Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Baudax Bio, Inc.BXRX · Entity 109081 | Chief Financial Officer | January 15, 2021 | January 20, 2021 |
| LIFECORE BIOMEDICAL, INC. \DE\LFCR · Entity 6447 | Chief Financial Officer | September 03, 2025 | September 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Baudax Bio, Inc.
Report date January 15, 2021 · Filed January 20, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 69,251 |
Ending reported balance
After 2021-01-15 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-01-15 · Grant · Acquired 5,000 · Balance 75,909 F1: The restricted stock units are fully vested upon grant. Row 2 · 2021-01-15 · Grant · Acquired 20,000 · Balance 95,909 F1: The restricted stock units are fully vested upon grant. Row 3 · 2021-01-15 · Tax withholding · Disposed 26,658 · Balance 69,251 F2: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.30 · Expires 2023-01-15 | Direct | 23,077 |
Reported balance
After 2021-01-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-01-15 · Grant · Acquired 23,077 · Balance 23,077 F3: The stock option is fully vested upon grant. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.30 · Expires 2023-01-15 | Direct | 60,000 |
Reported balance
After 2021-01-15 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-01-15 · Grant · Acquired 60,000 · Balance 60,000 F3: The stock option is fully vested upon grant. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units are fully vested upon grant.
F2: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units.
F3: The stock option is fully vested upon grant.
LIFECORE BIOMEDICAL, INC. \DE\
Report date September 03, 2025 · Filed September 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 336,691 |
Reported balance
After 2025-09-03 transaction · row 1
1 source rowRow 1 · 2025-09-03 · Tax withholding · Disposed 22,932 · Balance 336,691 F1: Represents number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting and settlement of an RSU vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting and settlement of an RSU vesting.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Societal CDMO, Inc.
Report date April 08, 2024 · Filed April 08, 2024
Section 16 reporting ended · disclosed 2024-04-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-04-08 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-04-08 · Other · Disposed 522,699 · Balance 1,049,287 F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest. Row 2 · 2024-04-08 · Disposition to issuer · Disposed 1,049,287 · Balance 0 F2: Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest.
F2: Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2025 Filed Sep 4, 2025 20:42 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Tax withholdingCommon Stock | 22,932 | $7.71 | $176,805.72 |
DisclosureSEC source: 0001005286-25-000120 · wk-form4_1757018519.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 336,691 F1 · shares: Represents number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting and settlement of an RSU vesting. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:42 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005286-25-000079 · wk-form4_1752180146.xml · derivative · entry 3 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 75,000 shares Expires 2029-09-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving certain stock prices. F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving certain stock prices. F2 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving certain stock prices. F2 · derivative.exercise_date: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving certain stock prices. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:42 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Tax withholdingCommon Stock | 32,806 | $8.19 | $268,681.14 |
DisclosureSEC source: 0001005286-25-000079 · wk-form4_1752180146.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,623 F3 · shares: Represents number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting and settlement of the performance stock unit award as reported in Table I. Read SEC document |
| July 08, 2025 Filed Jul 10, 2025 20:42 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Exercise / conversionCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001005286-25-000079 · wk-form4_1752180146.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The performance-based restricted stock units vested based on the Issuer's achievement of a stock price milestone. F2 · price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock upon the Issuer's common stock achieving certain stock prices. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 21:26 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Tax withholdingCommon Stock | 5,653 | $7.15 | $40,418.95 |
DisclosureSEC source: 0001628280-24-050619 · wk-form4_1733865968.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,429 F1 · shares: Represents the amount of shares delivered to satisfy applicable tax withholding obligations in connection with the stock grant. Read SEC document |
| December 06, 2024 Filed Dec 10, 2024 21:26 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | GrantCommon Stock | 19,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-050619 · wk-form4_1733865968.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,082 Read SEC document |
| October 07, 2024 Filed Oct 29, 2024 20:46 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Tax withholdingCommon Stock | 34,138 | $5.09 | $173,762.42 |
DisclosureSEC source: 0001628280-24-044118 · wk-form4_1730234796.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,362 Read SEC document |
| October 07, 2024 Filed Oct 29, 2024 20:46 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | Exercise / conversionCommon Stock | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-044118 · wk-form4_1730234796.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The performance-based restricted stock units vested based on the Issuer's achievement of a stock price milestone. F2 · price: The performance-based restricted stock units convert into common stock of Lifecore Biomedical, Inc. on a 1 for 1 basis. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:18 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | GrantPerformance-Based Restricted Stock Units · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-039547 · wk-form4_1725567522.xml · derivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 750,000 shares Expires 2029-09-03 F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F3 · shares: Represents the maximum number of performance-based restricted stock units that can vest based on the Issuer's achievement of certain stock price milestones. F4 · derivative.exercise_date: The performance-based restricted stock units vest, if at all, based on the Issuer's achievement of certain stock prices. F3 · derivative.underlying_shares: Represents the maximum number of performance-based restricted stock units that can vest based on the Issuer's achievement of certain stock price milestones. Read SEC document |
| September 03, 2024 Filed Sep 5, 2024 20:18 UTC | LIFECORE BIOMEDICAL, INC. \DE\ LFCR · Entity 6447 | GrantCommon Stock | 262,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-039547 · wk-form4_1725567522.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,500 F1 · price: The restricted stock units convert into common stock of Lifecore Biomedical, Inc. on a 1 for 1 basis. Read SEC document |
| April 08, 2024 Filed Apr 8, 2024 21:29 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Disposition to issuerCommon Stock | 1,049,287 | $1.10 | $1,154,215.70 |
DisclosureSEC source: 0001104659-24-044892 · tm2411350-5_4seq1.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: Represents restricted stock units granted under an Issuer equity plan ("RSUs") granted to the Reporting Person. Each RSU represented a contingent right to receive one Share upon vesting of the RSU. Pursuant to the terms of the Merger Agreement, each outstanding RSU that was outstanding and unvested immediately prior to the Effective Time vested in full. At the Effective Time, each RSU then outstanding was cancelled and converted into a cash payment equal to the product of (A) the total number of Shares then underlying such RSU multiplied by (B) the Offer Amount, without interest and subject to any withholding of taxes. Read SEC document |
| April 08, 2024 Filed Apr 8, 2024 21:29 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | OtherCommon Stock | 522,699 | $1.10 | $574,968.90 |
DisclosureSEC source: 0001104659-24-044892 · tm2411350-5_4seq1.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,049,287 F1 · shares: Pursuant to the terms of that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of February 28, 2024, by and among the Issuer, CoreRx, Inc., a Florida corporation ("Parent") and Cane Merger Sub, Inc., a Pennsylvania corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), Merger Sub completed a tender offer for shares of common stock of the Issuer (each, a "Share") and thereafter merged with and into the Issuer, effective as of April 8, 2024 (the "Effective Time") with the Issuer surviving the merger. At the Effective Time, each issued and outstanding Share was cancelled and converted into the right to receive $1.10 per Share in cash (the "Offer Amount"), subject to any applicable withholding taxes and without interest. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 16:21 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | GrantCommon Stock | 771,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-005208 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,571,986 F1 · shares: These restricted stock units will vest in four equal annual installments beginning on the first anniversary of the date of grant, subject to continued service with the Issuer. Read SEC document |
| February 03, 2024 Filed Feb 6, 2024 17:31 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,022 | $0.45 | $459.90 |
DisclosureSEC source: 0001062993-24-002110 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 800,557 F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 17:59 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 37,453 | $0.35 | $13,108.55 |
DisclosureSEC source: 0001062993-24-001411 · form4.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 801,579 F2 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of the performance-based restricted stock units. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 17:59 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | GrantCommon Stock | 110,025 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-001411 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 839,032 F1 · shares: On January 24, 2024, the Compensation Committee of the Board of Directors of the Issuer determined that performance-vesting criteria were met with regard to 110,025 performance-based restricted stock units granted in a prior year, which were converted into 110,025 shares of common stock on a one-for-one basis. Read SEC document |
| January 20, 2024 Filed Jan 23, 2024 17:39 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 14,442 | $0.35 | $5,054.70 |
DisclosureSEC source: 0001062993-24-001196 · form4.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 729,007 F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 17:39 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 19,654 | $0.35 | $6,878.90 |
DisclosureSEC source: 0001062993-24-001196 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 743,449 F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 17:02 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,419 | $0.41 | $581.79 |
DisclosureSEC source: 0001062993-24-000470 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 763,103 F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 16:23 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 5,690 | $0.37 | $2,105.30 |
DisclosureSEC source: 0001062993-23-022844 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 764,522 F1 · shares: Shares withheld by the Issuer to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 16:03 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $0.37 | $442.89 |
DisclosureSEC source: 0001062993-23-021814 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 770,212 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 16:47 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $0.34 | $407.32 |
DisclosureSEC source: 0001062993-23-020050 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 771,409 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| September 30, 2023 Filed Oct 4, 2023 16:19 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $0.46 | $551.08 |
DisclosureSEC source: 0001062993-23-018983 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 772,607 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 16:30 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $0.57 | $682.29 |
DisclosureSEC source: 0001062993-23-017569 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 773,805 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 17:13 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $0.85 | $1,018.30 |
DisclosureSEC source: 0001062993-23-015704 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 775,002 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 16:19 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.10 | $1,317.80 |
DisclosureSEC source: 0001062993-23-014461 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 776,200 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 16:31 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $0.70 | $837.90 |
DisclosureSEC source: 0001062993-23-012760 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 777,398 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| May 01, 2023 Filed May 3, 2023 16:09 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $0.74 | $886.52 |
DisclosureSEC source: 0001062993-23-010068 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 778,595 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 17:35 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.19 | $1,425.62 |
DisclosureSEC source: 0001062993-23-008638 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 779,793 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 17:28 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $1.47 | $1,759.59 |
DisclosureSEC source: 0001062993-23-005612 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,991 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| February 03, 2023 Filed Feb 8, 2023 17:14 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 862 | $1.36 | $1,172.32 |
DisclosureSEC source: 0000899243-23-004310 · doc4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,188 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 17:13 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.30 | $1,557.40 |
DisclosureSEC source: 0001062993-23-001987 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,050 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 20, 2023 Filed Jan 23, 2023 19:49 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 14,438 | $1.36 | $19,635.68 |
DisclosureSEC source: 0001062993-23-001274 · form4.xml · nonDerivative · entry 4 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 784,248 F4 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 19:49 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | GrantStock Option (Right to Buy) · Derivative | 160,929 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001062993-23-001274 · form4.xml · derivative · entry 5 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,929 Underlying: Common Stock · 160,929 shares Expires 2033-01-19 F5 · derivative.exercise_date: Subject to shareholders approving an increase in the number of authorized shares of common stock at the Company's 2023 annual meeting of shareholders, the stock option vests in equal monthly installments over 48 months, beginning on February 19, 2023, subject to continued service with the Company. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 19:49 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | GrantCommon Stock | 230,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-001274 · form4.xml · nonDerivative · entry 3 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,686 F3 · shares: Subject to shareholders approving an increase in the number of authorized shares of common stock at the Company's 2023 annual meeting of shareholders, these restricted stock units will vest in four equal annual installments beginning on January 19, 2024, subject to continued service with the Company. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 19:49 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 28,374 | $1.35 | $38,304.90 |
DisclosureSEC source: 0001062993-23-001274 · form4.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,742 F2 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of the performance-based restricted stock units. Read SEC document |
| January 19, 2023 Filed Jan 23, 2023 19:49 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | GrantCommon Stock | 84,848 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-23-001274 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,116 F1 · price: On January 19, 2023, the Compensation Committee of the Board of Directors of the Company determined that performance-vesting criteria were met with regard to 84,848 performance-based restricted stock units granted in a prior year, which were converted into 84,848 shares of common stock on a one-for-one basis. Read SEC document |
| January 18, 2023 Filed Jan 20, 2023 16:23 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,094 | $1.30 | $1,422.20 |
DisclosureSEC source: 0001062993-23-001186 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,268 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 16:19 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,419 | $1.40 | $1,986.60 |
DisclosureSEC source: 0001062993-23-000492 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,362 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| December 15, 2022 Filed Dec 19, 2022 16:15 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 5,690 | $1.33 | $7,567.70 |
DisclosureSEC source: 0001062993-22-024088 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,781 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 20:25 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $1.80 | $2,154.60 |
DisclosureSEC source: 0001062993-22-023121 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 519,471 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 16:23 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.82 | $2,180.36 |
DisclosureSEC source: 0001062993-22-021413 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,668 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 16:22 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.63 | $1,952.74 |
DisclosureSEC source: 0001062993-22-020323 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,866 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 16:02 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $1.19 | $1,424.43 |
DisclosureSEC source: 0001062993-22-019118 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 523,064 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 16:27 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $0.92 | $1,102.16 |
DisclosureSEC source: 0001062993-22-017084 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,261 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 16:24 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $0.80 | $952.41 |
DisclosureSEC source: 0001062993-22-015873 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,459 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 16:19 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $0.74 | $885.78 |
DisclosureSEC source: 0001062993-22-014139 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,657 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| April 30, 2022 Filed May 3, 2022 20:45 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.34 | $1,605.32 |
DisclosureSEC source: 0001062993-22-011487 · form4.xml · nonDerivative · entry 1 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,854 F1 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 17:25 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,198 | $1.80 | $2,156.40 |
DisclosureSEC source: 0001062993-22-009512 · form4.xml · nonDerivative · entry 3 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,052 F2 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
| February 28, 2022 Filed Apr 4, 2022 17:25 UTC | Societal CDMO, Inc. SCTL · Entity 92137 | Tax withholdingCommon Stock | 1,197 | $1.66 | $1,987.02 |
DisclosureSEC source: 0001062993-22-009512 · form4.xml · nonDerivative · entry 2 Lake Ryan David · CIK 0001450325 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,250 F2 · shares: Shares withheld by the Company to satisfy applicable withholding taxes upon vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.