Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| California BanCorp \ CABCAL · Entity 5250 | Director · Chief Executive Officer | August 02, 2025 | August 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
California BanCorp \ CA
Report date August 02, 2025 · Filed August 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,261 |
Reported balance
After 2025-08-02 transaction · row 1
1 source rowRow 1 · 2025-08-02 · Tax withholding · Disposed 2,924 · Balance 128,261 F1: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
California BanCorp
Report date July 31, 2024 · Filed July 31, 2024
Section 16 reporting ended · disclosed 2024-07-31. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,508 |
Reported balance
After 2024-07-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-07-29 · Tax withholding · Disposed 156 · Balance 65,508 F3: This total amount corrects an administrative error in the total amount reported in previous filings. No reportable transaction was omitted from previously filings. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-07-31 · Disposition to issuer · Disposed 65,508 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2: Includes restricted stock units with respect to 16,723 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by BCAL and converted into a restricted stock units with respect to a number of shares of BCAL common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. F3: This total amount corrects an administrative error in the total amount reported in previous filings. No reportable transaction was omitted from previously filings. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.95 · Expires 2026-09-19 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-31 · Disposition to issuer · Disposed 8,925 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.62 · Expires 2027-12-21 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-07-31 · Disposition to issuer · Disposed 5,500 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.45 · Expires 2028-01-18 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-07-31 · Disposition to issuer · Disposed 5,500 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.35 · Expires 2018-06-21 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-07-31 · Disposition to issuer · Disposed 42,517 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2030-03-19 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-07-31 · Disposition to issuer · Disposed 8,500 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.17 · Expires 2031-03-08 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-07-31 · Disposition to issuer · Disposed 8,500 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.04 · Expires 2032-04-12 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-07-31 · Disposition to issuer · Disposed 8,500 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.66 · Expires 2033-07-27 | Direct | 0 |
Reported balance
After 2024-07-31 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2024-07-31 · Disposition to issuer · Disposed 8,500 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.
F2: Includes restricted stock units with respect to 16,723 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by BCAL and converted into a restricted stock units with respect to a number of shares of BCAL common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio.
F3: This total amount corrects an administrative error in the total amount reported in previous filings. No reportable transaction was omitted from previously filings.
F4: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2030 Filed Mar 30, 2020 19:50 UTC | California BanCorp CALB · Entity 88623 | GrantStock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0000899243-20-009694 · doc4.xml · derivative · entry 2 Shelton Steven E. · CIK 0001807463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2030-03-19 F1 · derivative.exercise_date: Twenty percent of the award vests on the first anniversary of the date of grant and 1/48th of the award vests each month thereafter. Read SEC document |
| March 19, 2030 Filed Mar 30, 2020 19:50 UTC | California BanCorp CALB · Entity 88623 | GrantCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-009694 · doc4.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,822 Read SEC document |
| August 02, 2025 Filed Aug 4, 2025 18:41 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 2,924 | $14.60 | $42,690.40 |
DisclosureSEC source: 0001562180-25-005636 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,261 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| July 27, 2025 Filed Jul 28, 2025 18:54 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 194 | $16.04 | $3,111.76 |
DisclosureSEC source: 0001562180-25-005537 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,185 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| June 30, 2025 Filed Jul 3, 2025 18:32 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 1,954 | $15.76 | $30,795.04 |
DisclosureSEC source: 0001562180-25-005333 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,379 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| June 21, 2025 Filed Jun 23, 2025 21:39 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 163 | $14.53 | $2,368.39 |
DisclosureSEC source: 0001562180-25-005010 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,333 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| April 12, 2025 Filed Apr 14, 2025 20:57 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 194 | $12.16 | $2,359.04 |
DisclosureSEC source: 0001562180-25-003152 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,496 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 20:54 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 803 | $14.82 | $11,900.46 |
DisclosureSEC source: 0001562180-25-002775 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,690 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 21, 2025 Filed Mar 24, 2025 21:36 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 187 | $14.74 | $2,756.38 |
DisclosureSEC source: 0001562180-25-002717 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,493 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 19, 2025 Filed Mar 21, 2025 19:14 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 223 | $15.01 | $3,347.23 |
DisclosureSEC source: 0001562180-25-002682 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,680 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| March 08, 2025 Filed Mar 11, 2025 17:12 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 745 | $15.60 | $11,622.00 |
DisclosureSEC source: 0001562180-25-002302 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,903 F1 · kind: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. F2 · balance_after: Removed 795 shares of the Reporting Person's common stock previously overstated. Read SEC document |
| December 21, 2024 Filed Dec 23, 2024 21:22 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 231 | $16.74 | $3,866.94 |
DisclosureSEC source: 0001562180-24-008562 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,443 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 21:24 UTC | California BanCorp \ CA BCAL · Entity 5250 | Tax withholdingCommon Stock | 163 | $14.78 | $2,409.14 |
DisclosureSEC source: 0001562180-24-006918 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,674 F1 · shares: Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Read SEC document |
| August 02, 2024 Filed Aug 6, 2024 20:48 UTC | California BanCorp \ CA BCAL · Entity 5250 | GrantCommon Stock | 32,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-006078 · primarydocument.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,837 F1 · shares: Represents restricted stock units granted to the Reporting Person on August 2, 2024, which will be issued upon vesting and will vest annually, in substantially equal installments, over a four-year period beginning on its first anniversary. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 8,500 | Not disclosed Strike: $17.66 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 10 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2033-07-27 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 8,500 | Not disclosed Strike: $23.04 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 9 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2032-04-12 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 8,500 | Not disclosed Strike: $18.17 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 8 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2031-03-08 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 8,500 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 7 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,500 shares Expires 2030-03-19 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 42,517 | Not disclosed Strike: $21.35 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 6 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,517 shares Expires 2018-06-21 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 5,500 | Not disclosed Strike: $23.45 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 5 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2028-01-18 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 5,500 | Not disclosed Strike: $20.62 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 4 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,500 shares Expires 2027-12-21 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerStock Option (right to buy) · Derivative | 8,925 | Not disclosed Strike: $12.95 | Not disclosed |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · derivative · entry 3 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,925 shares Expires 2026-09-19 F4 · price: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. F1 · derivative.exercise_date: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the merger, each of the reporting person's stock options was converted in to the right to receive the amount, if any, by which the option's exercise price exceeds $22.98 (the value of the per share merger consideration), less required tax withholdings. Read SEC document |
| July 31, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Disposition to issuerCommon Stock | 65,508 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · nonDerivative · entry 2 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2 · shares: Includes restricted stock units with respect to 16,723 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by BCAL and converted into a restricted stock units with respect to a number of shares of BCAL common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. F3 · shares: This total amount corrects an administrative error in the total amount reported in previous filings. No reportable transaction was omitted from previously filings. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated January 31, 2024 (the "Merger Agreement"), by and between the Issuer and Southern California Bancorp ("BCAL"). Pursuant to the terms of the Merger Agreement, at the effective time of the merger, each share of Issuer common stock converted into the right to receive 1.590 shares of BCAL common stock (the "Exchange Ratio"), with cash paid in lieu of fractional shares. As a result of the merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. F2 · price: Includes restricted stock units with respect to 16,723 shares of the Issuer's common stock. Pursuant to the Merger Agreement, at the effective time of the merger, the restricted stock units were assumed by BCAL and converted into a restricted stock units with respect to a number of shares of BCAL common stock equal to the number of issuer shares underlying the restricted stock unit multiplied by the Exchange Ratio. Read SEC document |
| July 29, 2024 Filed Jul 31, 2024 17:19 UTC | California BanCorp CALB · Entity 88623 | Tax withholdingCommon Stock | 156 | $24.35 | $3,798.60 |
DisclosureSEC source: 0000950170-24-088709 · ownership.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,508 F3 · balance_after: This total amount corrects an administrative error in the total amount reported in previous filings. No reportable transaction was omitted from previously filings. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 16:31 UTC | California BanCorp CALB · Entity 88623 | GrantStock option (right to buy) · Derivative | 8,500 | $0.00 Strike: $17.66 | $0.00 |
DisclosureSEC source: 0000950170-23-035965 · ownership.xml · derivative · entry 2 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2033-07-27 F2 · derivative.exercise_date: The stock option vests in five equal installments on the first five anniversaries of the grant date. Read SEC document |
| July 27, 2023 Filed Jul 31, 2023 16:31 UTC | California BanCorp CALB · Entity 88623 | GrantCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-035965 · ownership.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,422 F1 · price: Award of restricted stock units. The restricted stock units vest in five equal installments on the first five anniversaries of the grant date. Read SEC document |
| May 02, 2023 Filed May 3, 2023 16:30 UTC | California BanCorp CALB · Entity 88623 | PurchaseCommon Stock | 1,500 | $14.59 | $21,885.00 |
DisclosureSEC source: 0000899243-23-012089 · doc4.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,722 Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 16:00 UTC | California BanCorp CALB · Entity 88623 | GrantStock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $23.04 | $0.00 |
DisclosureSEC source: 0000899243-22-014791 · doc4.xml · derivative · entry 2 Shelton Steven E. · CIK 0001807463 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2032-04-12 F2 · derivative.exercise_date: Twenty percent of the award vests on each of the first five anniversaries of the grant date. Read SEC document |
| April 12, 2022 Filed Apr 14, 2022 16:00 UTC | California BanCorp CALB · Entity 88623 | GrantCommon Stock | 1,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-014791 · doc4.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,222 F1 · shares: Reflects grant of restricted stock units. Twenty percent of the award vests on each of the first five annivesaries of the date of grant. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 16:30 UTC | California BanCorp CALB · Entity 88623 | GrantStock Option (right to buy) · Derivative | 8,500 | $0.00 Strike: $18.50 | $0.00 |
DisclosureSEC source: 0000899243-21-012862 · doc4.xml · derivative · entry 2 Shelton Steven E. · CIK 0001807463 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Underlying: Common Stock · 8,500 shares Expires 2031-03-18 F2 · derivative.exercise_date: Twenty percent of the award vests on the first anniversary of the grant date and 1/48th of the award vests each month thereafter. Read SEC document |
| March 18, 2021 Filed Mar 22, 2021 16:30 UTC | California BanCorp CALB · Entity 88623 | GrantCommon Stock | 5,700 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012862 · doc4.xml · nonDerivative · entry 1 Shelton Steven E. · CIK 0001807463 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,522 F1 · shares: Reflects grant of a restricted stock award. Twenty percent of the award vests on each anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.