Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EXCELSIOR VENTURE PARTNERS III LLCN/A · Entity 13521 | Director | June 26, 2015 | June 13, 2018 |
| Hedge Fund Guided Portfolio SolutionNone · Entity 73581 | Director | June 19, 2018 | June 22, 2018 |
| NB Crossroads Private Markets Fund IV (TE) - Client LLCN/A · Entity 87738 | Director | December 18, 2015 | June 13, 2018 |
| NB Crossroads Private Markets Fund IV (TI) - Client LLCN/A · Entity 87740 | Director | December 18, 2015 | June 13, 2018 |
| NB Crossroads Private Markets Fund IV Holdings LLCN/A · Entity 87739 | Director | December 18, 2015 | June 13, 2018 |
| NB Crossroads Private Markets Fund V (TE) Advisory LPN/A · Entity 87714 | Director | August 22, 2017 | June 13, 2018 |
| NB Crossroads Private Markets Fund V (TE) LPN/A · Entity 87717 | Director | April 07, 2017 | June 13, 2018 |
| NB Crossroads Private Markets Fund V (TI) Advisory LPN/A · Entity 87713 | Director | August 22, 2017 | June 13, 2018 |
| NB Crossroads Private Markets Fund V (TI) LPN/A · Entity 87715 | Director | April 07, 2017 | June 13, 2018 |
| NB Crossroads Private Markets Fund V Holdings LPN/A · Entity 87716 | Director | April 07, 2017 | June 13, 2018 |
| NB Crossroads Private Markets Fund VI Advisory LPN/A · Entity 87711 | Director | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VI Custody LPN/A · Entity 151559 | Director | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VI Holdings LPN/A · Entity 87710 | Director | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VI LPN/A · Entity 87712 | Director | February 14, 2020 | February 19, 2020 |
| NB Crossroads Private Markets Fund VII Holdings LPNONE · Entity 87746 | Director | February 14, 2022 | March 11, 2022 |
| NB Crossroads Private Markets Fund VII LPNONE · Entity 87745 | Director | February 14, 2022 | March 11, 2022 |
| NB Private Markets Access Fund LLCNONE · Entity 87744 | Director | December 15, 2020 | December 15, 2020 |
| Neuberger Asset-Based Credit FundNONE · Entity 24692 | Director | August 19, 2025 | August 19, 2025 |
| UST Global Private Markets Fund, LLCN/A · Entity 13484 | Director | August 06, 2015 | June 13, 2018 |
| Virtus Stone Harbor Emerging Markets Income FundEDF · Entity 6438 | Trustee | December 10, 2021 | December 21, 2021 |
| Virtus Stone Harbor Emerging Markets Total Income FundEDI · Entity 107987 | Trustee | December 10, 2021 | December 21, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EXCELSIOR VENTURE PARTNERS III LLC
Report date June 26, 2015 · Filed June 13, 2018
This filing explicitly reported no securities owned.
Hedge Fund Guided Portfolio Solution
Report date June 19, 2018 · Filed June 22, 2018
Jointly reported with Bienen Henry S, Gallagher Brian P, Raskin Victor J, YELLIN THOMAS G
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund IV (TE) - Client LLC
Report date December 18, 2015 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund IV (TI) - Client LLC
Report date December 18, 2015 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund IV Holdings LLC
Report date December 18, 2015 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TE) Advisory LP
Report date August 22, 2017 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TE) LP
Report date April 07, 2017 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TI) Advisory LP
Report date August 22, 2017 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V (TI) LP
Report date April 07, 2017 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund V Holdings LP
Report date April 07, 2017 · Filed June 13, 2018
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI Advisory LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI Custody LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI Holdings LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VI LP
Report date February 14, 2020 · Filed February 19, 2020
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VII Holdings LP
Report date February 14, 2022 · Filed March 11, 2022
This filing explicitly reported no securities owned.
NB Crossroads Private Markets Fund VII LP
Report date February 14, 2022 · Filed March 11, 2022
This filing explicitly reported no securities owned.
NB Private Markets Access Fund LLC
Report date December 15, 2020 · Filed December 15, 2020
This filing explicitly reported no securities owned.
Neuberger Asset-Based Credit Fund
Report date August 19, 2025 · Filed August 19, 2025
This filing explicitly reported no securities owned.
UST Global Private Markets Fund, LLC
Report date August 06, 2015 · Filed June 13, 2018
This filing explicitly reported no securities owned.
Virtus Stone Harbor Emerging Markets Income Fund
Report date December 10, 2021 · Filed December 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Sale · Disposed 2,622 · Balance 0 F1: Shares sold include shares purchased through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold include shares purchased through dividend reinvestment.
Virtus Stone Harbor Emerging Markets Total Income Fund
Report date December 10, 2021 · Filed December 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-12-10 transaction · row 1
1 source rowRow 1 · 2021-12-10 · Sale · Disposed 2,291 · Balance 0 F1: Shares sold include shares purchased through dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold include shares purchased through dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2021 Filed Dec 21, 2021 12:01 UTC | Virtus Stone Harbor Emerging Markets Income Fund EDF · Entity 6438 | SaleCommon Shares of Beneficial Interest | 2,622 | $6.62 | $17,357.64 |
DisclosureSEC source: 0001280302-21-000002 · primary_doc.xml · nonDerivative · entry 1 BROTT ALAN · CIK 0001280302 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold include shares purchased through dividend reinvestment. Read SEC document |
| December 10, 2021 Filed Dec 21, 2021 11:56 UTC | Virtus Stone Harbor Emerging Markets Total Income Fund EDI · Entity 107987 | SaleCommon Shares of Beneficial Interest | 2,291 | $7.55 | $17,293.16 |
DisclosureSEC source: 0001280302-21-000001 · primary_doc.xml · nonDerivative · entry 1 BROTT ALAN · CIK 0001280302 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold include shares purchased through dividend reinvestment. Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 15:19 UTC | Virtus Stone Harbor Emerging Markets Income Fund EDF · Entity 6438 | Disposition to issuerCommon Shares of Beneficial Interest | 1,800 | $14.40 | $25,920.00 |
DisclosureSEC source: 0001280302-19-000002 · primary_doc.xml · nonDerivative · entry 1 BROTT ALAN · CIK 0001280302 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,848.9905 Read SEC document |
| July 31, 2019 Filed Aug 1, 2019 15:08 UTC | Virtus Stone Harbor Emerging Markets Total Income Fund EDI · Entity 107987 | Disposition to issuerCommon Shares of Beneficial Interest | 1,700 | $13.01 | $22,117.00 |
DisclosureSEC source: 0001280302-19-000001 · primary_doc.xml · nonDerivative · entry 1 BROTT ALAN · CIK 0001280302 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680.5597 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.