Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUNDFTHY · Entity 5488 | PORTFOLIO MANAGER | August 20, 2025 | August 21, 2025 |
| FIRST TRUST SENIOR FLOATING RATE INCOME FUND IIFCT · Entity 8902 | PORTFOLIO MANAGER | April 14, 2025 | August 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND
Report date August 20, 2025 · Filed August 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 3,000 |
Reported balance
After 2025-08-20 transaction · row 1
1 source rowRow 1 · 2025-08-20 · Purchase · Acquired 3,000 · Balance 3,000 |
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Report date April 14, 2025 · Filed August 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2025-04-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2025 Filed Aug 21, 2025 11:28 UTC | FIRST TRUST HIGH YIELD OPPORTUNITIES 2027 TERM FUND FTHY · Entity 5488 | PurchaseCommon Shares | 3,000 | $14.60 | $43,795.50 |
DisclosureSEC source: 0001445546-25-005634 · ziets_fthy4.xml · nonDerivative · entry 1 Ziets Kevin L · CIK 0002081191 · PORTFOLIO MANAGER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.