Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXT INCAXTI · Entity 4105 | Director | May 15, 2025 | May 16, 2025 |
| EGAIN CorpEGAN · Entity 6315 | Director | September 30, 2021 | December 31, 2024 |
| MariaDB plcMRDB · Entity 86860 | Director | June 29, 2023 | June 30, 2023 |
| PDF SOLUTIONS INCPDFS · Entity 4596 | EVP, Finance and CFO | February 01, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXT INC
Report date May 15, 2025 · Filed May 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,370 |
Reported balance
After 2025-05-15 transaction · row 1
1 source rowRow 1 · 2025-05-15 · Grant · Acquired 55,172 · Balance 133,370 F1: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date.
EGAIN Corp
Report date September 30, 2021 · Filed December 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.36 · Expires 2031-09-01 | Direct | 40,000 |
Reported balance
After 2021-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-09-30 · Grant · Acquired 40,000 · Balance 40,000 F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021.
F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service.
MariaDB plc
Report date June 29, 2023 · Filed June 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 230,633 |
Reported balance
After 2023-06-29 transaction · row 1
1 source rowRow 1 · 2023-06-29 · Grant · Acquired 182,291 · Balance 230,633 F1: Represents a restricted stock unit award that will fully vest upon the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the Company's annual meeting of shareholders that next occurs after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that will fully vest upon the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the Company's annual meeting of shareholders that next occurs after the grant date.
PDF SOLUTIONS INC
Report date February 01, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,225 |
Reported balance
After 2020-02-01 transaction · row 1
1 source rowRow 1 · 2020-02-01 · Tax withholding · Disposed 3,859 · Balance 69,225 F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
QUICKLOGIC Corp
Report date July 18, 2025 · Filed July 22, 2025
Section 16 reporting ended · disclosed 2025-07-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,128 |
Reported balance
After 2025-07-18 transaction · row 1
1 source rowRow 1 · 2025-07-18 · Exercise / conversion · Acquired 3,240 · Balance 11,128 F1: Vesting of Restricted Stock Units was accelerated in connection with the reporting person's death. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-07-18 · Exercise / conversion · Disposed 3,240 · Balance 0 F2: Restricted Stock Unit shares vest in full 1 year from the grant date. Vesting of shares was accelerated in connection with the reporting person's death. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of Restricted Stock Units was accelerated in connection with the reporting person's death.
F2: Restricted Stock Unit shares vest in full 1 year from the grant date. Vesting of shares was accelerated in connection with the reporting person's death.
Uni-Pixel
Report date August 24, 2017 · Filed August 28, 2017
Section 16 reporting ended · disclosed 2017-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,310 |
Reported balance
After 2017-08-24 transaction · row 1
1 source rowRow 1 · 2017-08-24 · Disposition to issuer · Disposed 70,000 · Balance 229,310 F1: Forfeiture as a result of termination back to the Company for no consideration of 70,000 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture as a result of termination back to the Company for no consideration of 70,000 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2017 Filed Aug 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 17,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047326 · doc4.xml · derivative · entry 5 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,500 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F7 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Tax withholdingCommon Stock | 9,395 | $0.38 | $3,532.52 |
DisclosureSEC source: 0001209191-17-047326 · doc4.xml · nonDerivative · entry 4 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,310 F6 · shares: 9,395 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. F4 · price: The closing price of the Company's common stock on 8/1/2017. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, 1/3rd on July 31, 2017, and the remaining 1/3rd which will vest on July 31, 2018. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047326 · doc4.xml · nonDerivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: 25,000 RSUs issued in the grant to Ms. Russell on 6/9/2017 vested on 8/1/2017 according to the vesting schedule previously reported. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, 1/3rd on July 31, 2017, and the remaining 1/3rd which will vest on July 31, 2018. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Tax withholdingCommon Stock | 6,576 | $0.38 | $2,472.58 |
DisclosureSEC source: 0001209191-17-047326 · doc4.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,705 F3 · shares: 6,576 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. F4 · price: The closing price of the Company's common stock on 8/1/2017. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, 1/3rd on July 31, 2017, and the remaining 1/3rd which will vest on July 31, 2018. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047326 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 8/1/2017 according to the vesting schedule previously reported. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, 1/3rd on July 31, 2017, and the remaining 1/3rd which will vest on July 31, 2018. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:44 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 13,131 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008953 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,131 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:44 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 13,131 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-008953 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:20 UTC | Uni-Pixel UNXL · Entity 12733 | GrantRestricted Stock Units (RSUs) · Derivative | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039462 · doc4.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · security: The Restricted Stock Units ("RSUs") were issued pursuant to the terms of the Uni-Pixel, Inc. 2011 Stock Incentive Plan and a Restricted Stock Unit Notice of Grant and Agreement. The Company will withhold shares of stock subject to the restricted stock units at the time of vesting for the purposes of satisfying any tax withholding obligations which arise in connection with such vesting. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of UniPixel common stock. F3 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. F3 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. Read SEC document |
| May 19, 2017 Filed May 22, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | PurchaseCommon Stock | 13,000 | $0.40 | $5,158.40 |
DisclosureSEC source: 0001209191-17-034311 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,781 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.3915 to $0.3980. The price reported above in Column 4 of Table I reflects the weighted average purchase price. The reporting persons hereby undertake to provide upon request to the SEC staff, the issuer or a security holder of the issuer complete information regarding the number of shares and prices at which each of the individual transactions was effected. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| May 11, 2017 Filed May 16, 2017 00:32 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-007226 · edgar.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,553 Underlying: Common Stock · 8,553 shares Expires 2027-05-11 Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:04 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 17,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029607 · doc4.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F5 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:04 UTC | Uni-Pixel UNXL · Entity 12733 | Tax withholdingCommon Stock | 7,504 | $0.47 | $3,526.88 |
DisclosureSEC source: 0001209191-17-029607 · doc4.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,781 F3 · shares: 7,504 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. F4 · price: The closing price of the Company's common stock on 5/1/2017. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:04 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029607 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 5/1/2017 according to the vesting schedule previously reported. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 22:08 UTC | EGAIN Corp EGAN · Entity 6315 | GrantOption to Acquire · Derivative | 50,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001104659-17-012618 · a4.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2027-02-24 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following February 24, 2017. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:24 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 17,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007594 · doc4.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,500 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F5 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:24 UTC | Uni-Pixel UNXL · Entity 12733 | Tax withholdingCommon Stock | 7,662 | $1.43 | $10,956.66 |
DisclosureSEC source: 0001209191-17-007594 · doc4.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,785 F3 · shares: 7,662 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. F4 · price: The closing price of the Company's common stock on 2/1/2017. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:24 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007594 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 2/1/2017 according to the vesting schedule previously reported. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| December 12, 2016 Filed Dec 12, 2016 21:50 UTC | Uni-Pixel UNXL · Entity 12733 | PurchaseCommon Stock | 5,500 | $0.94 | $5,142.50 |
DisclosureSEC source: 0001209191-16-154810 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,947 F1 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:06 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 17,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148142 · doc4.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 17,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported. F5 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. F5 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2016 and ending on May 1, 2019. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:06 UTC | Uni-Pixel UNXL · Entity 12733 | Tax withholdingCommon Stock | 6,576 | $1.25 | $8,220.00 |
DisclosureSEC source: 0001209191-16-148142 · doc4.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,447 F3 · shares: 6,576 shares of Common Stock were withheld by the Company for the purposes of satisfying tax withholding obligations in connection with such vesting as previously reported by the Company. F4 · price: The closing price of the Company's common stock on 11/1/2016. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 16:06 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148142 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 17,500 Restricted Stock Units ("RSUs") issued in the grant to Ms. Russell on 6/8/2016 vested on 11/1/2016 according to the vesting schedule previously reported. F2 · balance_after: Includes 100,000 shares of restricted common stock that vested 1/3 on July 31, 2016, and the remaining 2/3rds which will vest 1/3rd on July 31, 2017 and 1/3rd on July 31, 2018, respectively. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.