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person · Reporting owner

Harley Joshua

Disclosed activity across 1 company

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75912
SEC CIK
0001817237

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Fathom Holdings Inc.FTHM · Entity 761410% ownerAugust 28, 2025September 02, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Fathom Holdings Inc.

Report date August 28, 2025 · Filed September 02, 2025 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,135,406 Reported balance After 2025-08-28 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2025-08-28 · Sale · Disposed 92,395 · Balance 3,135,406

F1: The reported securities were sold in multiple transactions at prices ranging from $2.15 to $2.445. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Filing footnotes · ownership attribution and instrument terms

F1: The reported securities were sold in multiple transactions at prices ranging from $2.15 to $2.445. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 28, 2025 Filed Aug 29, 2025 16:07 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 92,395 $2.38 $219,530.52
Disclosure

SEC source: 0001578563-25-000390 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,135,406

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $2.15 to $2.445. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
August 28, 2025 Filed Sep 2, 2025 08:35 UTC Amendment Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 92,395 $2.38 $219,530.52
Disclosure

SEC source: 0001578563-25-000391 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,135,406

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $2.15 to $2.445. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 23, 2025 Filed Jul 23, 2025 16:34 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,100 $1.49 $1,640.10
Disclosure

SEC source: 0001578563-25-000330 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,227,801

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $1.48 to $1.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 22, 2025 Filed Jul 23, 2025 16:34 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 81,691 $1.59 $129,643.62
Disclosure

SEC source: 0001578563-25-000330 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,228,901

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.48 to $1.64. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 21, 2025 Filed Jul 23, 2025 16:34 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 50,717 $1.46 $73,843.95
Disclosure

SEC source: 0001578563-25-000330 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,310,592

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $1.35 to $1.52. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 18, 2025 Filed Jul 18, 2025 16:22 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 22,883 $1.32 $30,114.03
Disclosure

SEC source: 0001578563-25-000329 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,361,309

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $1.29 to $1.365. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 17, 2025 Filed Jul 18, 2025 16:22 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 10,231 $1.36 $13,883.47
Disclosure

SEC source: 0001578563-25-000329 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,384,192

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $1.35 to $1.40. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
July 16, 2025 Filed Jul 18, 2025 16:22 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 34,478 $1.33 $45,993.65
Disclosure

SEC source: 0001578563-25-000329 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,394,423

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $1.28 to $1.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
October 03, 2024 Filed Oct 7, 2024 16:00 UTC Fathom Holdings Inc. FTHM · Entity 7614 GiftCommon Stock 1,399,518 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000427 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,428,901

F1 · ownership.direct: Of these shares, 18,466 shares are restricted and vest in full on November 30, 2024.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 16:07 UTC Fathom Holdings Inc. FTHM · Entity 7614 GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000412 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,029,383

F2 · ownership.direct: Of these shares, 18,466 shares are restricted and vest in full on November 30, 2024.

Read SEC document
September 12, 2024 Filed Sep 16, 2024 16:07 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 100,000 $2.85 $285,000.00
Disclosure

SEC source: 0001578563-24-000412 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,229,383

F1 · kind: The transaction is a private sale of shares of Fathom Holdings, Inc, (the "Company") common stock between the Reporting Person and a Company director, Scott Flanders.

F2 · ownership.direct: Of these shares, 18,466 shares are restricted and vest in full on November 30, 2024.

Read SEC document
December 29, 2023 Filed Jan 2, 2024 16:18 UTC Fathom Holdings Inc. FTHM · Entity 7614 OtherCommon Stock 10,346 $0.00 $0.00
Disclosure

SEC source: 0001578563-24-000001 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote (2)

Disclosed balance after: 2,073,378

F1 · shares: Represents deposit by an immediate family member into a voting trust for which Mr. Harley serves as a trustee.

F2 · ownership.direct: Includes an aggregate of 1,710,346 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.

Read SEC document
December 15, 2023 Filed Dec 18, 2023 16:02 UTC Fathom Holdings Inc. FTHM · Entity 7614 GiftCommon Stock 37,038 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000103 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,329,383

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 14, 2023, 47,170 shares are restricted and vest in full on December 14, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.

Read SEC document
December 05, 2023 Filed Dec 5, 2023 16:15 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,000,000 $2.00 $2,000,000.00
Disclosure

SEC source: 0001578563-23-000099 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,366,421

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 14, 2023, 47,170 shares are restricted and vest in full on December 14, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.

Read SEC document
September 12, 2023 Filed Sep 12, 2023 16:53 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 3,381 $5.03 $17,019.95
Disclosure

SEC source: 0001578563-23-000089 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,366,421

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $5.00 to $5.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.

Read SEC document
September 11, 2023 Filed Sep 11, 2023 16:28 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000088 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,376,907

F1 · security: Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The restricted stock units vest in full on September 10, 2024.

F2 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 16:53 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,205 $5.61 $6,760.05
Disclosure

SEC source: 0001578563-23-000089 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,369,802

F3 · price: The reported securities were sold in multiple transactions at prices ranging from $5.58 to $5.61. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.

Read SEC document
September 08, 2023 Filed Sep 12, 2023 16:53 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 5,900 $5.53 $32,627.00
Disclosure

SEC source: 0001578563-23-000089 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,371,007

F1 · price: The reported securities were sold in multiple transactions at prices ranging from $5.51 to $5.60. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F2 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024. Of these shares, 225,000 are restricted units and vest in full on September 10, 2024.

Read SEC document
September 06, 2023 Filed Sep 7, 2023 16:39 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 4,700 $6.08 $28,576.00
Disclosure

SEC source: 0001578563-23-000086 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,151,907

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $6.00 to $6.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.

Read SEC document
September 05, 2023 Filed Sep 7, 2023 16:39 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 300 $6.30 $1,890.00
Disclosure

SEC source: 0001578563-23-000086 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,156,607

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.

Read SEC document
August 29, 2023 Filed Aug 31, 2023 18:35 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 804 $6.40 $5,145.60
Disclosure

SEC source: 0001578563-23-000085 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,156,907

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.

Read SEC document
March 31, 2023 Filed May 1, 2023 16:36 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 58,824 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000028 · primary_doc.xml · nonDerivative · entry 4

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146,195

F4 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.

Read SEC document
March 31, 2023 Filed Aug 30, 2023 16:23 UTC Amendment Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 58,824 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000078 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,157,711

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.

Read SEC document
January 03, 2023 Filed May 1, 2023 16:36 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 58,140 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000028 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,087,371

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, and 58,140 shares are restricted and vest in full on May 31, 2024.

Read SEC document
December 31, 2022 Filed Feb 13, 2023 16:08 UTC Fathom Holdings Inc. FTHM · Entity 7614 GiftCommon Stock 33,385 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000005 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950,170

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.

F2 · ownership.direct: Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.

F3 · ownership.direct: Of these shares, 29,616 shares are restricted and vest in full on March 31, 2025.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 16:47 UTC Fathom Holdings Inc. FTHM · Entity 7614 PurchaseCommon Stock 18,000 $5.44 $97,835.40
Disclosure

SEC source: 0001578563-22-000037 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,983,555

F1 · price: The reported securities were purchased in multiple transactions at prices ranging from $5.18 to $5.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.

F2 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.

F3 · ownership.direct: Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.

F4 · ownership.direct: Of these shares, 29,616 shares are restricted and vest in full on March 31, 2025.

Read SEC document
September 30, 2022 Filed May 1, 2023 16:36 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 47,170 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000028 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,029,231

F2 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, and 47,170 shares are restricted and vest in full on December 1, 2023.

Read SEC document
June 30, 2022 Filed May 1, 2023 16:36 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 31,888 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000028 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,982,061

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, and 31,888 shares are restricted and vest in full on December 1, 2023.

Read SEC document
April 01, 2022 Filed Apr 29, 2022 16:06 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 29,616 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-053532 · tm2214025-1_4seq1.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,965,555

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.

F2 · ownership.direct: Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.

F3 · ownership.direct: Of these shares, 29,616 shares are restricted and vest in full on March 31, 2025.

Read SEC document
December 13, 2021 Filed Feb 11, 2022 16:15 UTC Fathom Holdings Inc. FTHM · Entity 7614 GiftCommon Stock 23,965 $0.00 $0.00
Disclosure

SEC source: 0001578563-22-000003 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,913,070

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December 01, 2021 Filed Apr 29, 2022 16:06 UTC Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 18,443 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-053532 · tm2214025-1_4seq1.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,935,939

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.

F2 · ownership.direct: Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.

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December 01, 2021 Filed Aug 30, 2023 16:13 UTC Amendment Fathom Holdings Inc. FTHM · Entity 7614 GrantCommon Stock 18,466 $0.00 $0.00
Disclosure

SEC source: 0001578563-23-000077 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,935,962

F1 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, and 18,466 shares are restricted and vest in full on November 30, 2024.

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November 22, 2021 Filed Nov 23, 2021 17:07 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 200,000 $24.13 $4,825,000.00
Disclosure

SEC source: 0001578563-21-000043 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,937,035

F1 · shares: The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.

F2 · price: Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

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October 11, 2021 Filed Oct 12, 2021 16:25 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 708 $24.18 $17,119.44
Disclosure

SEC source: 0001578563-21-000037 · primary_doc.xml · nonDerivative · entry 4

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137,035

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F6 · price: The reported securities were sold in multiple transactions at prices ranging from $23.85 to $24.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

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October 11, 2021 Filed Oct 12, 2021 16:25 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,192 $23.40 $27,892.80
Disclosure

SEC source: 0001578563-21-000037 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,137,743

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $23.00 to $23.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

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October 11, 2021 Filed Oct 12, 2021 16:25 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 2,598 $22.35 $58,065.30
Disclosure

SEC source: 0001578563-21-000037 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,138,935

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $22.01 to $22.86. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
October 08, 2021 Filed Oct 12, 2021 16:25 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,900 $24.28 $46,132.00
Disclosure

SEC source: 0001578563-21-000037 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,141,533

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $24.15 to $24.75. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
October 07, 2021 Filed Oct 7, 2021 16:35 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 7,578 $25.17 $190,738.26
Disclosure

SEC source: 0001578563-21-000035 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143,433

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $25.01 to $25.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
October 06, 2021 Filed Oct 7, 2021 16:35 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 2,073 $24.72 $51,244.56
Disclosure

SEC source: 0001578563-21-000035 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,151,011

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $24.21 to $25.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

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October 05, 2021 Filed Oct 7, 2021 16:35 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 5,486 $25.49 $139,838.14
Disclosure

SEC source: 0001578563-21-000035 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,153,084

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $25.35 to $25.76. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
September 07, 2021 Filed Sep 8, 2021 16:14 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 6,581 $28.63 $188,414.03
Disclosure

SEC source: 0001578563-21-000030 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158,570

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $28.54 to $29.32. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
September 03, 2021 Filed Sep 3, 2021 16:34 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 4,792 $29.04 $139,159.68
Disclosure

SEC source: 0001578563-21-000029 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165,151

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $28.87 to $29.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
September 02, 2021 Filed Sep 3, 2021 16:34 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 2,627 $29.35 $77,102.45
Disclosure

SEC source: 0001578563-21-000029 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,169,943

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $29.12 to $29.84. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 16:34 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 6,994 $29.33 $205,134.02
Disclosure

SEC source: 0001578563-21-000029 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,172,570

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $28.73 to $29.55. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 18:32 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1 $26.45 $26.45
Disclosure

SEC source: 0001578563-21-000027 · primary_doc.xml · nonDerivative · entry 4

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179,564

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

Read SEC document
August 18, 2021 Filed Aug 18, 2021 18:32 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 3,549 $25.69 $91,173.81
Disclosure

SEC source: 0001578563-21-000027 · primary_doc.xml · nonDerivative · entry 3

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179,565

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F5 · price: The reported securities were sold in multiple transactions at prices ranging from $25.41 to $26.13. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

Read SEC document
August 17, 2021 Filed Aug 18, 2021 18:32 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 800 $26.46 $21,168.00
Disclosure

SEC source: 0001578563-21-000027 · primary_doc.xml · nonDerivative · entry 2

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183,114

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F4 · price: The reported securities were sold in multiple transactions at prices ranging from $26.30 to $26.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 18:32 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,155 $27.77 $32,074.35
Disclosure

SEC source: 0001578563-21-000027 · primary_doc.xml · nonDerivative · entry 1

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,183,914

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F2 · price: The reported securities were sold in multiple transactions at prices ranging from $27.50 to $28.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

Read SEC document
August 13, 2021 Filed Aug 13, 2021 17:47 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 1,475 $31.81 $46,919.75
Disclosure

SEC source: 0001578563-21-000026 · primary_doc.xml · nonDerivative · entry 6

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,185,069

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F7 · price: The reported securities were sold in multiple transactions at prices ranging from $31.50 to $32.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

Read SEC document
August 12, 2021 Filed Aug 13, 2021 17:47 UTC Fathom Holdings Inc. FTHM · Entity 7614 SaleCommon Stock 13,516 $33.62 $454,407.92
Disclosure

SEC source: 0001578563-21-000026 · primary_doc.xml · nonDerivative · entry 5

Harley Joshua · CIK 0001817237 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186,544

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.

F6 · price: The reported securities were sold in multiple transactions at prices ranging from $34.00 to $34.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

F3 · ownership.direct: Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.