Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXT INCAXTI · Entity 4105 | Director | May 15, 2025 | May 16, 2025 |
| EGAIN CorpEGAN · Entity 6315 | Director | September 30, 2021 | December 31, 2024 |
| MariaDB plcMRDB · Entity 86860 | Director | June 29, 2023 | June 30, 2023 |
| PDF SOLUTIONS INCPDFS · Entity 4596 | EVP, Finance and CFO | February 01, 2020 | February 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXT INC
Report date May 15, 2025 · Filed May 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 133,370 |
Reported balance
After 2025-05-15 transaction · row 1
1 source rowRow 1 · 2025-05-15 · Grant · Acquired 55,172 · Balance 133,370 F1: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date.
EGAIN Corp
Report date September 30, 2021 · Filed December 31, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.36 · Expires 2031-09-01 | Direct | 40,000 |
Reported balance
After 2021-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-09-30 · Grant · Acquired 40,000 · Balance 40,000 F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021.
F2: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service.
MariaDB plc
Report date June 29, 2023 · Filed June 30, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 230,633 |
Reported balance
After 2023-06-29 transaction · row 1
1 source rowRow 1 · 2023-06-29 · Grant · Acquired 182,291 · Balance 230,633 F1: Represents a restricted stock unit award that will fully vest upon the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the Company's annual meeting of shareholders that next occurs after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit award that will fully vest upon the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the Company's annual meeting of shareholders that next occurs after the grant date.
PDF SOLUTIONS INC
Report date February 01, 2020 · Filed February 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,225 |
Reported balance
After 2020-02-01 transaction · row 1
1 source rowRow 1 · 2020-02-01 · Tax withholding · Disposed 3,859 · Balance 69,225 F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
QUICKLOGIC Corp
Report date July 18, 2025 · Filed July 22, 2025
Section 16 reporting ended · disclosed 2025-07-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,128 |
Reported balance
After 2025-07-18 transaction · row 1
1 source rowRow 1 · 2025-07-18 · Exercise / conversion · Acquired 3,240 · Balance 11,128 F1: Vesting of Restricted Stock Units was accelerated in connection with the reporting person's death. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-07-18 · Exercise / conversion · Disposed 3,240 · Balance 0 F2: Restricted Stock Unit shares vest in full 1 year from the grant date. Vesting of shares was accelerated in connection with the reporting person's death. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of Restricted Stock Units was accelerated in connection with the reporting person's death.
F2: Restricted Stock Unit shares vest in full 1 year from the grant date. Vesting of shares was accelerated in connection with the reporting person's death.
Uni-Pixel
Report date August 24, 2017 · Filed August 28, 2017
Section 16 reporting ended · disclosed 2017-08-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,310 |
Reported balance
After 2017-08-24 transaction · row 1
1 source rowRow 1 · 2017-08-24 · Disposition to issuer · Disposed 70,000 · Balance 229,310 F1: Forfeiture as a result of termination back to the Company for no consideration of 70,000 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: Forfeiture as a result of termination back to the Company for no consideration of 70,000 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2025 Filed Jul 22, 2025 21:55 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 3,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020134 · form4-07222025_090746.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Vesting of shares was accelerated in connection with the reporting person's death. F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Vesting of shares was accelerated in connection with the reporting person's death. Read SEC document |
| July 18, 2025 Filed Jul 22, 2025 21:55 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 3,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-020134 · form4-07222025_090746.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units was accelerated in connection with the reporting person's death. Read SEC document |
| May 15, 2025 Filed May 16, 2025 21:10 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 55,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-013460 · form4-05162025_090520.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,370 F1 · price: Represents an annual equity grant of common stock calculated based upon $1.45, which was the closing price of the Issuer's common stock on May 15, 2025 (the "Grant Date"), and vests on the anniversary of the Grant Date. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:10 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 3,240 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-023431 · form4-09162024_040911.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,240 Underlying: Common Stock · 3,240 shares Expires not disclosed F1 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F2 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| August 24, 2024 Filed Aug 26, 2024 20:10 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 4,171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022213 · form4-08262024_040808.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| August 24, 2024 Filed Aug 26, 2024 20:10 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 4,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-022213 · form4-08262024_040808.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2024 Filed May 20, 2024 15:23 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 23,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-013683 · form4-05202024_030510.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,198 Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:15 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | SaleCommon Stock | 4,444 | $16.74 | $74,392.56 |
DisclosureSEC source: 0001415889-24-007004 · form4-03062024_040310.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,717 Read SEC document |
| November 10, 2023 Filed Nov 15, 2023 02:45 UTC | EGAIN Corp EGAN · Entity 6315 | GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-118336 · tm2330774-2_4seq1.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · shares: Represents restricted stock units granted pursuant to eGain's Amended and Restated 2005 Stock Incentive Plan on November 10, 2023. The restricted stock units vest on November 15, 2024, subject to continued service with the issuer through such vesting date. Read SEC document |
| August 25, 2023 Filed Aug 25, 2023 21:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 4,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-012672 · form4-08252023_090826.xml · derivative · entry 4 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,444 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| August 25, 2023 Filed Aug 25, 2023 21:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 4,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-012672 · form4-08252023_090826.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Previously submitted report miscalculated shares beneficially owned Read SEC document |
| August 24, 2023 Filed Aug 25, 2023 21:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 4,171 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-012672 · form4-08252023_090826.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,171 Underlying: Common Stock · 4,171 shares Expires not disclosed F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| June 29, 2023 Filed Jun 30, 2023 18:16 UTC | MariaDB plc MRDB · Entity 86860 | GrantOrdinary Shares | 182,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-007043 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 230,633 F1 · shares: Represents a restricted stock unit award that will fully vest upon the earlier of (i) the one-year anniversary of the grant date and (ii) the day immediately prior to the Company's annual meeting of shareholders that next occurs after the grant date. Read SEC document |
| May 18, 2023 Filed May 19, 2023 22:26 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 23,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-008428 · form4-05192023_100511.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,875 Read SEC document |
| May 11, 2023 Filed May 15, 2023 20:31 UTC | MariaDB plc MRDB · Entity 86860 | GrantOrdinary Shares | 48,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-005924 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,342 F1 · shares: Represents a restricted stock unit award that vests in full on the day prior to the Company's 2023 annual meeting of shareholders. Read SEC document |
| August 25, 2022 Filed Aug 25, 2023 21:08 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 4,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-23-012672 · form4-08252023_090826.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,444 Underlying: Common Stock · 4,444 shares Expires not disclosed F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F3 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| August 04, 2022 Filed Aug 4, 2022 22:40 UTC | AXT INC AXTI · Entity 4105 | SaleCommon Stock | 7,500 | $9.40 | $70,500.00 |
DisclosureSEC source: 0001415889-22-008278 · form4-08042022_030801.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,552 Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:38 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 3,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-007777 · form4-07192022_010708.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,716 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 20:38 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 3,716 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-007777 · form4-07192022_010708.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:25 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | SaleCommon Stock | 142 | $7.72 | $1,096.24 |
DisclosureSEC source: 0001179110-22-003271 · edgar.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 F1 · shares: Shares sold in this transaction were sold for tax purposes. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:25 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | SaleCommon Stock | 4,400 | $7.69 | $33,836.00 |
DisclosureSEC source: 0001179110-22-003271 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143 Read SEC document |
| May 19, 2022 Filed May 23, 2022 16:45 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 15,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-005478 · form4-05232022_090543.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,052 Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:27 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001104659-22-019622 · tm226301-1_4seq1.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 20,000 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested 100% on February 24, 2021 (four years after date of grant) Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:27 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 20,000 | $12.21 | $244,200.00 |
DisclosureSEC source: 0001104659-22-019622 · tm226301-1_4seq1.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.17 to $12.26. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 01:27 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 20,000 | $1.80 | $36,000.00 |
DisclosureSEC source: 0001104659-22-019622 · tm226301-1_4seq1.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2021 Filed Dec 31, 2024 21:22 UTC | EGAIN Corp EGAN · Entity 6315 | GrantStock Option (right to buy) · Derivative | 40,000 | $0.00 Strike: $11.36 | $0.00 |
DisclosureSEC source: 0001104659-24-132862 · tm2431954-3_4seq1.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-09-01 F1 · date: The option grant was approved by the Board of Directors on September 10, 2021, subject to approval by the stockholders of the Issuer with respect to certain amendments to the Issuer's Amended and Restated 2005 Stock Incentive Plan, which was approved on September 30, 2021. F2 · derivative.exercise_date: The option will vest and become exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2021, subject to continued service. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $1.80 | $0.00 |
DisclosureSEC source: 0001104659-21-114648 · tm2127308-2_4seq1.xml · derivative · entry 3 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 20,000 shares Expires 2021-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested 100% on February 24, 2021 (four years after date of grant) Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | SaleCommon Stock | 20,000 | $11.54 | $230,800.00 |
DisclosureSEC source: 0001104659-21-114648 · tm2127308-2_4seq1.xml · nonDerivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 F1 · price: Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.51 to $11.63. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:00 UTC | EGAIN Corp EGAN · Entity 6315 | Exercise / conversionCommon Stock | 20,000 | $1.80 | $36,000.00 |
DisclosureSEC source: 0001104659-21-114648 · tm2127308-2_4seq1.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 23:02 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 4,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008685 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| September 03, 2021 Filed Sep 8, 2021 23:02 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 4,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-008685 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 20:47 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | SaleCommon Stock | 6,037 | $6.07 | $36,652.44 |
DisclosureSEC source: 0001179110-21-008542 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143 F1 · kind: For tax planning purposes. F2 · price: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $6.07 to $6.085. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 15, 2021 Filed Jul 16, 2021 21:24 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Units · Derivative | 3,716 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-007539 · edgar.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,716 Underlying: Common Stock · 3,716 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| May 20, 2021 Filed May 24, 2021 21:57 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 6,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-005829 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,814 F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| September 03, 2020 Filed Sep 4, 2020 21:21 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 4,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-009599 · edgar.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock · 4,400 shares Expires not disclosed F1 · derivative.exercise_date: Restricted Stock Unit shares vest in full 1 year from the grant date. F1 · derivative.expiration_date: Restricted Stock Unit shares vest in full 1 year from the grant date. Read SEC document |
| May 23, 2020 Filed May 27, 2020 21:16 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 1,813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006649 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,813 shares Expires 2029-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 23, 2020 Filed May 27, 2020 21:16 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006649 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on May 23, 2019. Read SEC document |
| May 21, 2020 Filed May 22, 2020 22:52 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 10,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-006546 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,088 F1 · shares: 1. Represents the grant of a restricted stock award, 100% of shares of common stock shall be vested on the one year anniversary of the date of grant, conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 01:36 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 3,859 | $15.76 | $60,817.84 |
DisclosureSEC source: 0001437749-20-001602 · rdgdoc.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,225 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| December 23, 2019 Filed Dec 31, 2019 02:23 UTC | AXT INC AXTI · Entity 4105 | GrantCommon Stock | 6,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-013202 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,179 F1 · shares: Represents grant of restricted stock award, 100% shares of common stock shall vest on May 21, 2020 (date of AXT, Inc.'s annual shareholder meeting), conditioned upon the Reporting Person's continued status as a service provider on each relevant vesting date. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 22:12 UTC | PDF SOLUTIONS INC PDFS · Entity 4596 | Tax withholdingCommon Stock | 6,916 | $13.41 | $92,743.56 |
DisclosureSEC source: 0001437749-19-015356 · rdgdoc.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · EVP, Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,084 F1 · kind: This represents a disposition of shares to the Company to satisfy tax withholding obligations with respect to the vesting of Restricted Stock rights. This is not a sale of shares in the market. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008329 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 19:07 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 15,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008329 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,145 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on June 28, 2018. Read SEC document |
| May 23, 2019 Filed May 28, 2019 22:38 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 25,385 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006747 · edgar.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,385 Underlying: Common Stock · 25,385 shares Expires 2029-05-23 F1 · derivative.exercise_date: RSU shares granted vest in full 1 year from the grant date. Read SEC document |
| June 28, 2018 Filed Jun 29, 2018 21:19 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | GrantRestricted Stock Unit · Derivative | 15,652 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-009153 · edgar.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,652 Underlying: Common Stock · 15,652 shares Expires 2028-06-28 Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:56 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionRestricted Stock Units · Derivative | 8,553 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006826 · edgar.xml · derivative · entry 2 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 22:56 UTC | QUICKLOGIC Corp QUIK · Entity 6355 | Exercise / conversionCommon Stock | 8,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-006826 · edgar.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,493 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2017 Filed Sep 26, 2017 00:23 UTC | EGAIN Corp EGAN · Entity 6315 | GrantOptions · Derivative | 26,250 | $0.00 Strike: $2.50 | $0.00 |
DisclosureSEC source: 0001104659-17-058703 · a4.xml · derivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 26,250 shares Expires 2027-09-19 F1 · derivative.exercise_date: The options will vest and became exercisable over four years at the rate of 1/48th of the total shares each month following September 1, 2017. Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 20:19 UTC | Uni-Pixel UNXL · Entity 12733 | Disposition to issuerCommon Stock | 70,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050492 · doc4.xml · nonDerivative · entry 1 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,310 F1 · shares: Forfeiture as a result of termination back to the Company for no consideration of 70,000 shares of restricted common stock which were scheduled to vest on July 31, 2018. These shares were not sold by the reporting person. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:22 UTC | Uni-Pixel UNXL · Entity 12733 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 25,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047326 · doc4.xml · derivative · entry 6 CHRISTINE RUSSELL · CIK 0001226107 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 25,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. F8 · derivative.expiration_date: The RSUs vest in twelve quarterly installments beginning on August 1, 2017 and ending on May 1, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.