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Novak Diane P

Disclosed activity across 1 company

Tapewire entity
75798
SEC CIK
0001992611

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date September 02, 2025 · Filed September 04, 2025

Section 16 reporting ended · disclosed 2025-09-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,506 Ending reported balance After 2025-09-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-09-02 · Grant · Acquired 1,595 · Balance 8,228

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 2 · 2025-09-02 · Tax withholding · Disposed 432 · Balance 7,796

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Row 3 · 2025-09-02 · Grant · Acquired 6,456 · Balance 14,252

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 4 · 2025-09-02 · Tax withholding · Disposed 1,746 · Balance 12,506

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2025 Filed Sep 4, 2025 21:32 UTC Mechanics Bancorp MCHB · Entity 4145 Tax withholdingCommon Stock 1,746 $13.87 $24,217.02
Disclosure

SEC source: 0001518715-25-000155 · wk-form4_1757035923.xml · nonDerivative · entry 4

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,506

F3 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 21:32 UTC Mechanics Bancorp MCHB · Entity 4145 GrantCommon Stock 6,456 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000155 · wk-form4_1757035923.xml · nonDerivative · entry 3

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,252

F1 · shares: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F4 · price: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 21:32 UTC Mechanics Bancorp MCHB · Entity 4145 Tax withholdingCommon Stock 432 $13.87 $5,991.84
Disclosure

SEC source: 0001518715-25-000155 · wk-form4_1757035923.xml · nonDerivative · entry 2

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,796

F3 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 21:32 UTC Mechanics Bancorp MCHB · Entity 4145 GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000155 · wk-form4_1757035923.xml · nonDerivative · entry 1

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,228

F1 · shares: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2 · price: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 2,152 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · derivative · entry 9

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,304

Underlying: Common Stock · 2,152 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 532 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · derivative · entry 8

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 532

Underlying: Common Stock · 532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted1,595 RSUs, of which 531 shares vest on January 1, 2024, and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted1,595 RSUs, of which 531 shares vest on January 1, 2024, and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · derivative · entry 7

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 665 $11.42 $7,594.30
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · nonDerivative · entry 6

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,633

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,152 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · nonDerivative · entry 5

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 165 $11.42 $1,884.30
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · nonDerivative · entry 4

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,146

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 532 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · nonDerivative · entry 3

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 45 $11.42 $513.90
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · nonDerivative · entry 2

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,779

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 3, 2025 21:34 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-25-000010 · wk-form4_1735958049.xml · nonDerivative · entry 1

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 531 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 10

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 1,595 RSUs, of which 531 shares vest on January 1, 2024 and 532 shares vest each on January 1, 2025 and January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 145 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 9

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145

Underlying: Common Stock · 145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 435 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024 and January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 212 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 8

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 212 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 635 RSUs, of which 211 shares vest on January 1, 2022 and 212 shares vest each on January 1, 2023 and January 1, 2024. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 6,456 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · derivative · entry 7

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,456

Underlying: Common Stock · 6,456 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 6,456 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 164 $10.30 $1,689.20
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 6

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,679

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 531 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 5

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,843

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 45 $10.30 $463.50
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 4

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,312

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 145 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 3

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,357

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 66 $10.30 $679.80
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 2

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,212

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 21:15 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 212 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000011 · wk-form4_1704420927.xml · nonDerivative · entry 1

Novak Diane P · CIK 0001992611 · EVP, CHIEF RISK OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.