Harvey William J.

SEC source: 0001047461-25-000012 · primary_doc.xml · derivative · entry 6

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,898

Underlying: Common Stock · 6,898 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001047461-25-000012 · primary_doc.xml · derivative · entry 5

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,867

Underlying: Common Stock · 1,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001047461-25-000012 · primary_doc.xml · derivative · entry 4

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,860

Underlying: Common Stock · 1,860 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001047461-25-000012 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001047461-25-000012 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,429.766

F1 · balance_after: Includes 1,198.288 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001047461-25-000012 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,599.766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,198.288 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001415889-25-012340 · form4-05082025_040501.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,576

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of May 6, 2026 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

SEC source: 0001562549-24-000003 · primary_doc.xml · derivative · entry 6

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001562549-24-000003 · primary_doc.xml · derivative · entry 5

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,720

Underlying: Common Stock · 1,859 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001562549-24-000003 · primary_doc.xml · derivative · entry 4

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,773

Underlying: Common Stock · 1,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001562549-24-000003 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001562549-24-000003 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,835.478

F1 · balance_after: Includes 783.466 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001562549-24-000003 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,980.478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 783.466 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001415889-24-012334 · form4-05062024_080554.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,682

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of May 2, 2025 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

SEC source: 0001514724-23-000002 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,431.012

F1 · balance_after: Includes 214.784 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001514724-23-000001 · primary_doc.xml · derivative · entry 6

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,579

Underlying: Common Stock · 5,579 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001514724-23-000001 · primary_doc.xml · derivative · entry 5

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,545

Underlying: Common Stock · 1,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001514724-23-000001 · primary_doc.xml · derivative · entry 4

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,135

Underlying: Common Stock · 1,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001514724-23-000001 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal installments commencing on the first anniversary date of the grant

SEC source: 0001514724-23-000001 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,431.228

F1 · balance_after: Includes 811.99 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001514724-23-000001 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,560.228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 811.99 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing

SEC source: 0001209191-23-043212 · doc4.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,001

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of July 20, 2024 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

SEC source: 0001209191-23-046285 · doc4a.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,538

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of July 20, 2024 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

SEC source: 0001723211-22-000024 · primary_doc.xml · derivative · entry 6

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,317

Underlying: Common Stock · 5,317 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

SEC source: 0001723211-22-000024 · primary_doc.xml · derivative · entry 5

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,270

Underlying: Common Stock · 1,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

SEC source: 0001723211-22-000024 · primary_doc.xml · derivative · entry 4

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,345

Underlying: Common Stock · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

SEC source: 0001723211-22-000024 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

SEC source: 0001723211-22-000024 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,496.238

F1 · balance_after: Includes 569.544 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing.

SEC source: 0001723211-22-000024 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,616.238

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 569.544 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing.

SEC source: 0001209191-22-046362 · doc4.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,456

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest on the earlier of June 24, 2023 or the Issuer's next annual meeting of stockholders, provided that Reporting Person continues to provide services to the Company through such vesting date.

SEC source: 0001209191-21-064502 · doc4.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,095

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs vest over three years with 24,489 shares vesting on June 24, 2022, 6,803 shares vesting on June 24, 2023 and 6,803 shares vesting on June 24, 2024, provided that Reporting Person continues to provide services to the Company through each vesting date.

SEC source: 0001723211-21-000037 · primary_doc.xml · derivative · entry 4

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,690

Underlying: Common Stock · 1,345 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

SEC source: 0001723211-21-000037 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,498

Underlying: Common Stock · 1,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

SEC source: 0001723211-21-000037 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,069.694

SEC source: 0001723211-21-000037 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,155.694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-21-000037 · primary_doc.xml · derivative · entry 5

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,404

Underlying: Common Stock · 3,404 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 - for - 1

F2 · derivative.exercise_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

F2 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

SEC source: 0001723211-21-000025 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 - for - 1

F3 · derivative.expiration_date: Restricted stock units are subject to time-based vesting and are disbursed in three equal annual installments, commencing on the first anniversary date of the grant date.

SEC source: 0001723211-21-000025 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,312.694

SEC source: 0001723211-21-000025 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,345.694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 99.310 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the reporting person's last Form 4 filing.

SEC source: 0001209191-21-043835 · doc4.xml · derivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,734

Underlying: Common Stock · 158,734 shares

Expires 2030-10-06

F1 · kind: Received pursuant to the Agreement and Plan of Merger and Reorganization, dated as of February 16, 2021, as amended, by and among Artius Acquisition Inc. ("Artius"), Zero Carbon Merger Sub Inc., a direct, wholly owned subsidiary of Artius ("Merger Sub") and Micromidas, Inc., doing business as Origin Materials ("Legacy Origin") (the "BCA"), pursuant to which Merger Sub merged with and into Legacy Origin, with Legacy Origin surviving as a wholly owned subsidiary of Artius (which subsequently changed its name to Origin Materials, Inc., the "Issuer").

F4 · price: Received in exchange for a Stock Option to purchase 75,000 shares of Legacy Origin Common Stock.

F3 · derivative.exercise_date: Fully vested and exercisable.

SEC source: 0001723211-21-000010 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2021-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Grant of stock options has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001723211-21-000010 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,141.384

SEC source: 0001723211-21-000010 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,694.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001723211-21-000006 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2021-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Grant of stock options has a graded vesting schedule. Date Exercisable will vary for each vesting tranche.

SEC source: 0001723211-21-000006 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,694.384

SEC source: 0001723211-21-000006 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,357.384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 326.791 shares acquired through Kennametal Inc.'s dividend reinvestment plan, meeting the requirements of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended, since the Reporting person's last Form 4 filing.

SEC source: 0001723211-20-000034 · primary_doc.xml · derivative · entry 4

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,035

Underlying: Common Stock · 4,035 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 -for - 1

F2 · derivative.exercise_date: Restricted Stock Units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

F2 · derivative.expiration_date: Restricted Stock Units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

SEC source: 0001723211-20-000034 · primary_doc.xml · derivative · entry 3

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,996

Underlying: Common Stock · 1,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 -for - 1

F2 · derivative.expiration_date: Restricted Stock Units are subject to time-based vesting and are disbursed in three equal annual installments commencing on the first anniversary date of the grant date.

SEC source: 0001723211-20-000034 · primary_doc.xml · nonDerivative · entry 2

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,030.593

SEC source: 0001723211-20-000034 · primary_doc.xml · nonDerivative · entry 1

Harvey William J. · CIK 0001514724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,075.593

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.