Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Blue Star Foods Corp.BSFC · Entity 8728 | Director | January 14, 2025 | February 26, 2025 |
| CAPSTONE COMPANIES, INC.CAPC · Entity 8530 | Director | August 22, 2025 | August 22, 2025 |
| CoJax Oil & Gas CorpCJAX · Entity 9629 | Director · CFO, Treasurer, Secretary | August 20, 2024 | August 27, 2024 |
| EVmo, Inc.YAYO · Entity 117051 | Director | November 12, 2019 | November 19, 2019 |
| Leatt CorpLEAT · Entity 7000 | Director | December 22, 2023 | March 29, 2024 |
| Purebase CorpPUBC · Entity 8394 | Director | April 08, 2023 | July 19, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Blue Star Foods Corp.
Report date January 14, 2025 · Filed February 26, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,448,177 |
Reported balance
After 2025-01-14 transaction · row 1
1 source rowRow 1 · 2025-01-14 · Grant · Acquired 1,440,000 · Balance 1,448,177 F1: In accordance with the terms of the Blue Star Foods Corp. Director Service Agreement, dated December 19, 2024, the Issuer issued 1,440,000 shares of common stock to Jeffrey Guzy for serving as a director of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In accordance with the terms of the Blue Star Foods Corp. Director Service Agreement, dated December 19, 2024, the Issuer issued 1,440,000 shares of common stock to Jeffrey Guzy for serving as a director of the Issuer.
CAPSTONE COMPANIES, INC.
Report date August 22, 2025 · Filed August 22, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series B-1 Convertible Preferred Stock ("B-1 Stock")SEC Table II · derivative / convertible security | Direct | 2,000 |
Reported balance
After 2025-08-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-08-22 · Gift · Acquired 2,000 · Balance 2,000 F1: B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. Conversion is upon demand. No conversion or exercise price F2: If all shares of B-1 Stock are converted by holder, the total number of shares of Common Stock would be 133,320. |
Filing footnotes · ownership attribution and instrument terms
F1: B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. Conversion is upon demand. No conversion or exercise price
F2: If all shares of B-1 Stock are converted by holder, the total number of shares of Common Stock would be 133,320.
CoJax Oil & Gas Corp
Report date August 20, 2024 · Filed August 27, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,121,241 |
Reported balance
After 2024-08-20 transaction · row 1
1 source rowRow 1 · 2024-08-20 · Purchase · Acquired 475,000 · Balance 1,121,241 F1: The reporting person acquired these shares in a negotiated private transaction from the former Chief Financial Officer of the registrant. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired these shares in a negotiated private transaction from the former Chief Financial Officer of the registrant.
EVmo, Inc.
Report date November 12, 2019 · Filed November 19, 2019
This filing explicitly reported no securities owned.
Leatt Corp
Report date December 22, 2023 · Filed March 29, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 56,717 |
Reported balance
After 2023-12-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-12-22 · Grant · Acquired 1,000 · Balance 56,717 F1: The Reporting Person was previously the holder of 55,717 shares of the Issuer's common stock. On December 21, 2023, the Issuer's Board of Directors approved the award of 1000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, dated December 22, 2023, under the Issuer's 2011 Plan, all of which immediately vested. The Reporting Person is now the holder of 56,717 shares of the Issuer???s common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was previously the holder of 55,717 shares of the Issuer's common stock. On December 21, 2023, the Issuer's Board of Directors approved the award of 1000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, dated December 22, 2023, under the Issuer's 2011 Plan, all of which immediately vested. The Reporting Person is now the holder of 56,717 shares of the Issuer???s common stock.
Purebase Corp
Report date April 08, 2023 · Filed July 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.10 · Expires 2028-04-08 | Direct | 350,000 |
Reported balance
After 2023-04-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-04-08 · Grant · Acquired 350,000 · Balance 350,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 22, 2025 Filed Aug 22, 2025 14:58 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | GiftSeries B-1 Convertible Preferred Stock ("B-1 Stock") · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001903596-25-000426 · ownership.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. Conversion is upon demand. No conversion or exercise price F1 · price: B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. Conversion is upon demand. No conversion or exercise price F1 · derivative.exercise_date: B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. Conversion is upon demand. No conversion or exercise price F1 · derivative.expiration_date: B-1 Stock converts to 66 shares of common stock for each share of B-1 stock. Conversion is upon demand. No conversion or exercise price F2 · derivative.underlying_shares: If all shares of B-1 Stock are converted by holder, the total number of shares of Common Stock would be 133,320. Read SEC document |
| January 14, 2025 Filed Feb 26, 2025 13:52 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | GrantCommon Stock | 1,440,000 | $0.13 | $180,000.00 |
DisclosureSEC source: 0001493152-25-008325 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,448,177 F1 · shares: In accordance with the terms of the Blue Star Foods Corp. Director Service Agreement, dated December 19, 2024, the Issuer issued 1,440,000 shares of common stock to Jeffrey Guzy for serving as a director of the Issuer. Read SEC document |
| October 31, 2024 Filed Nov 19, 2024 13:40 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | GrantCommon Stock | 10,000 | $0.28 | $2,800.00 |
DisclosureSEC source: 0001493152-24-046751 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,986 F1 · shares: On October 31, 2024, the reporting person purchased 10,000 shares of common stock in the public market for $0.28 per share. Read SEC document |
| August 20, 2024 Filed Aug 27, 2024 18:02 UTC | CoJax Oil & Gas Corp CJAX · Entity 9629 | PurchaseCommon Stock | 475,000 | $0.01 | $4,750.00 |
DisclosureSEC source: 0001753926-24-001480 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director · CFO, Treasurer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,241 F1 · kind: The reporting person acquired these shares in a negotiated private transaction from the former Chief Financial Officer of the registrant. Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 12:45 UTC | CoJax Oil & Gas Corp CJAX · Entity 9629 | OtherCommon Stock | 575,000 | $2.00 | $1,150,000.00 |
DisclosureSEC source: 0001753926-24-000203 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director · CFO, Treasurer, Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 646,241 F1 · kind: The reporting person acquired these shares upon conversion of 57,500 shares of Series A Convertible Preferred Stock. Read SEC document |
| December 31, 2023 Filed Apr 10, 2024 15:07 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | OtherCommon stock | 399,306 | $0.14 | $57,500.06 |
DisclosureSEC source: 0001493152-24-014189 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 408,164 F1 · kind: Represents shares issued to the Reporting Person for serving as a director. Read SEC document |
| December 22, 2023 Filed Mar 29, 2024 22:15 UTC | Leatt Corp LEAT · Entity 7000 | GrantCommon Stock, par value $0.001 per share | 1,000 | $9.35 | $9,350.00 |
DisclosureSEC source: 0001062993-24-007464 · form4.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,717 F1 · kind: The Reporting Person was previously the holder of 55,717 shares of the Issuer's common stock. On December 21, 2023, the Issuer's Board of Directors approved the award of 1000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, dated December 22, 2023, under the Issuer's 2011 Plan, all of which immediately vested. The Reporting Person is now the holder of 56,717 shares of the Issuer???s common stock. F1 · shares: The Reporting Person was previously the holder of 55,717 shares of the Issuer's common stock. On December 21, 2023, the Issuer's Board of Directors approved the award of 1000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, dated December 22, 2023, under the Issuer's 2011 Plan, all of which immediately vested. The Reporting Person is now the holder of 56,717 shares of the Issuer???s common stock. F1 · balance_after: The Reporting Person was previously the holder of 55,717 shares of the Issuer's common stock. On December 21, 2023, the Issuer's Board of Directors approved the award of 1000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, dated December 22, 2023, under the Issuer's 2011 Plan, all of which immediately vested. The Reporting Person is now the holder of 56,717 shares of the Issuer???s common stock. Read SEC document |
| May 25, 2023 Filed Jun 2, 2023 21:29 UTC | Purebase Corp PUBC · Entity 8394 | PurchaseCommon Stock | 150,000 | $0.08 | $12,000.00 |
DisclosureSEC source: 0001493152-23-020035 · ownership.xml · nonDerivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,000 Read SEC document |
| May 25, 2023 Filed Jun 2, 2023 21:29 UTC | Purebase Corp PUBC · Entity 8394 | PurchaseCommon Stock | 80,000 | $0.15 | $12,000.00 |
DisclosureSEC source: 0001493152-23-020035 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 320,000 Read SEC document |
| April 08, 2023 Filed Jul 19, 2023 19:15 UTC | Purebase Corp PUBC · Entity 8394 | GrantStock option (right to buy) · Derivative | 350,000 | $0.10 Strike: $0.10 | $35,000.00 |
DisclosureSEC source: 0001493152-23-024923 · ownership.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,000 Underlying: Common Stock · 350,000 shares Expires 2028-04-08 Read SEC document |
| January 25, 2023 Filed Feb 27, 2023 14:03 UTC | CoJax Oil & Gas Corp CJAX · Entity 9629 | GrantSeries A Convertible Preferred Stock · Derivative | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001753926-23-000201 · ownership.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director · CEO, President and Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common stock · 250,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Series A Preferred Stock is convertible at the option of the holder thereof at any time without expiration date into l0 shares of the registrant's common stock. F1 · price: Each share of Series A Preferred Stock is convertible at the option of the holder thereof at any time without expiration date into l0 shares of the registrant's common stock. F1 · derivative.expiration_date: Each share of Series A Preferred Stock is convertible at the option of the holder thereof at any time without expiration date into l0 shares of the registrant's common stock. Read SEC document |
| December 31, 2022 Filed Feb 3, 2023 17:00 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | OtherCommon stock | 143,750 | $0.40 | $57,500.00 |
DisclosureSEC source: 0001493152-23-003542 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,159 F1 · kind: Represents shares issued to the Reporting Person for serving as a director and on board committees of the Issuer. Read SEC document |
| December 20, 2022 Filed Mar 31, 2023 00:54 UTC | Leatt Corp LEAT · Entity 7000 | GrantCommon Stock, par value $0.001 per share | 800 | $18.51 | $14,808.00 |
DisclosureSEC source: 0001062993-23-008116 · form4.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,717 F1 · kind: On December 20, 2022, the Issue's Board approved the award of 800 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan, all of which vested on December 31, 2022. The Reporting Person is now the holder of 55,717 shares of the Issuer's common stock. F1 · shares: On December 20, 2022, the Issue's Board approved the award of 800 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan, all of which vested on December 31, 2022. The Reporting Person is now the holder of 55,717 shares of the Issuer's common stock. F1 · balance_after: On December 20, 2022, the Issue's Board approved the award of 800 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan, all of which vested on December 31, 2022. The Reporting Person is now the holder of 55,717 shares of the Issuer's common stock. Read SEC document |
| October 26, 2022 Filed Oct 31, 2022 11:43 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | PurchaseCommon stock | 1,000 | $0.97 | $970.00 |
DisclosureSEC source: 0001493152-22-029931 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,409 Read SEC document |
| August 26, 2022 Filed Mar 17, 2023 23:29 UTC | Purebase Corp PUBC · Entity 8394 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.24 Strike: $0.24 | $60,000.00 |
DisclosureSEC source: 0001493152-23-008163 · ownership.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2027-08-26 Read SEC document |
| April 20, 2022 Filed Apr 21, 2022 18:37 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | GrantStock option (right to buy) · Derivative | 25,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0001493152-22-010660 · ownership.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2027-04-20 F1 · derivative.exercise_date: Shares subject to the option vest in equal quarterly installments of 1,250 for the term of the option. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 16:35 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | OtherCommon stock | 19,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-000318 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,409 F1 · kind: Represents shares issued to the Reporting Person for serving as a director of the Issuer. Read SEC document |
| December 22, 2021 Filed Jan 12, 2022 12:14 UTC | Leatt Corp LEAT · Entity 7000 | GrantCommon Stock, par value $0.001 per share | 1,000 | $30.06 | $30,060.00 |
DisclosureSEC source: 0001062993-22-000949 · form4.xml · nonDerivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,917 F3 · kind: On December 22, 2021, the Issuer's Board approved the award of 1,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 600 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. F3 · shares: On December 22, 2021, the Issuer's Board approved the award of 1,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 600 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. F1 · balance_after: The Reporting Person was the holder of 43,917 shares of the Issuer's common stock after giving effect to a 1-for-25 reverse split of the Issue's common stock effected on September 20, 2012. F3 · balance_after: On December 22, 2021, the Issuer's Board approved the award of 1,000 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Plan. Sixty percent, or 600 shares, of the restricted stock vested on December 31, 2021, and the remaining forty percent, or 400 shares, will vest on four equal parts on March 31, 2022, June 30, 2022, September 30, 2022, and December 31, 2022, respectively; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. Read SEC document |
| December 20, 2021 Filed Jan 12, 2022 12:14 UTC | Leatt Corp LEAT · Entity 7000 | Tax withholdingCommon Stock, par value $0.001 per share | 10,000 | $2.60 | $26,000.00 |
DisclosureSEC source: 0001062993-22-000949 · form4.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,917 F2 · kind: On November 22, 2016, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 10-year option to purchase 10,000 shares of the Issuer's common stock at an exercise price of $2.60 a share under the Issuer's 2011 Amended and Restated Equity Incentive Plan, all of which vested by March 29, 2019. On December 20, 2021, the Reporting Person exercised his options to purchase 10,000 shares of the Issuer's Common Stock for an aggregate purchase price of $26,000. F2 · shares: On November 22, 2016, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 10-year option to purchase 10,000 shares of the Issuer's common stock at an exercise price of $2.60 a share under the Issuer's 2011 Amended and Restated Equity Incentive Plan, all of which vested by March 29, 2019. On December 20, 2021, the Reporting Person exercised his options to purchase 10,000 shares of the Issuer's Common Stock for an aggregate purchase price of $26,000. F1 · balance_after: The Reporting Person was the holder of 43,917 shares of the Issuer's common stock after giving effect to a 1-for-25 reverse split of the Issue's common stock effected on September 20, 2012. F2 · balance_after: On November 22, 2016, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 10-year option to purchase 10,000 shares of the Issuer's common stock at an exercise price of $2.60 a share under the Issuer's 2011 Amended and Restated Equity Incentive Plan, all of which vested by March 29, 2019. On December 20, 2021, the Reporting Person exercised his options to purchase 10,000 shares of the Issuer's Common Stock for an aggregate purchase price of $26,000. Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 15:26 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | GiftCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001575705-21-000872 · ownership.xml · nonDerivative · entry 3 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,800 F1 · kind: Testamentary gift Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 15:26 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | GiftCommon Stock | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001575705-21-000872 · ownership.xml · nonDerivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,133 F1 · kind: Testamentary gift Read SEC document |
| December 16, 2021 Filed Dec 21, 2021 15:26 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | GiftCommon Stock | 33,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001575705-21-000872 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,466 F1 · kind: Testamentary gift Read SEC document |
| July 15, 2021 Filed Jul 15, 2021 19:28 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | Exercise / conversionCommon Stock Option Non Qualified · Derivative | 100,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001575705-21-000438 · ownership.xml · derivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common · 100,000 shares Expires 2021-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Shares Fully Vested Read SEC document |
| July 15, 2021 Filed Jul 15, 2021 19:28 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | Exercise / conversionCommon Stock | 100,000 | $0.44 | $43,500.00 |
DisclosureSEC source: 0001575705-21-000438 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Stock Option Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 13:53 UTC Amendment | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | Exercise / conversionCommon Stock Option Non Qualified · Derivative | 100,000 | $0.00 Strike: $0.44 | $0.00 |
DisclosureSEC source: 0001575705-21-000444 · ownership.xml · derivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,000 Underlying: Common · 100,000 shares Expires 2021-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Shares Fully Vested F3 · security: Amendment filed to correct total Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 13:53 UTC Amendment | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | Exercise / conversionCommon Stock | 100,000 | $0.44 | $43,500.00 |
DisclosureSEC source: 0001575705-21-000444 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Stock Option Read SEC document |
| June 23, 2021 Filed Jan 4, 2022 16:30 UTC | Blue Star Foods Corp. BSFC · Entity 8728 | PurchaseCommon stock | 12,500 | $2.00 | $25,000.00 |
DisclosureSEC source: 0001493152-22-000315 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Read SEC document |
| May 14, 2021 Filed Mar 17, 2023 23:33 UTC Amendment | Purebase Corp PUBC · Entity 8394 | PurchaseCommon stock | 80,000 | $0.15 | $12,000.00 |
DisclosureSEC source: 0001493152-23-008167 · ownership.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Read SEC document |
| April 08, 2021 Filed Jul 16, 2021 21:42 UTC | Purebase Corp PUBC · Entity 8394 | GrantStock option (right to buy) · Derivative | 250,000 | $0.10 Strike: $0.10 | $25,000.00 |
DisclosureSEC source: 0001493152-21-017110 · ownership.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2026-04-08 Read SEC document |
| April 08, 2021 Filed Mar 17, 2023 23:33 UTC Amendment | Purebase Corp PUBC · Entity 8394 | GrantStock Option (right to buy) · Derivative | 250,000 | $0.10 Strike: $0.10 | $25,000.00 |
DisclosureSEC source: 0001493152-23-008167 · ownership.xml · derivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2026-04-08 Read SEC document |
| December 29, 2020 Filed May 6, 2021 01:46 UTC | Leatt Corp LEAT · Entity 7000 | Tax withholdingCommon Stock, par value $0.001 per share | 2,250 | $7.10 | $15,975.00 |
DisclosureSEC source: 0001062993-21-004185 · form4.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,917 F1 · kind: On December 29, 2020, the Issuer's Board approved the award of 2,250 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 1,350 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 900 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. F1 · shares: On December 29, 2020, the Issuer's Board approved the award of 2,250 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 1,350 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 900 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. F1 · price: On December 29, 2020, the Issuer's Board approved the award of 2,250 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 1,350 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 900 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. F1 · balance_after: On December 29, 2020, the Issuer's Board approved the award of 2,250 restricted shares of the Issuer's common stock to the Reporting Person, pursuant to a Restricted Stock Award Agreement, under the Issuer's 2011 Amended and Restated Equity Incentive Plan. Sixty percent, or 1,350 shares, of the restricted stock vested immediately, on the date of the award, and the remaining forty percent, or 900 shares, will vest on two equal parts on December 29, 2021 and 2022, respectively, so long as the Reporting Person is fully employed by the Issuer on such vesting date; provided, however, that any unvested restricted stock will fully vest in the event of any change in control of the Issuer. F2 · balance_after: Total common stock includes 41,667 shares of the Issuer's common stock directly held by the Reporting Person as at the transaction date. Read SEC document |
| August 05, 2020 Filed Apr 8, 2021 18:25 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | GrantOption · Derivative | 100,000 | Not disclosed Strike: $0.44 | Not disclosed |
DisclosureSEC source: 0000939802-21-000037 · primary_doc.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common · 100,000 shares Expires 2025-08-06 F1 · price: NA Read SEC document |
| May 31, 2019 Filed Feb 27, 2020 18:19 UTC | CAPSTONE COMPANIES, INC. CAPC · Entity 8530 | GrantOption · Derivative | 100,000 | Not disclosed Strike: $0.44 | Not disclosed |
DisclosureSEC source: 0000939802-20-000003 · primary_doc.xml · derivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common · 100,000 shares Expires 2024-08-06 F1 · price: NA Read SEC document |
| February 25, 2019 Filed May 7, 2019 01:38 UTC | Leatt Corp LEAT · Entity 7000 | GrantOptions to purchase Common Stock, par value $0.001 per share · Derivative | 15,000 | $0.00 Strike: $2.30 | $0.00 |
DisclosureSEC source: 0001062993-19-002015 · form4.xml · derivative · entry 5 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock, par value $0.001 per share · 15,000 shares Expires 2029-02-25 F4 · kind: On February 25, 2019, the Reporting Person was granted options to purchase another 15,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 4,500 shares immediately vested, options to purchase another 40% or 6,000 shares will vest in two equal portions of 3,000 each on February 25, 2020 and 2021, respectively, and the remaining 30% or 4,500 will vest on February 25, 2022. F4 · shares: On February 25, 2019, the Reporting Person was granted options to purchase another 15,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 4,500 shares immediately vested, options to purchase another 40% or 6,000 shares will vest in two equal portions of 3,000 each on February 25, 2020 and 2021, respectively, and the remaining 30% or 4,500 will vest on February 25, 2022. F4 · derivative.underlying_shares: On February 25, 2019, the Reporting Person was granted options to purchase another 15,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 4,500 shares immediately vested, options to purchase another 40% or 6,000 shares will vest in two equal portions of 3,000 each on February 25, 2020 and 2021, respectively, and the remaining 30% or 4,500 will vest on February 25, 2022. F4 · balance_after: On February 25, 2019, the Reporting Person was granted options to purchase another 15,000 shares of the Issuer's common stock at $2.30 per share under the Issuer's 2011 Plan which will expire on February 24, 2029. Options to purchase 30% or 4,500 shares immediately vested, options to purchase another 40% or 6,000 shares will vest in two equal portions of 3,000 each on February 25, 2020 and 2021, respectively, and the remaining 30% or 4,500 will vest on February 25, 2022. Read SEC document |
| February 12, 2019 Filed May 7, 2019 01:38 UTC | Leatt Corp LEAT · Entity 7000 | Exercise / conversionOptions to purchase Common Stock, par value $0.001 per share · Derivative | 15,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001062993-19-002015 · form4.xml · derivative · entry 4 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $0.001 per share · 15,000 shares Expires 2019-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · shares: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · derivative.underlying_shares: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · balance_after: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. Read SEC document |
| February 12, 2019 Filed May 7, 2019 01:38 UTC | Leatt Corp LEAT · Entity 7000 | Tax withholdingCommon Stock, par value $0.001 per share | 15,000 | $1.00 | $15,000.00 |
DisclosureSEC source: 0001062993-19-002015 · form4.xml · nonDerivative · entry 1 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,667 F2 · kind: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · shares: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · price: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F1 · balance_after: The Reporting Person was the holder of 26,667 shares of the Issuer's common stock after giving effect to a 1-for-25 reverse split of the Issue's common stock effected on September 20, 2012. F2 · balance_after: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. Read SEC document |
| November 22, 2016 Filed May 7, 2019 01:38 UTC | Leatt Corp LEAT · Entity 7000 | GrantOptions to purchase Common Stock, par value $0.001 per share · Derivative | 10,000 | $0.00 Strike: $2.60 | $0.00 |
DisclosureSEC source: 0001062993-19-002015 · form4.xml · derivative · entry 3 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock, par value $0.001 per share · 10,000 shares Expires 2026-11-21 F3 · kind: On November 22, 2016, the Reporting Person was granted a 10-year option to purchase 10,000 shares of the Issuer's common stock at $2.60 per share under the Issuer's 2011 Plan, 6,000 of which vested on March 29, 2017 and the remaining 4,000 of which vested in two equal parts on March 29, 2018 and 2019, respectively. F3 · shares: On November 22, 2016, the Reporting Person was granted a 10-year option to purchase 10,000 shares of the Issuer's common stock at $2.60 per share under the Issuer's 2011 Plan, 6,000 of which vested on March 29, 2017 and the remaining 4,000 of which vested in two equal parts on March 29, 2018 and 2019, respectively. F3 · derivative.underlying_shares: On November 22, 2016, the Reporting Person was granted a 10-year option to purchase 10,000 shares of the Issuer's common stock at $2.60 per share under the Issuer's 2011 Plan, 6,000 of which vested on March 29, 2017 and the remaining 4,000 of which vested in two equal parts on March 29, 2018 and 2019, respectively. F3 · balance_after: On November 22, 2016, the Reporting Person was granted a 10-year option to purchase 10,000 shares of the Issuer's common stock at $2.60 per share under the Issuer's 2011 Plan, 6,000 of which vested on March 29, 2017 and the remaining 4,000 of which vested in two equal parts on March 29, 2018 and 2019, respectively. Read SEC document |
| February 14, 2014 Filed May 7, 2019 01:38 UTC | Leatt Corp LEAT · Entity 7000 | GrantOptions to purchase Common Stock, par value $0.001 per share · Derivative | 15,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001062993-19-002015 · form4.xml · derivative · entry 2 Guzy Jeffrey J · CIK 0001415532 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $0.001 per share · 15,000 shares Expires 2019-02-13 F2 · kind: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · shares: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · derivative.underlying_shares: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. F2 · balance_after: On February 14, 2014, the Issuer's Board of Directors approved the grant to the Reporting Person, of a 5-year option to purchase 15,000 shares of the Issuer's common stock at an exercise price of $1.00 a share under the Issuer's 2011 Plan, all of which vested by February 14, 2017. On February 12, 2019, the Reporting Person exercised his options to purchase 15,000 shares of the Issuer's Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.