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Sweet John

Disclosed activity across 3 companies

Tapewire entity
77197
SEC CIK
0001317491

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
City Office REIT, Inc.CIO · Entity 69620DirectorJuly 24, 2025July 25, 2025
Danimer Scientific, Inc.LOAK · Entity 83400DirectorNovember 13, 2020November 17, 2020
Wheeler Real Estate Investment Trust, Inc.whlr · Entity 8666DirectorFebruary 27, 2019February 27, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

City Office REIT, Inc.

Report date July 24, 2025 · Filed July 25, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect21,392 Reported balance After 2025-07-24 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-07-24 · Grant · Acquired 306 · Balance 21,392

F1: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Danimer Scientific, Inc.

Report date November 13, 2020 · Filed November 17, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Warrants (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct10,000 Reported balance After 2020-11-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2020-11-13 · Grant · Acquired 10,000 · Balance 10,000

F1: The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.

Filing footnotes · ownership attribution and instrument terms

F1: The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.

Wheeler Real Estate Investment Trust, Inc.

Report date February 27, 2019 · Filed February 27, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,611 Reported balance After 2019-02-27 transaction · row 1
1 source row

Row 1 · 2019-02-27 · Grant · Acquired 30,899 · Balance 60,611

F1: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on December 31, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Granted for fourth quarter board fees based upon the closing price of Wheeler Real Estate Investment Trust, Inc.'s common stock on December 31, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2025 Filed Jul 25, 2025 15:35 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 306 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-098748 · ownership.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,392

Underlying: Common Stock · 306 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
April 24, 2025 Filed Apr 25, 2025 14:02 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 416 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-058552 · ownership.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,086

Underlying: Common Stock · 416 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 24, 2025 Filed Jan 27, 2025 17:11 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 8,476 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-009284 · ownership.xml · derivative · entry 4

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,670

Underlying: Common Stock · 8,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F5 · derivative.exercise_price: The restricted stock units reported herein have vested and converted to common shares as at January 24, 2025.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

Read SEC document
January 24, 2025 Filed Jan 27, 2025 17:11 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 8,476 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-009284 · ownership.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 17:11 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 10,440 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-009284 · ownership.xml · derivative · entry 3

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,146

Underlying: Common Stock · 10,440 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 23, 2025 Filed Jan 27, 2025 17:11 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 362 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-009284 · ownership.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,706

Underlying: Common Stock · 362 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
October 24, 2024 Filed Oct 25, 2024 14:19 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 318 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-117350 · ownership.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,344

Underlying: Common Stock · 318 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
July 24, 2024 Filed Jul 25, 2024 16:18 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 314 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-086517 · ownership.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,026

Underlying: Common Stock · 314 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
April 24, 2024 Filed Apr 26, 2024 12:42 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 379 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-048839 · ownership.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,712

Underlying: Common Stock · 379 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 13:34 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 6,319 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-007805 · ownership.xml · derivative · entry 4

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,333

Underlying: Common Stock · 6,319 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F5 · derivative.exercise_price: The restricted stock units reported herein have vested and converted to common shares as at January 25, 2024.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

Read SEC document
January 25, 2024 Filed Jan 26, 2024 13:34 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 6,319 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-007805 · ownership.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 13:34 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 10,778 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-007805 · ownership.xml · derivative · entry 3

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,652

Underlying: Common Stock · 10,778 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 24, 2024 Filed Jan 26, 2024 13:34 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 232 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-007805 · ownership.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,874

Underlying: Common Stock · 232 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as the defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
October 24, 2023 Filed Oct 26, 2023 13:14 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 336 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-053632 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,642

Underlying: Common Stock · 336 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
July 21, 2023 Filed Jul 24, 2023 17:10 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 219 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-043242 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,306

Underlying: Common Stock · 219 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
April 25, 2023 Filed Apr 26, 2023 14:19 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 400 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-025651 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,087

Underlying: Common Stock · 400 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 14:00 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 5,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-005654 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,687

Underlying: Common Stock · 5,455 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units reported herein have vested and converted to common shares as at January 27, 2023.

F2 · derivative.expiration_date: The restricted stock units reported herein have vested and converted to common shares as at January 27, 2023.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 14:00 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 5,455 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-005654 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 17:16 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 6,247 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-005086 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,142

Underlying: Common Stock · 6,247 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 17:16 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 236 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-005086 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,895

Underlying: Common Stock · 236 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
October 21, 2022 Filed Oct 24, 2022 15:33 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 210 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-054381 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,659

Underlying: Common Stock · 210 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
August 08, 2022 Filed Aug 9, 2022 12:01 UTC City Office REIT, Inc. CIO · Entity 69620 PurchaseCommon Stock 1,000 $13.21 $13,210.00
Disclosure

SEC source: 0001209191-22-044939 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,765

Read SEC document
July 22, 2022 Filed Jul 25, 2022 17:03 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 155 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-043123 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,449

Underlying: Common Stock · 155 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
May 13, 2022 Filed May 17, 2022 15:21 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 5,098 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-029550 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,294

Underlying: Common Stock · 5,098 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units reported herein have vested and converted to common shares as at May 13, 2022.

F2 · derivative.expiration_date: The restricted stock units reported herein have vested and converted to common shares as at May 13, 2022.

Read SEC document
May 13, 2022 Filed May 17, 2022 15:21 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 5,098 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-029550 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

Read SEC document
April 22, 2022 Filed Apr 26, 2022 12:31 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 195 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-025584 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,392

Underlying: Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 11:52 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-005155 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,197

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 25, 2022 Filed Jan 27, 2022 11:52 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 115 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-005155 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,197

Underlying: Common Stock · 115 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
October 22, 2021 Filed Oct 25, 2021 16:58 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 78 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-061521 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,082

Underlying: Common Stock · 78 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
July 23, 2021 Filed Jul 27, 2021 17:06 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 116 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-048294 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,004

Underlying: Common Stock · 116 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
May 13, 2021 Filed May 14, 2021 14:45 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 4,460 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-032657 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,888

Underlying: Common Stock · 4,460 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units reported herein have vested and converted to common shares as at May 13, 2021.

F2 · derivative.expiration_date: The restricted stock units reported herein have vested and converted to common shares as at May 13, 2021.

Read SEC document
May 13, 2021 Filed May 14, 2021 14:45 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 4,460 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-032657 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

Read SEC document
April 23, 2021 Filed Apr 27, 2021 12:38 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 192 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-028497 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,348

Underlying: Common Stock · 192 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 13:01 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005598 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,156

Underlying: Common Stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
January 25, 2021 Filed Jan 27, 2021 13:01 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 139 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-005598 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,156

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

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November 13, 2020 Filed Nov 17, 2020 13:26 UTC Danimer Scientific, Inc. LOAK · Entity 83400 GrantWarrants (right to buy) · Derivative 10,000 $2.50 Strike: $11.50 $25,000.00
Disclosure

SEC source: 0001213900-20-037629 · ownership.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.

F1 · derivative.expiration_date: The warrants are exercisable at any time commencing on the later of (i) May 8, 2021 and (ii) 30 days after the completion of the issuer's initial business combination. The warrants will expire five years after the completion of the issuer's initial business combination, or earlier upon redemption or liquidation.

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October 22, 2020 Filed Oct 26, 2020 12:14 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 191 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-055779 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,017

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

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July 24, 2020 Filed Jul 28, 2020 13:07 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 137 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-043834 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,826

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

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April 24, 2020 Filed Apr 28, 2020 13:49 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 151 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-025902 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,689

Underlying: Common Stock · 151 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

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March 23, 2020 Filed Mar 25, 2020 13:26 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 3,440 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-021081 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538

Underlying: Common Stock · 3,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units reported herein have vested and converted to common shares as at March 23, 2020.

F2 · derivative.expiration_date: The restricted stock units reported herein have vested and converted to common shares as at March 23, 2020.

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March 23, 2020 Filed Mar 25, 2020 13:26 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 3,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-021081 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

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March 11, 2020 Filed Mar 12, 2020 12:55 UTC City Office REIT, Inc. CIO · Entity 69620 PurchaseCommon Stock 5,000 $9.94 $49,700.00
Disclosure

SEC source: 0001209191-20-018369 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,767

F1 · price: The securities were purchased at a price per share of $9.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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February 28, 2020 Filed Mar 2, 2020 11:42 UTC City Office REIT, Inc. CIO · Entity 69620 PurchaseCommon Stock 10,000 $11.29 $112,890.00
Disclosure

SEC source: 0001209191-20-014316 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,767

F1 · price: The securities were purchased in multiple transactions at a price per share of $11.28 to $11.32 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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January 27, 2020 Filed Jan 28, 2020 16:39 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 4,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005154 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,978

Underlying: Common Stock · 4,500 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F4 · derivative.expiration_date: In accordance with the Equity Incentive Plan, the Restricted Stock Units (and related dividend equivalent rights) shall vest in three substantially equal installments on each of the first three annual anniversaries of their initial grant date, generally subject to the grantee's continued service through each applicable vesting date.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

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January 24, 2020 Filed Jan 28, 2020 16:39 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 126 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-20-005154 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,478

Underlying: Common Stock · 126 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

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October 25, 2019 Filed Oct 28, 2019 19:20 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 127 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-054282 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

Underlying: Common Stock · 127 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
August 08, 2019 Filed Aug 9, 2019 12:44 UTC City Office REIT, Inc. CIO · Entity 69620 PurchaseCommon Stock 2,000 $12.85 $25,698.00
Disclosure

SEC source: 0001209191-19-045295 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,767

F1 · price: The securities were purchased in two transactions at a price per share of $12.845 to $12.85 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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July 25, 2019 Filed Jul 29, 2019 11:36 UTC City Office REIT, Inc. CIO · Entity 69620 GrantRestricted Stock Units · Derivative 137 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-043450 · doc4.xml · derivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,225

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F2 · derivative.expiration_date: The units represent Restricted Stock Units issuable to the Reporting Person as a dividend equivalency payment with respect to Restricted Stock Units previously issued to the Reporting Person which vest in three substantially equal installments on each of the first three annual anniversaries of the initial Grant Date, generally subject to the Participant's continued service through each applicable vesting date. The Restricted Stock Units reported herein shall vest on the same date and under the same terms as the underlying Restricted Stock Units with respect of which these dividend equivalency units vest.

F3 · derivative.underlying_shares: Vested shares will be delivered to the reporting person promptly upon vesting of the related restricted stock units.

Read SEC document
May 27, 2019 Filed May 29, 2019 13:00 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionRestricted Stock Units · Derivative 1,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-033148 · doc4.xml · derivative · entry 2

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088

Underlying: Common Stock · 1,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units reported herein have vested and converted to common shares as at May 27, 2019.

F2 · derivative.expiration_date: The restricted stock units reported herein have vested and converted to common shares as at May 27, 2019.

Read SEC document
May 27, 2019 Filed May 29, 2019 13:00 UTC City Office REIT, Inc. CIO · Entity 69620 Exercise / conversionCommon Stock 1,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-033148 · doc4.xml · nonDerivative · entry 1

Sweet John · CIK 0001317491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: In accordance with the Company's Equity Incentive Plan (the "Equity Incentive Plan"), Restricted Stock Units (as defined in the Equity Incentive Plan) convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.