$25,200.00	Disclosure SEC source: 0001213900-20-025488 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,450,746 Read SEC document
September 01, 2020 Filed Sep 2, 2020 08:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,000	$2.72	$5,447.00	Disclosure SEC source: 0001213900-20-024923 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440,746 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.62 to $2.76, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
August 31, 2020 Filed Sep 2, 2020 08:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	400	$2.74	$1,097.00	Disclosure SEC source: 0001213900-20-024923 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,438,746 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.74 to $2.75, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 27, 2020 Filed Aug 31, 2020 20:30 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,400	$2.68	$3,754.52	Disclosure SEC source: 0001213900-20-024653 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,438,346 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.67 to $2.80, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 26, 2020 Filed Aug 27, 2020 10:56 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	900	$2.92	$2,626.02	Disclosure SEC source: 0001213900-20-023952 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,436,946 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.94, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
August 25, 2020 Filed Aug 27, 2020 10:56 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,100	$2.76	$5,803.98	Disclosure SEC source: 0001213900-20-023952 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,436,046 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.73 to $2.79, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 24, 2020 Filed Aug 25, 2020 08:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	3,300	$2.83	$9,342.96	Disclosure SEC source: 0001213900-20-023562 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,946 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.745 to $2.88, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
August 21, 2020 Filed Aug 25, 2020 08:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,200	$2.92	$6,413.44	Disclosure SEC source: 0001213900-20-023562 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,430,646 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.89 to $2.95, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 20, 2020 Filed Aug 21, 2020 08:08 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	3,300	$2.91	$9,616.20	Disclosure SEC source: 0001213900-20-023183 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428,446 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.98, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
August 19, 2020 Filed Aug 21, 2020 08:08 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,900	$2.96	$5,619.06	Disclosure SEC source: 0001213900-20-023183 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,425,146 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.90 to $2.99, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 18, 2020 Filed Aug 19, 2020 11:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	4,200	$2.91	$12,218.64	Disclosure SEC source: 0001213900-20-022792 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,423,246 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.85 to $2.99, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
August 17, 2020 Filed Aug 19, 2020 11:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	8,946	$2.79	$24,955.76	Disclosure SEC source: 0001213900-20-022792 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,419,046 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.75 to $2.83875, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 14, 2020 Filed Aug 17, 2020 16:31 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,400	$2.75	$6,609.12	Disclosure SEC source: 0001213900-20-022528 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,100 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.73 to $2.80, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
August 13, 2020 Filed Aug 13, 2020 20:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	23,261	$2.63	$61,129.91	Disclosure SEC source: 0001213900-20-022007 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,407,700 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.59 to $2.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
August 13, 2020 Filed Aug 17, 2020 21:01 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	SaleCommon Stock, $0.005 par value	170,900	$5.33	$910,059.59	Disclosure SEC source: 0001213900-20-022542 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,194 F3 · shares: Represents shares sold by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.96 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
August 13, 2020 Filed Aug 17, 2020 21:01 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	SaleCommon Stock, $0.005 par value	156,750	$5.79	$906,908.48	Disclosure SEC source: 0001213900-20-022542 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 421 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.30 to $7.70, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 1. Read SEC document
August 12, 2020 Filed Aug 13, 2020 20:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	10,000	$2.80	$28,044.00	Disclosure SEC source: 0001213900-20-022007 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,439 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.80 to $2.81, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
June 17, 2020 Filed Jun 19, 2020 01:09 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	SaleCommon Stock, $0.005 par value	12,400	$6.01	$74,524.00	Disclosure SEC source: 0001213900-20-015308 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 187,094 F2 · shares: These shares were sold by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.12 to $6.50, inclusive. The Reporting Person undertakes to provide to the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 16, 2020 Filed Jun 19, 2020 01:09 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	SaleCommon Stock, $0.005 par value	100	$3.86	$386.00	Disclosure SEC source: 0001213900-20-015308 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 199,494 F1 · shares: These shares were sold by JJAT Corp. ("JJAT"). The Reporting Person as the owner of JJAT is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Represents shares of the NTN Buzztime, Inc.'s common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F5 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F6 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
June 15, 2020 Filed Jun 18, 2020 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	OtherCommon Stock, $0.001 par value	1,213,209	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-015306 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,213,209 F1 · shares: No shares were sold or otherwise disposed by the Reporting Person. This Report is filed solely to account for the transfer of the reported shares from the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan") to the Reporting Person. The Reporting Person as the trustee of the Profit Sharing Plan was deemed to have sole voting and dispositive power over the reported shares formerly directly held by the Profit Sharing Plan. F1 · price: No shares were sold or otherwise disposed by the Reporting Person. This Report is filed solely to account for the transfer of the reported shares from the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan") to the Reporting Person. The Reporting Person as the trustee of the Profit Sharing Plan was deemed to have sole voting and dispositive power over the reported shares formerly directly held by the Profit Sharing Plan. Read SEC document
June 15, 2020 Filed Jun 18, 2020 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	OtherCommon Stock, $0.001 par value	1,213,209	Not disclosed	Not disclosed	Disclosure SEC source: 0001213900-20-015306 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,092,046 F1 · shares: No shares were sold or otherwise disposed by the Reporting Person. This Report is filed solely to account for the transfer of the reported shares from the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan") to the Reporting Person. The Reporting Person as the trustee of the Profit Sharing Plan was deemed to have sole voting and dispositive power over the reported shares formerly directly held by the Profit Sharing Plan. F1 · price: No shares were sold or otherwise disposed by the Reporting Person. This Report is filed solely to account for the transfer of the reported shares from the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan") to the Reporting Person. The Reporting Person as the trustee of the Profit Sharing Plan was deemed to have sole voting and dispositive power over the reported shares formerly directly held by the Profit Sharing Plan. F2 · ownership.nature: Includes (i) 6,656,332 shares of the Issuer's common stock (the "Common Stock") owned by Trinad Capital Master Fund, Ltd. ("Trinad Capital") as of June 15, 2020, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management") as of June 15, 2020, as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,814,210 shares of Common Stock owned by JJAT Corp. ("JJAT") as of June 15, 2020, an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 3) F3 · ownership.nature: (continued from footnote 2) and (iv) approximately 1,740,458 shares of Common Stock issuable as of June 15, 2020 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F4 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F5 · ownership.nature: Does not include (i) 4,498,781 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:30 UTC	LiveOne, Inc. LIVX · Entity 7199	SaleCommon Stock, $0.001 par value	82	$1.59	$130.69	Disclosure SEC source: 0001213900-20-008853 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,230 F1 · shares: The reported trade was inadvertently made due to human error on the part of the Reporting Person's broker. The Reporting Person has requested for the broker to ensure that such errors do not occur in the future. Read SEC document
March 05, 2020 Filed Mar 10, 2020 21:45 UTC	LiveOne, Inc. LIVX · Entity 7199	SaleCommon Stock, $0.001 par value	96	$1.34	$128.64	Disclosure SEC source: 0001213900-20-005919 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,312 F1 · shares: The reported trade was inadvertently made due to human error. Read SEC document
December 20, 2019 Filed Dec 28, 2019 02:00 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	300	$2.83	$849.99	Disclosure SEC source: 0001213900-19-027131 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 199,494 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.75 to $2.88, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital and JJAT Corp. ("JJAT"), as the Reporting Person, the Portfolio Manager of Trinad Capital and owner of JJAT, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 20, 2019 Filed Dec 28, 2019 02:00 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	100	$2.77	$277.00	Disclosure SEC source: 0001213900-19-027131 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,171 Read SEC document
December 19, 2019 Filed Dec 21, 2019 02:01 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	299	$2.72	$814.30	Disclosure SEC source: 0001213900-19-026740 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 199,294 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.70 to $2.75, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital and JJAT Corp. ("JJAT"), as the Reporting Person, the Portfolio Manager of Trinad Capital and owner of JJAT, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital, Trinad Capital Management, LLC ("Trinad Management") and JJAT disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital and JJAT as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, (vi) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vii) Reporting Person's and/or Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital or JJAT. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
December 19, 2019 Filed Dec 20, 2019 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	404	$2.01	$812.61	Disclosure SEC source: 0001213900-19-026739 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,408 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. Read SEC document
December 18, 2019 Filed Dec 20, 2019 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,000	$2.00	$1,995.00	Disclosure SEC source: 0001213900-19-026739 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,004 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.07, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document
December 17, 2019 Filed Dec 18, 2019 21:03 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	900	$2.14	$1,928.97	Disclosure SEC source: 0001213900-19-026503 · ownership.xml · nonDerivative · entry 3 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,243,693 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.12 to $2.16, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F5 · ownership.nature: Includes (i) 6,654,732 and 6,655,632 shares of the Issuer's common stock (the "Common Stock") as of December 16, 2019 and December 17, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Common Stock as of December 16, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 6) F6 · ownership.nature: (continued from footnote 5) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F7 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F8 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:03 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,680	$2.14	$3,587.98	Disclosure SEC source: 0001213900-19-026503 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,242,793 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.10 to $2.27, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F5 · ownership.nature: Includes (i) 6,654,732 and 6,655,632 shares of the Issuer's common stock (the "Common Stock") as of December 16, 2019 and December 17, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Common Stock as of December 16, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 6) F6 · ownership.nature: (continued from footnote 5) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F7 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F8 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 16, 2019 Filed Dec 18, 2019 21:03 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,500	$2.12	$3,177.75	Disclosure SEC source: 0001213900-19-026503 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,241,113 F1 · shares: These shares were purchased by JJAT Corp. F5 · ownership.nature: Includes (i) 6,654,732 and 6,655,632 shares of the Issuer's common stock (the "Common Stock") as of December 16, 2019 and December 17, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,817,810 shares of Common Stock as of December 16, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 6) F6 · ownership.nature: (continued from footnote 5) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F7 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F8 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 13, 2019 Filed Dec 16, 2019 21:08 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,200	$2.28	$2,732.04	Disclosure SEC source: 0001213900-19-026310 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,239,613 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.23 to $2.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Includes (i) 6,651,852 and 6,653,052 shares of the Issuer's common stock (the "Common Stock") as of December 12, 2019 and December 13, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5 · ownership.nature: (continued from footnote 4) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 12, 2019 Filed Dec 16, 2019 21:08 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,200	$2.32	$2,787.48	Disclosure SEC source: 0001213900-19-026310 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,238,413 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.28 to $2.40, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Includes (i) 6,651,852 and 6,653,052 shares of the Issuer's common stock (the "Common Stock") as of December 12, 2019 and December 13, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5 · ownership.nature: (continued from footnote 4) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 11, 2019 Filed Dec 12, 2019 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	600	$2.40	$1,441.50	Disclosure SEC source: 0001213900-19-026088 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,237,213 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Includes (i) 6,650,052 and 6,650,652 shares of the Issuer's common stock (the "Common Stock") as of December 10, 2019 and December 11, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5 · ownership.nature: (continued from footnote 4) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 10, 2019 Filed Dec 12, 2019 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,100	$2.59	$5,446.98	Disclosure SEC source: 0001213900-19-026088 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,236,613 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.44 to $2.70, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Includes (i) 6,650,052 and 6,650,652 shares of the Issuer's common stock (the "Common Stock") as of December 10, 2019 and December 11, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5 · ownership.nature: (continued from footnote 4) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	2,200	$2.56	$5,638.16	Disclosure SEC source: 0001213900-19-025809 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,234,513 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.38 to $2.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F4 · ownership.nature: Includes (i) 6,645,752? and 6,647,952? shares of the Issuer's common stock (the "Common Stock") as of December 6, 2019 and December 9, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5 · ownership.nature: (continued from footnote 4) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 06, 2019 Filed Dec 10, 2019 21:00 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,100	$2.12	$2,334.31	Disclosure SEC source: 0001213900-19-025809 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,232,313 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.05 to $2.25, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F4 · ownership.nature: Includes (i) 6,645,752? and 6,647,952? shares of the Issuer's common stock (the "Common Stock") as of December 6, 2019 and December 9, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019 owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 5) F5 · ownership.nature: (continued from footnote 4) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F6 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F7 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 05, 2019 Filed Dec 6, 2019 11:30 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	100	$2.90	$290.00	Disclosure SEC source: 0001213900-19-025458 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,071 Read SEC document
December 05, 2019 Filed Dec 6, 2019 06:30 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	400	$2.04	$817.00	Disclosure SEC source: 0001213900-19-025457 · ownership.xml · nonDerivative · entry 3 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,004 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.04 to $2.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. Read SEC document
December 04, 2019 Filed Dec 6, 2019 06:30 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,100	$2.07	$2,273.04	Disclosure SEC source: 0001213900-19-025457 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,231,213 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F5 · ownership.nature: Includes (i) 6,643,552 and 6,644,652 shares of the Issuer's common stock (the "Common Stock") as of December 3, 2019 and December 4, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 6) F6 · ownership.nature: (continued from footnote 5) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F7 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F8 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 03, 2019 Filed Dec 6, 2019 06:30 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	1,600	$1.98	$3,173.60	Disclosure SEC source: 0001213900-19-025457 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,230,113 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.90 to $2.07, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F5 · ownership.nature: Includes (i) 6,643,552 and 6,644,652 shares of the Issuer's common stock (the "Common Stock") as of December 3, 2019 and December 4, 2019, respectively, owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,816,310 shares of Common Stock as of December 5, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 6) F6 · ownership.nature: (continued from footnote 5) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F7 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F8 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	100	$1.94	$194.00	Disclosure SEC source: 0001213900-19-025347 · ownership.xml · nonDerivative · entry 5 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,228,513 F1 · shares: These shares were purchased by JJAT Corp. F7 · ownership.nature: Includes (i) 6,641,952 shares of the Issuer's common stock (the "Common Stock") as of December 2, 2019 owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,814,910, 6,815,410, 6,816,210 and 6,816,310 shares of Common Stock as of November 26, 2019, November 27, 2019, November 29, 2019 and December 2, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 8) F8 · ownership.nature: (continued from footnote 7) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F9 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F10 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
December 02, 2019 Filed Dec 4, 2019 21:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	700	$1.90	$1,326.99	Disclosure SEC source: 0001213900-19-025347 · ownership.xml · nonDerivative · entry 4 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,228,413 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.87 to $2.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 6. F7 · ownership.nature: Includes (i) 6,641,952 shares of the Issuer's common stock (the "Common Stock") as of December 2, 2019 owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,814,910, 6,815,410, 6,816,210 and 6,816,310 shares of Common Stock as of November 26, 2019, November 27, 2019, November 29, 2019 and December 2, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 8) F8 · ownership.nature: (continued from footnote 7) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F9 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F10 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
November 29, 2019 Filed Dec 4, 2019 21:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	800	$1.95	$1,557.20	Disclosure SEC source: 0001213900-19-025347 · ownership.xml · nonDerivative · entry 3 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,227,713 F1 · shares: These shares were purchased by JJAT Corp. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.92 to $2.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 5. F7 · ownership.nature: Includes (i) 6,641,952 shares of the Issuer's common stock (the "Common Stock") as of December 2, 2019 owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,814,910, 6,815,410, 6,816,210 and 6,816,310 shares of Common Stock as of November 26, 2019, November 27, 2019, November 29, 2019 and December 2, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 8) F8 · ownership.nature: (continued from footnote 7) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F9 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F10 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
November 27, 2019 Filed Dec 4, 2019 21:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	500	$1.87	$934.00	Disclosure SEC source: 0001213900-19-025347 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,226,913 F1 · shares: These shares were purchased by JJAT Corp. F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.82 to $1.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 4. F7 · ownership.nature: Includes (i) 6,641,952 shares of the Issuer's common stock (the "Common Stock") as of December 2, 2019 owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,814,910, 6,815,410, 6,816,210 and 6,816,310 shares of Common Stock as of November 26, 2019, November 27, 2019, November 29, 2019 and December 2, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 8) F8 · ownership.nature: (continued from footnote 7) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F9 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F10 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
November 26, 2019 Filed Dec 4, 2019 21:52 UTC	LiveOne, Inc. LIVX · Entity 7199	PurchaseCommon Stock, $0.001 par value	700	$1.76	$1,235.22	Disclosure SEC source: 0001213900-19-025347 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · Director · CEO & Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 17,226,413 F1 · shares: These shares were purchased by JJAT Corp. F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.87, inclusive. The Reporting Person undertakes to provide to LiveXLive Media, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 3. F7 · ownership.nature: Includes (i) 6,641,952 shares of the Issuer's common stock (the "Common Stock") as of December 2, 2019 owned by Trinad Capital, as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 716,216 shares of Common Stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 6,814,910, 6,815,410, 6,816,210 and 6,816,310 shares of Common Stock as of November 26, 2019, November 27, 2019, November 29, 2019 and December 2, 2019, respectively, owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares, (continued to footnote 8) F8 · ownership.nature: (continued from footnote 7) (iv) 1,213,209 shares of Common Stock owned by the Robert Ellin Profit Sharing Plan (the "Profit Sharing Plan"), as the Reporting Person, the trustee of the Profit Sharing Plan, is deemed to have sole voting and dispositive power over such shares, and (v) approximately 1,681,222 shares of Common Stock issuable as of December 2, 2019 upon conversion of the Issuer's convertible notes held by Trinad Capital, which Trinad Capital has the right to convert at the conversion price of $3.00 per share as a result of the Issuer's public offering completed on December 27, 2017. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person. F9 · ownership.nature: Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. F10 · ownership.nature: Does not include (i) 4,486,962 shares of Common Stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power, and (ii) stock options granted by the Issuer to the Reporting Person. Read SEC document
October 29, 2019 Filed Oct 31, 2019 01:00 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	881	$3.15	$2,776.12	Disclosure SEC source: 0001213900-19-021562 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 198,895 F1 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.10 to $3.20, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 2. F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
October 25, 2019 Filed Oct 29, 2019 01:00 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	100	$3.21	$321.00	Disclosure SEC source: 0001213900-19-021322 · ownership.xml · nonDerivative · entry 2 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 198,014 F2 · shares: These shares were purchased by Trinad Capital Master Fund, Ltd. ("Trinad Capital"). F3 · ownership.nature: Represents shares of the Issuer's common stock owned by Trinad Capital, as the Reporting Person, the Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares. F4 · ownership.nature: Each of the Reporting Person, Trinad Capital and Trinad Capital Management, LLC ("Trinad Management") disclaim beneficial ownership of the reported securities except for the (i) personal and direct beneficial ownership of the Reporting Person as reported herein, (ii) direct beneficial ownership of Trinad Capital as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being the Managing Member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder and Portfolio Manager of Trinad Capital, and (vi) Reporting Person's and Trinad Management's pecuniary interest in the securities reported herein as directly beneficially owned by Trinad Capital. F5 · ownership.nature: This report shall not be deemed an admission that the Reporting Person and/or Trinad Management is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document
October 24, 2019 Filed Oct 29, 2019 01:00 UTC	Ernexa Therapeutics Inc. NTN · Entity 8278	PurchaseCommon Stock, $0.005 par value	202	$3.03	$613.03	Disclosure SEC source: 0001213900-19-021322 · ownership.xml · nonDerivative · entry 1 ELLIN ROBERT S · CIK 0001071292 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,971 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.01 to $3.05, inclusive. The Reporting Person undertakes to provide to NTN Buzztime, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the U.S. Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote 1. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.