Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| City Office REIT, Inc.CIO · Entity 69620 | Director | July 24, 2025 | July 25, 2025 |
| Danimer Scientific, Inc.LOAK · Entity 83400 | Director | November 13, 2020 | November 17, 2020 |
| Wheeler Real Estate Investment Trust, Inc.whlr · Entity 8666 | Director | February 27, 2019 | February 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
City Office REIT, Inc.
Report date July 24, 2025 · Filed July 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,392 |
Reported balance
After 2025-07-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-07-24 · Grant · Acquired 306 · Balance 21,392 F1: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.
F2: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.
F3: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.
Danimer Scientific, Inc.
Report date November 13, 2020 · Filed November 17, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 10,000 |
Reported balance
After 2020-11-13 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-11-13 · Grant · Acquired 10,000 · Balance 10,000 F1: The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation. |
Filing footnotes · ownership attribution and instrument terms
F1: The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.
Wheeler Real Estate Investment Trust, Inc.
Report date February 27, 2019 · Filed February 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,611 |
Reported balance
After 2019-02-27 transaction · row 1
1 source rowRow 1 · 2019-02-27 · Grant · Acquired 30,899 · Balance 60,611 F1: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on December 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on December 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2019 Filed May 9, 2019 13:30 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 3,000 | $11.84 | $35,520.00 |
DisclosureSEC source: 0001209191-19-028409 · doc4.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,866.69 F1 · price: The securities were purchased in two transactions at a price per share of $11.84 to $11.845 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| April 25, 2019 Filed Apr 29, 2019 13:16 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-026358 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,988 Underlying: Common Stock · 182 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| February 27, 2019 Filed Feb 27, 2019 10:26 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 30,899 | $0.89 | $27,500.11 |
DisclosureSEC source: 0001317491-19-000001 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,611 F1 · kind: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on December 31, 2018. F1 · price: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on December 31, 2018. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 14:49 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-005730 · doc4.xml · derivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,806 Underlying: Common Stock · 100 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F4 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 14:49 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-005730 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,706 Underlying: Common Stock · 4,000 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date. F2 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 16:30 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 1,000 | $10.70 | $10,700.00 |
DisclosureSEC source: 0001209191-18-060241 · doc4.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,866.69 Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 11:56 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 94 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-056374 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,707 Underlying: Common Stock · 94 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| October 17, 2018 Filed Oct 17, 2018 19:13 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | GrantCommon Stock | 6,425 | $4.28 | $27,499.00 |
DisclosureSEC source: 0001317491-18-000004 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,712 F1 · kind: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2018. F1 · price: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2018. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 15:47 UTC | Wheeler Real Estate Investment Trust, Inc. whir · Entity 8666 | GrantCommon Stock | 3,435 | $4.04 | $13,877.40 |
DisclosureSEC source: 0001317491-18-000003 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,287 F1 · kind: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. F1 · price: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 14:13 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 83 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-044170 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,613 Underlying: Common Stock · 83 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| July 23, 2018 Filed Jul 24, 2018 14:40 UTC | Wheeler Real Estate Investment Trust, Inc. WHLR · Entity 8666 | GrantCommon Stock | 3,435 | $4.04 | $13,877.40 |
DisclosureSEC source: 0001317491-18-000002 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,852 F1 · kind: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. F1 · price: Granted for second quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on June 29, 2018. Read SEC document |
| May 15, 2018 Filed May 16, 2018 18:24 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 3,422 | $3.58 | $12,250.76 |
DisclosureSEC source: 0001317491-18-000001 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,417 F1 · kind: Granted for first quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on March 29, 2018. F1 · price: Granted for first quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on March 29, 2018. Read SEC document |
| April 25, 2018 Filed Apr 26, 2018 18:25 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 92 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-026308 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,529 Underlying: Common Stock · 92 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| March 21, 2018 Filed Mar 21, 2018 16:02 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 2,000 | $11.45 | $22,896.00 |
DisclosureSEC source: 0001209191-18-021057 · doc4.xml · nonDerivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,866.69 F2 · price: The securities were purchased in transactions at prices per share of $11.44 to $11.45, inclusive. The price shown is a weighted average of those transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:02 UTC | City Office REIT, Inc. CIO · Entity 69620 | Exercise / conversionRestricted Stock Units · Derivative | 718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021057 · doc4.xml · derivative · entry 3 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,437 Underlying: Common Stock · 718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units reported herein have vested and converted to common shares as at March 19, 2018. F3 · derivative.expiration_date: The restricted stock units reported herein have vested and converted to common shares as at March 19, 2018. Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 16:02 UTC | City Office REIT, Inc. CIO · Entity 69620 | Exercise / conversionCommon Stock | 718 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-021057 · doc4.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866.69 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 17:52 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 5,237 | $7.16 | $37,496.92 |
DisclosureSEC source: 0001208785-18-000005 · primary_doc.xml · nonDerivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,995 F2 · kind: Granted for fourth quarter and annual board fees based upon the closing price of the Company's common stock on January 12, 2018. F2 · price: Granted for fourth quarter and annual board fees based upon the closing price of the Company's common stock on January 12, 2018. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 17:52 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 964 | $9.98 | $9,620.72 |
DisclosureSEC source: 0001208785-18-000005 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,758 F1 · kind: Granted for fourth quarter and annual board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 29, 2017. F1 · price: Granted for fourth quarter and annual board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on December 29, 2017. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 13:30 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-005794 · doc4.xml · derivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155 Underlying: Common Stock · 3,000 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date. F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 13:30 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 41 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-005794 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 Underlying: Common Stock · 41 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 11:18 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 791 | $11.22 | $8,875.02 |
DisclosureSEC source: 0001317491-17-000009 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,794 F1 · kind: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2017. F1 · price: Granted for third quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on September 28, 2017. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 12:40 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 37 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-058110 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,113 Underlying: Common Stock · 37 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| October 25, 2017 Filed Feb 5, 2018 16:48 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 54.58 | $13.32 | $727.01 |
DisclosureSEC source: 0001209191-18-007536 · doc5.xml · nonDerivative · entry 3 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148.69 F1 · shares: Registrant purchased shares pursuant to a dividend reinvestment plan with cash dividends earned on shares of common stock held by the Registrant. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 14:46 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 38 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-046416 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,076 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| July 25, 2017 Filed Feb 5, 2018 16:48 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 56.47 | $12.64 | $713.78 |
DisclosureSEC source: 0001209191-18-007536 · doc5.xml · nonDerivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148.69 F1 · shares: Registrant purchased shares pursuant to a dividend reinvestment plan with cash dividends earned on shares of common stock held by the Registrant. Read SEC document |
| July 19, 2017 Filed Jul 19, 2017 18:05 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 869 | $10.21 | $8,872.49 |
DisclosureSEC source: 0001317491-17-000007 · primary_doc.xml · nonDerivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,003 F2 · kind: Granted for second quarter board fees based upon the closing price of the Company's common stock on June 30, 2017. F2 · price: Granted for second quarter board fees based upon the closing price of the Company's common stock on June 30, 2017. Read SEC document |
| May 24, 2017 Filed May 24, 2017 16:39 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 1,000 | $8.63 | $8,630.00 |
DisclosureSEC source: 0001317491-17-000006 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,547 F1 · balance_after: Effective March 31, 2017, Wheeler Real Estate Investment Trust, Inc. (the "Company"), effected a one-for-eight reverse stock split of its common stock (the "Reverse Stock Split"). The amount of common stock reflected on this Form 4 has been adjusted to reflect the Reverse Stock Split. Read SEC document |
| May 11, 2017 Filed May 12, 2017 12:07 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 1,000 | $12.09 | $12,089.00 |
DisclosureSEC source: 0001209191-17-031777 · doc4.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 F1 · price: The securities were sold in transactions at prices per share of $12.08 and $12.11, inclusive. The price shown is a weighted average of the per-share prices in those transactions. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2017 Filed Jul 19, 2017 18:05 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 587 | $13.84 | $8,124.08 |
DisclosureSEC source: 0001317491-17-000007 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,134 F1 · kind: Granted for first quarter board fees based upon based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on March 31, 2017. F1 · price: Granted for first quarter board fees based upon based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s (the "Company") common stock on March 31, 2017. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 15:21 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 38 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-028373 · doc4.xml · derivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,038 Underlying: Common Stock · 38 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest. F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units. Read SEC document |
| April 25, 2017 Filed Feb 5, 2018 16:48 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 37.64 | $12.48 | $469.75 |
DisclosureSEC source: 0001209191-18-007536 · doc5.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,148.69 F1 · shares: Registrant purchased shares pursuant to a dividend reinvestment plan with cash dividends earned on shares of common stock held by the Registrant. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 13:32 UTC | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 2,000 | $12.36 | $24,720.00 |
DisclosureSEC source: 0001209191-17-019518 · doc4.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| March 08, 2017 Filed Mar 17, 2017 16:35 UTC Amendment | City Office REIT, Inc. CIO · Entity 69620 | PurchaseCommon Stock | 2,000 | $12.36 | $24,720.00 |
DisclosureSEC source: 0001209191-17-021406 · doc4a.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · acquired: Transaction code Disposed (D) on original Form 4 dated March 9, 2017 is amended to Acquired (A). Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 13:32 UTC | City Office REIT, Inc. CIO · Entity 69620 | GrantRestricted Stock Units · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-019518 · doc4.xml · derivative · entry 2 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date. F2 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date. Read SEC document |
| February 28, 2017 Filed Mar 1, 2017 20:16 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 14,706 | $1.70 | $25,000.20 |
DisclosureSEC source: 0001317491-17-000005 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,382 F1 · kind: Granted for 2016 discretionary bonus based upon the closing price of the company's common stock on December 30, 2016. Read SEC document |
| January 18, 2017 Filed Jan 19, 2017 13:07 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | GrantCommon Stock | 3,676 | $1.70 | $6,249.20 |
DisclosureSEC source: 0001317491-17-000001 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,676 F1 · kind: Granted for fourth quarter board fees based upon the closing stock price of the company's common stock on December 30, 2016. Read SEC document |
| December 19, 2016 Filed Dec 20, 2016 08:19 UTC | Wheeler Real Estate Investment Trust, Inc. whlr · Entity 8666 | PurchaseCommon Stock | 10,000 | $1.62 | $16,200.00 |
DisclosureSEC source: 0001317491-16-000002 · primary_doc.xml · nonDerivative · entry 1 Sweet John · CIK 0001317491 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.