Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GUGGENHEIM CREDIT INCOME FUND 2021N/A · Entity 149347 | President | October 03, 2016 | October 06, 2016 |
| W. P. Carey Inc.WPC · Entity 3333 | Managing Director | September 01, 2016 | March 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GUGGENHEIM CREDIT INCOME FUND 2021
Report date October 03, 2016 · Filed October 06, 2016
This filing explicitly reported no securities owned.
W. P. Carey Inc.
Report date September 01, 2016 · Filed March 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby wife | 2,200 |
Reported balance
After 2016-09-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-09-01 · Sale · Disposed 5,500 · Balance 2,200 F1: This transaction was executed in multiple trades at prices ranging from $66.52 to $66.531. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Common StockSEC Table I · non-derivative | Direct | 129,236.5406 |
Reported balance
Holding disclosure · report date 2016-09-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 129,236.5406 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $66.52 to $66.531. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Stirling Hotels & Resorts, Inc.
Report date August 29, 2025 · Filed September 03, 2025
Section 16 reporting ended · disclosed 2025-09-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Special Limited Partnership UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-08-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-08-29 · Other · Disposed 2,591.4 · Balance 0 F1: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person. F2: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's Independent Director Compensation Plan. F4: The Reporting Person exchanged a number of vested LTIP Units for cash. F3: Neither the LTIP Units nor the Common Units had an expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person.
F2: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's Independent Director Compensation Plan.
F3: Neither the LTIP Units nor the Common Units had an expiration date.
F4: The Reporting Person exchanged a number of vested LTIP Units for cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2025 Filed Sep 3, 2025 16:19 UTC | Stirling Hotels & Resorts, Inc. NONE · Entity 75835 | OtherSpecial Limited Partnership Units · Derivative | 2,591.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-087043 · tm2525041-6_4seq1.xml · derivative · entry 1 Goldberg Mark M · CIK 0001545085 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,591.4 shares Expires not disclosed F1 · security: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person. F2 · security: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's Independent Director Compensation Plan. F1 · derivative.exercise_price: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person. F4 · kind: The Reporting Person exchanged a number of vested LTIP Units for cash. F1 · price: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person. F1 · derivative.exercise_date: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person. F3 · derivative.expiration_date: Neither the LTIP Units nor the Common Units had an expiration date. F1 · derivative.underlying: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vested on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), were convertible into Common Units at the option of the Reporting Person. Read SEC document |
| February 13, 2024 Filed Feb 15, 2024 16:16 UTC | Stirling Hotels & Resorts, Inc. NONE · Entity 75835 | GrantSpecial Limited Partnership Units · Derivative | 2,591.4 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-024536 · tm245331-9_4seq1.xml · derivative · entry 1 Goldberg Mark M · CIK 0001545085 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,591.4 Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · security: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vest on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F1 · derivative.exercise_price: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vest on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F2 · kind: The LTIP Unit awards reported herein were issued as an annual grant under the Issuer's Independent Director Compensation Plan. F1 · price: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vest on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F1 · derivative.exercise_date: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vest on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F3 · derivative.expiration_date: Neither the LTIP Units nor the Common Units have an expiration date. F1 · derivative.underlying: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vest on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. F4 · derivative.underlying: Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis as described in the Amended and Restated Agreement of the Subsidiary dated December 6, 2023. F1 · derivative.underlying_shares: Special long-term incentive partnership units ("LTIP Units") in Stirling REIT OP, LP, the Issuer's operating subsidiary ("Subsidiary"). LTIP Units vest on the first anniversary after issuance (February 13, 2025). Vested LTIP Units, upon achieving parity with the Common Limited Partnership Units of the Subsidiary ("Common Units"), are convertible into Common Units at the option of the Reporting Person. See Footnote 4 discussing the convertibility of Common Units. Read SEC document |
| February 28, 2017 Filed Feb 28, 2017 22:51 UTC | W. P. Carey Inc. WPC · Entity 3333 | SaleCommon Stock | 18,065 | $63.18 | $1,141,292.51 |
DisclosureSEC source: 0001209191-17-015407 · doc4.xml · nonDerivative · entry 1 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,236.5406 F1 · price: This transaction was executed in multiple trades at prices ranging from $63.000 to $63.420. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:44 UTC | W. P. Carey Inc. WPC · Entity 3333 | Tax withholdingCommon Stock | 10,483 | $63.36 | $664,202.88 |
DisclosureSEC source: 0001209191-17-012748 · doc4.xml · nonDerivative · entry 2 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,301.5406 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:44 UTC | W. P. Carey Inc. WPC · Entity 3333 | GrantCommon Stock | 21,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-012748 · doc4.xml · nonDerivative · entry 1 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,784.5406 F1 · kind: Represents the vesting of performance share units granted in January 2014 with a three-year performance cycle. F1 · shares: Represents the vesting of performance share units granted in January 2014 with a three-year performance cycle. F1 · price: Represents the vesting of performance share units granted in January 2014 with a three-year performance cycle. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:56 UTC | W. P. Carey Inc. WPC · Entity 3333 | Tax withholdingCommon Stock | 4,213 | $62.78 | $264,492.14 |
DisclosureSEC source: 0001209191-17-012329 · doc4.xml · nonDerivative · entry 1 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,386.5406 Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 21:38 UTC | W. P. Carey Inc. WPC · Entity 3333 | GrantCommon Stock | 10,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-004885 · doc4.xml · nonDerivative · entry 1 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,599.5406 F1 · kind: Represents restricted share units ("RSUs") granted as part of the Issuer's 2009 Long Term Incentive Plan. These RSUs are scheduled to vest in three equal annual installments beginning on February 15, 2018 and ending on February 15, 2020 and are convertible on a one-for-one basis into shares of the Issuer's Common Stock. F1 · shares: Represents restricted share units ("RSUs") granted as part of the Issuer's 2009 Long Term Incentive Plan. These RSUs are scheduled to vest in three equal annual installments beginning on February 15, 2018 and ending on February 15, 2020 and are convertible on a one-for-one basis into shares of the Issuer's Common Stock. F1 · price: Represents restricted share units ("RSUs") granted as part of the Issuer's 2009 Long Term Incentive Plan. These RSUs are scheduled to vest in three equal annual installments beginning on February 15, 2018 and ending on February 15, 2020 and are convertible on a one-for-one basis into shares of the Issuer's Common Stock. Read SEC document |
| December 19, 2016 Filed Dec 31, 2016 01:41 UTC | W. P. Carey Inc. WPC · Entity 3333 | GiftCommon Stock | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-157128 · doc4.xml · nonDerivative · entry 1 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,808.5406 Read SEC document |
| September 01, 2016 Filed Mar 25, 2017 01:12 UTC | W. P. Carey Inc. WPC · Entity 3333 | SaleCommon Stock | 5,500 | $66.53 | $365,920.50 |
DisclosureSEC source: 0001209191-17-022875 · doc4.xml · nonDerivative · entry 1 Goldberg Mark M · CIK 0001545085 · Managing Director 10b5-1 filing: Not disclosed Ownership: Indirect · by wife Disclosed balance after: 2,200 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.52 to $66.531. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.