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ASKREN STANLEY A

Disclosed activity across 4 companies

Tapewire entity
77044
SEC CIK
0001195347

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARMSTRONG WORLD INDUSTRIES INCAWI · Entity 3696DirectorJune 25, 2021June 28, 2021
Sylvamo CorpSLVM · Entity 881DirectorJuly 29, 2025July 31, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARMSTRONG WORLD INDUSTRIES INC

Report date June 25, 2021 · Filed June 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect38,807 Reported balance After 2021-06-25 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-06-25 · Grant · Acquired 992 · Balance 38,807

F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Directors' retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 25, 2021, the first business day following the Issuer's Annual Meeting of Shareholders, which price was $105.90.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2: Represents an annual grant of restricted stock units as the equity portion of the Directors' retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on June 25, 2021, the first business day following the Issuer's Annual Meeting of Shareholders, which price was $105.90.

F3: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service.

Sylvamo Corp

Report date July 29, 2025 · Filed July 31, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect827.8184 Reported balance After 2025-07-29 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2025-07-29 · Grant · Acquired 144.0854 · Balance 827.8184

F1: Consists of deferred stock units ("DSUs") granted to the reporting person under the Sylvamo Corporation Restricted Stock and Deferred Compensation Plan for Non-Employee Directors (the "Plan") in connection with a dividend declared on shares of Sylvamo Corporation common stock. Each DSU is the economic equivalent of one share of Sylvamo Corporation common stock. Under the Plan, the DSUs settle according to the reporting person's election of either five (5) or ten (10) years upon the last day of the applicable Performance Year (as defined in the Plan), or if earlier, January of the next calendar year following the year in which the reporting person terminates service as a director. The number of DSUs has been rounded to 4 decimal points.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of deferred stock units ("DSUs") granted to the reporting person under the Sylvamo Corporation Restricted Stock and Deferred Compensation Plan for Non-Employee Directors (the "Plan") in connection with a dividend declared on shares of Sylvamo Corporation common stock. Each DSU is the economic equivalent of one share of Sylvamo Corporation common stock. Under the Plan, the DSUs settle according to the reporting person's election of either five (5) or ten (10) years upon the last day of the applicable Performance Year (as defined in the Plan), or if earlier, January of the next calendar year following the year in which the reporting person terminates service as a director. The number of DSUs has been rounded to 4 decimal points.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Allison Transmission Holdings Inc

Report date May 03, 2023 · Filed May 05, 2023

Section 16 reporting ended · disclosed 2023-05-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,448 Reported balance After 2023-05-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2023-05-03 · Exercise / conversion · Acquired 8,536 · Balance 14,448

F1: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.

F2: Includes 8,022 DSUs and 514 related dividend equivalents.

Common StockSEC Table I · non-derivativeDirect18,271 Reported balance After 2023-05-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2023-05-03 · Exercise / conversion · Acquired 3,823 · Balance 18,271

F3: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4: Includes 77 dividend equivalents.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-03 · Exercise / conversion · Disposed 2,880 · Balance 0

F5: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2023-05-03 · Exercise / conversion · Disposed 454 · Balance 0

F5: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F9: On November 8, 2019, the reporting person was granted 454 DSUs that vested on November 8, 2019.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2023-05-03 · Exercise / conversion · Disposed 492 · Balance 0

F5: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10: On February 10, 2020, the reporting person was granted 492 DSUs that vested on February 10, 2020.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2023-05-03 · Exercise / conversion · Disposed 596 · Balance 0

F5: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F11: On May 6, 2020, the reporting person was granted 596 DSUs that vested on May 6, 2020.

Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2023-05-03 · Exercise / conversion · Disposed 3,600 · Balance 0

F5: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F12: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2023-05-03 · Exercise / conversion · Disposed 591 · Balance 0

F7: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2023-05-03 · Exercise / conversion · Disposed 3,746 · Balance 0

F13: Each RSU represents a contingent right to receive one share of the Company's common stock.

F14: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the deferred stock units ("DSUs") and related dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2023 annual meeting of stockholders and his term ended on May 3, 2023.

F2: Includes 8,022 DSUs and 514 related dividend equivalents.

F3: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4: Includes 77 dividend equivalents.

F5: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F6: On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.

F7: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8: The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 3, 2023, the date of the reporting person's separation from service.

F9: On November 8, 2019, the reporting person was granted 454 DSUs that vested on November 8, 2019.

F10: On February 10, 2020, the reporting person was granted 492 DSUs that vested on February 10, 2020.

F11: On May 6, 2020, the reporting person was granted 596 DSUs that vested on May 6, 2020.

F12: On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.

F13: Each RSU represents a contingent right to receive one share of the Company's common stock.

F14: On May 5, 2022, the reporting person was granted 3,746 RSUs that vested on May 3, 2023.

HNI CORP

Report date November 30, 2018 · Filed January 17, 2019

Section 16 reporting ended · disclosed 2019-01-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect195,843.9 Reported balance After 2018-11-30 transaction · row 1
1 source row

Row 1 · 2018-11-30 · Gift · Disposed 37,500 · Balance 195,843.9

F1: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund.

Common StockSEC Table I · non-derivativeIndirectProfit Sharing Retirement Plan10,961.5 Reported balance After 2018-12-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-12-31 · Grant · Acquired 469.2272 · Balance 10,961.5

F2: These shares were acquired under the HNI Corporation Profit-Sharing Retirement Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock that the reporting person donated as a gift to a donor advised fund.

F2: These shares were acquired under the HNI Corporation Profit-Sharing Retirement Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2017 Filed Nov 1, 2017 20:14 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0000048287-17-000180 · wf-form4_150956728085295.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,917.2843

F1 · price: These shares were awarded to the reporting person under HNI's Founders Club program, in recognition of 25 years of service with HNI.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 13:40 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 12,000 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000169 · wf-form4_150842039238609.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,852

Underlying: Common Stock · 12,000 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 13:40 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 12,000 $42.42 $508,992.00
Disclosure

SEC source: 0000048287-17-000169 · wf-form4_150842039238609.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,892.28

F3 · price: The sale was effected pursuant to Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

F4 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.03 - $42.78, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
October 17, 2017 Filed Oct 19, 2017 13:40 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 12,000 $10.36 $124,320.00
Disclosure

SEC source: 0000048287-17-000169 · wf-form4_150842039238609.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,892.28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The total reported in column 5 includes reinvested dividends of 548.9157 shares acquired by the reporting person under the Corporations' Executive Deferred Compensation Plan.

F2 · balance_after: The total reported in column 5 includes 347.6034 shares acquired under the HNI Corporation Members' Stock Purchase Plan.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:43 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 12,000 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000167 · wf-form4_150611301933027.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,852

Underlying: Common Stock · 12,000 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:43 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 12,000 $37.78 $453,324.00
Disclosure

SEC source: 0000048287-17-000167 · wf-form4_150611301933027.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,995.68

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.71 - $37.92, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · price: The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

Read SEC document
September 20, 2017 Filed Sep 22, 2017 20:43 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 12,000 $10.36 $124,320.00
Disclosure

SEC source: 0000048287-17-000167 · wf-form4_150611301933027.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,995.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:50 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 12,000 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000164 · wf-form4_150430260355838.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,852

Underlying: Common Stock · 12,000 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:50 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 12,000 $36.44 $437,280.00
Disclosure

SEC source: 0000048287-17-000164 · wf-form4_150430260355838.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,995.68

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25-$36.82, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · price: The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

Read SEC document
August 31, 2017 Filed Sep 1, 2017 21:50 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 12,000 $10.36 $124,320.00
Disclosure

SEC source: 0000048287-17-000164 · wf-form4_150430260355838.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,995.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 19:49 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000168 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 11, 2017 Filed Aug 15, 2017 20:12 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 512 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000146 · edgar.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,545

F1 · security: These shares represent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $36.57, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
July 14, 2017 Filed Jul 18, 2017 20:17 UTC ARMSTRONG WORLD INDUSTRIES INC AWI · Entity 3696 GrantCommon Stock 2,298 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023778 · form4.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,728

F1 · security: Restricted stock units granted under the 2016 Directors Stock Unit Plan, as amended, and as part of the Issuer's nonemployee Director Compensation Program. The units vest (contingent upon the Director's continued service as of such date) on the earlier of (i) the one-year anniversary of the grant; (ii) the death or total and permanent disability of the Director; or (iii) the date of any Change in Control Event (as defined in the Plan). Vested units will be acquirable by the Director, at the election of the Director: (i) at the vesting of the units at the one-year anniversary of the grant or (ii) at the time of the Director's termination of service.

F2 · shares: Represents an annual grant of restricted stock units as the equity portion of the Directors retainer for Board service under the Issuer's nonemployee Director Compensation Program. The grant date fair value of the units is calculated under the Financial Accounting Standards Board's Accounting Standards Codification Topic 718 using the closing stock price of the Issuer's common shares on July 14, 2017 the first business day following the Issuer's Annual Meeting of Shareholders, which price was $45.70.

F3 · balance_after: Includes vested and unvested units as well as units not yet acquirable by the Director. Under the terms of the 2008 Directors Stock Unit Plan, as amended (the "2008 Plan"), vested units under the 2008 Plan are not acquirable by the Director until (i) for those restricted stock units granted prior to June 2011, six (6) months following the termination of service on the Issuer's Board of Directors, and, (ii) for those units granted during and after June 2011, at the time of termination of service on the Issuer's Board of Directors. Under the terms of the 2016 Directors Stock Unit Plan, as amended (the "2016 Plan"), vested units under the 2016 Plan are not acquirable by the Director until, at the election of the Director: (i) the vesting of the units at the one-year anniversary of the grant or (ii) the time of the Director's termination of service.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 19:57 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 11,264 $46.01 $518,200.32
Disclosure

SEC source: 0000048287-17-000133 · wf-form4_149669263044663.xml · nonDerivative · entry 3

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,995.68

F2 · price: The transaction reported in this Form 4 was made pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

F3 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 - $46.01, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 19:57 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 11,264 $10.36 $116,695.04
Disclosure

SEC source: 0000048287-17-000133 · wf-form4_149669263044663.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,259.68

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:57 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 11,264 $10.36 Strike: $10.36 $116,695.04
Disclosure

SEC source: 0000048287-17-000133 · wf-form4_149669263044663.xml · derivative · entry 7

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,852

Underlying: Common Stock · 11,264 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 19:57 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 450.7844 $0.00 $0.00
Disclosure

SEC source: 0000048287-17-000133 · wf-form4_149669263044663.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,995.68

F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Executive Deferred Compensation Plan.

Read SEC document
May 26, 2017 Filed May 31, 2017 19:18 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000116 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 12, 2017 Filed May 16, 2017 00:53 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 3,185 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000088 · edgar.xml · derivative · entry 5

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185

Underlying: Common Stock · 3,185 shares

Expires not disclosed

F9 · security: The RSUs respresent the reporting person's annual equity award under the Policy.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F11 · price: The number of RSUs received was calculated based on $37.67, which was the closing price of the Company's common stock on the date of grant.

F10 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F10 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:53 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 69 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000088 · edgar.xml · derivative · entry 4

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F8 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

F8 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:53 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,628 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000088 · edgar.xml · derivative · entry 3

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock.

F6 · derivative.exercise_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

F6 · derivative.expiration_date: On May 13, 2016, the reporting person was granted 3,628 RSUs that vested on May 11, 2017.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:53 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,697 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000088 · edgar.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F4 · shares: Includes 69 dividend equivalents.

Read SEC document
May 11, 2017 Filed May 16, 2017 00:53 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 490 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000088 · edgar.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,336

F1 · security: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy ("Policy"). The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $38.23, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:45 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 11,264 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000090 · wf-form4_149254828812343.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,116

Underlying: Common Stock · 11,264 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:45 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 11,264 $46.01 $518,256.64
Disclosure

SEC source: 0000048287-17-000090 · wf-form4_149254828812343.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,544.89

F2 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 - $46.06, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · price: The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

Read SEC document
April 17, 2017 Filed Apr 18, 2017 20:45 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 11,264 $10.36 $116,695.04
Disclosure

SEC source: 0000048287-17-000090 · wf-form4_149254828812343.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,655.5942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: An interim grant of 153.3062 shares was made to the reporting person on March 31, 2017, under the Member Stock Purchase Plan for which no Form 4 is required.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 18:38 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 5,400 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000088 · wf-form4_149124469865238.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,380

Underlying: Common Stock · 5,400 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 18:38 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 5,400 $46.00 $248,400.00
Disclosure

SEC source: 0000048287-17-000088 · wf-form4_149124469865238.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,391.5942

F1 · price: The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 18:38 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 5,400 $10.36 $55,944.00
Disclosure

SEC source: 0000048287-17-000088 · wf-form4_149124469865238.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,791.5942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 23:05 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 3,100 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000086 · wf-form4_149065591148704.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,780

Underlying: Common Stock · 3,100 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 23:05 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 3,100 $46.01 $142,631.00
Disclosure

SEC source: 0000048287-17-000086 · wf-form4_149065591148704.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,391.5942

F1 · price: The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

Read SEC document
March 24, 2017 Filed Mar 27, 2017 23:05 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 3,100 $10.36 $32,116.00
Disclosure

SEC source: 0000048287-17-000086 · wf-form4_149065591148704.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,491.5942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2017 Filed Mar 22, 2017 18:10 UTC HNI CORP HNI · Entity 4148 Exercise / conversionCommon Stock 2,764 $10.36 $28,635.04
Disclosure

SEC source: 0000048287-17-000084 · wf-form4_149020619239008.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,155.5942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 18:10 UTC HNI CORP HNI · Entity 4148 Exercise / conversionNon-qualifying employee stock option (right to buy) · Derivative 2,764 $0.00 Strike: $10.36 $0.00
Disclosure

SEC source: 0000048287-17-000084 · wf-form4_149020619239008.xml · derivative · entry 6

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,880

Underlying: Common Stock · 2,764 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2017 Filed Mar 22, 2017 18:10 UTC HNI CORP HNI · Entity 4148 SaleCommon Stock 2,764 $46.51 $128,556.40
Disclosure

SEC source: 0000048287-17-000084 · wf-form4_149020619239008.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,391.5942

F1 · price: The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.13 - $46.95, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · price: The sale was effected pursuant to a Rule 10b5-1 trading plan, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 19:45 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001411207-17-000050 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
March 06, 2017 Filed Mar 9, 2017 00:32 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 417.8142 $0.00 $0.00
Disclosure

SEC source: 0000048287-17-000080 · wf-form4_148901952701778.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,391.59

F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Executive Deferred Compensation Plan.

F2 · balance_after: An interim grant of 7,059.7858 shares was made to the reporting person on February 28, 2017, under the HNI Corporation Supplemental Income Plan for which no Form 4 is required.

Read SEC document
February 15, 2017 Filed Feb 21, 2017 14:13 UTC HNI CORP HNI · Entity 4148 GrantNon-qualifying employee stock option (right to buy) · Derivative 166,297 $0.00 Strike: $46.62 $0.00
Disclosure

SEC source: 0000048287-17-000050 · wf-form4_148768639626834.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,297

Underlying: Common Stock · 166,297 shares

Expires 2027-02-15

Read SEC document
February 10, 2017 Filed Feb 15, 2017 01:33 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 497 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004115 · doc4.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,846

F1 · shares: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $37.68, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
December 30, 2016 Filed Feb 14, 2017 01:55 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 352.5113 $0.00 $0.00
Disclosure

SEC source: 0000048287-17-000030 · wf-form5_148703730418576.xml · nonDerivative · entry 5

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Profit Sharing Retirement Plan

Disclosed balance after: 10,063.71

F2 · price: These shares were acquired during the fiscal year under the HNI Corporation Profit-Sharing Retirement Plan. The information is as of December 30, 2016.

Read SEC document
December 30, 2016 Filed Feb 14, 2017 01:55 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 68 $55.92 $3,802.56
Disclosure

SEC source: 0000048287-17-000030 · wf-form5_148703730418576.xml · nonDerivative · entry 4

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,913.9936

F1 · price: These shares were acquired during the fiscal year under the HNI Corporation 2002 Members' Stock Purchase Plan. This information is as of December 30, 2016.

Read SEC document
December 01, 2016 Filed Dec 5, 2016 22:14 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 326.11 $0.00 $0.00
Disclosure

SEC source: 0000048287-16-000166 · wf-form4_148097603890987.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,338.43

F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Directors Deferred Compensation Plan.

Read SEC document
November 30, 2016 Filed Dec 2, 2016 21:22 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000433 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54

Underlying: Common Stock · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 11, 2016 Filed Nov 15, 2016 20:49 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantCommon Stock 603 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000399 · edgar.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,349

F1 · shares: These shares respresent a quarterly payment of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Second Amended and Restated Non-Employee Director Compensation Policy. The annual retainer is paid quarterly in arrears in cash or common stock at the reporting person's discretion.

F2 · price: The number of shares of common stock received was calculated based on $31.07, which was the closing price of the Company's common stock on the date of grant.

Read SEC document
September 30, 2016 Filed Feb 14, 2017 01:55 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 177.5347 $39.80 $7,065.88
Disclosure

SEC source: 0000048287-17-000030 · wf-form5_148703730418576.xml · nonDerivative · entry 3

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,845.9936

F1 · price: These shares were acquired during the fiscal year under the HNI Corporation 2002 Members' Stock Purchase Plan. This information is as of December 30, 2016.

Read SEC document
September 02, 2016 Filed Sep 7, 2016 20:11 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 19 $0.00 $0.00
Disclosure

SEC source: 0001411207-16-000370 · edgar.xml · derivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38

Underlying: Common Stock · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent rights is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
September 01, 2016 Filed Sep 6, 2016 21:13 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 310.32 $0.00 $0.00
Disclosure

SEC source: 0000048287-16-000128 · wf-form4_147319641068342.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,012.31

F1 · price: These shares are reinvested dividends acquired by the reporting person under the Corporation's Directors Deferred Compensation Plan.

Read SEC document
July 01, 2016 Filed Feb 14, 2017 01:55 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 151.3685 $46.68 $7,065.88
Disclosure

SEC source: 0000048287-17-000030 · wf-form5_148703730418576.xml · nonDerivative · entry 2

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,668.4589

F1 · price: These shares were acquired during the fiscal year under the HNI Corporation 2002 Members' Stock Purchase Plan. This information is as of December 30, 2016.

Read SEC document
April 01, 2016 Filed Feb 14, 2017 01:55 UTC HNI CORP HNI · Entity 4148 GrantCommon Stock 178.6569 $39.55 $7,065.88
Disclosure

SEC source: 0000048287-17-000030 · wf-form5_148703730418576.xml · nonDerivative · entry 1

ASKREN STANLEY A · CIK 0001195347 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,517.0904

F1 · price: These shares were acquired during the fiscal year under the HNI Corporation 2002 Members' Stock Purchase Plan. This information is as of December 30, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.