organization · Reporting owner
John & Daria Barry Foundation
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PROSPECT CAPITAL CORPPSEC · Entity 4873 | 10% owner | December 27, 2023 | February 26, 2024 |
| Prospect Enhanced Yield FundPAYIX · Entity 39732 | 10% owner | August 07, 2025 | August 07, 2025 |
| Prospect Floating Rate & Alternative Income Fund, Inc.NONE · Entity 88695 | 10% owner | July 26, 2024 | July 29, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PROSPECT CAPITAL CORP
Report date December 27, 2023 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 43,727,065.607 |
Reported balance
Holding disclosure · report date 2023-12-27 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 43,727,065.607 |
Prospect Enhanced Yield Fund
Report date August 07, 2025 · Filed August 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class I Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 1,004,000 |
Reported balance
Holding disclosure · report date 2025-08-07 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,004,000 F1: John F. Barry has sole voting and dispositive power over shares held by the Reporting Person. Mr. Barry has separately filed a Form 4 with respect to this donation. |
Filing footnotes · ownership attribution and instrument terms
F1: John F. Barry has sole voting and dispositive power over shares held by the Reporting Person. Mr. Barry has separately filed a Form 4 with respect to this donation.
Prospect Floating Rate & Alternative Income Fund, Inc.
Report date July 26, 2024 · Filed July 29, 2024
Jointly reported with Barry John F
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 2,096,436.0587 |
Reported balance
After 2024-07-26 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-07-26 · Purchase · Acquired 2,096,436.0587 · Balance 2,096,436.0587 F1: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024. F2: Reflects securities held directly by PCM. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2024-07-26 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2024-07-26 · Gift · Disposed 2,096,436.0587 · Balance 0 F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F2: Reflects securities held directly by PCM. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee Footnote | 6,382,194.8283 |
Reported balance
After 2024-07-26 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2024-07-26 · Gift · Acquired 2,096,436.0587 · Balance 6,382,194.8283 F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F4: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. F5: Reflects securities held directly by the Foundation. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024.
F2: Reflects securities held directly by PCM.
F3: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation.
F4: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan.
F5: Reflects securities held directly by the Foundation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2024 Filed Jul 29, 2024 20:40 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | GiftCOMMON STOCK | 2,096,436.0587 | $0.00 | $0.00 |
DisclosureSEC source: 0001521945-24-000112 · wk-form4_1722285650.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,382,194.8283 F3 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F4 · balance_after: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. F5 · ownership.nature: Reflects securities held directly by the Foundation. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 20:40 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | GiftCOMMON STOCK | 2,096,436.0587 | $0.00 | $0.00 |
DisclosureSEC source: 0001521945-24-000112 · wk-form4_1722285650.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F2 · ownership.nature: Reflects securities held directly by PCM. Read SEC document |
| July 26, 2024 Filed Jul 29, 2024 20:40 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | PurchaseCOMMON STOCK | 2,096,436.0587 | $4.77 | $10,000,000.00 |
DisclosureSEC source: 0001521945-24-000112 · wk-form4_1722285650.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,096,436.0587 F1 · kind: On July 26, 2024, the Issuer determined that Prospect Capital Management, L.P. (PCM), an entity controlled by Mr. Barry, purchased 2,096,436.0587 shares of Issuer common stock effective as of July 1, 2024, upon the Issuer determination of its net asset value as of June 30, 2024. F2 · ownership.nature: Reflects securities held directly by PCM. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:02 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | GiftCOMMON STOCK | 2,105,263.1579 | $0.00 | $0.00 |
DisclosureSEC source: 0001521945-24-000076 · wk-form4_1714161755.xml · nonDerivative · entry 3 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,206,571.9753 F3 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F4 · balance_after: Includes shares acquired pursuant to the Issuer's dividend reinvestment plan. F5 · ownership.nature: Reflects securities held directly by the Foundation. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:02 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | GiftCOMMON STOCK | 2,105,263.1579 | $0.00 | $0.00 |
DisclosureSEC source: 0001521945-24-000076 · wk-form4_1714161755.xml · nonDerivative · entry 2 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 0 F3 · kind: This transaction represents a charitable donation to the John and Daria Barry Foundation (the Foundation). Mr. Barry has sole voting and dispositive power over shares held through the Foundation. F2 · ownership.nature: Reflects securities held directly by PCM. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 20:02 UTC | Prospect Floating Rate & Alternative Income Fund, Inc. NONE · Entity 88695 | PurchaseCOMMON STOCK | 2,105,263.1579 | $4.75 | $10,000,000.00 |
DisclosureSEC source: 0001521945-24-000076 · wk-form4_1714161755.xml · nonDerivative · entry 1 Barry John F · CIK 0001294357 · 10% owner John & Daria Barry Foundation · CIK 0002009659 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,105,263.1579 F1 · kind: On April 24, 2024, the Issuer determined that Prospect Capital Management, L.P., an entity controlled by Mr. Barry (PCM), purchased 2,105,263.1579 shares of Issuer common stock effective as of April 1, 2024, upon the Issuer determination of its net asset value as of April 1, 2024. F2 · ownership.nature: Reflects securities held directly by PCM. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.