Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| C1 Fund Inc.CFND · Entity 1368 | Director | September 05, 2025 | September 06, 2025 |
| Silvergate Capital CorpSICP · Entity 108038 | Director | June 10, 2023 | June 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
C1 Fund Inc.
Report date September 05, 2025 · Filed September 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectVia C1 Group LLC | 184,245 |
Reported balance
After 2025-09-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-09-05 · Other · Disposed 27,637 · Balance 184,245 F1: The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC.
Silvergate Capital Corp
Report date June 10, 2023 · Filed June 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,076 |
Reported balance
After 2023-06-10 transaction · row 1
1 source rowRow 1 · 2023-06-10 · Exercise / conversion · Acquired 1,013 · Balance 6,076 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2023-06-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-06-10 · Exercise / conversion · Disposed 1,013 · Balance 0 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: Represents the vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: Represents the vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2025 Filed Sep 6, 2025 00:02 UTC | C1 Fund Inc. CFND · Entity 1368 | OtherCommon Stock | 27,637 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-087942 · tm2522756-15_4seq1.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Via C1 Group LLC Disclosed balance after: 184,245 F1 · kind: The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC. F1 · price: The Reporting Person beneficially owns the reported shares through the Issuer's sponsor, C1 Group LLC. On September 5, 2025, 100,000 shares of common stock held by C1 Group LLC was cancelled because the underwriters did not exercise their over-allotment option, as described in the Issuer's IPO Prospectus. The number of shares reported herein reflect the Reporting Person's indirect ownership through C1 Group LLC. Read SEC document |
| June 10, 2023 Filed Jun 12, 2023 16:32 UTC | Silvergate Capital Corp SICP · Entity 108038 | Exercise / conversionRestricted Stock Units · Derivative | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-23-000079 · wk-form4_1686601921.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,013 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: Represents the vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. F2 · derivative.expiration_date: Represents the vesting of all of the restricted stock units granted on June 10, 2022, which vested in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. Read SEC document |
| June 10, 2023 Filed Jun 12, 2023 16:32 UTC | Silvergate Capital Corp SICP · Entity 108038 | Exercise / conversionClass A Common Stock | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-23-000079 · wk-form4_1686601921.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 11, 2022 Filed Jun 13, 2022 17:38 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionRestricted Stock Units · Derivative | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-22-000131 · wf-form4_165515626604965.xml · derivative · entry 3 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 674 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F4 · derivative.exercise_date: The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. F4 · derivative.expiration_date: The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. Read SEC document |
| June 11, 2022 Filed Jun 13, 2022 17:38 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionClass A Common Stock | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-22-000131 · wf-form4_165515626604965.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 17:38 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 1,013 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-22-000131 · wf-form4_165515626604965.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,013 Underlying: Class A Common Stock · 1,013 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. F3 · derivative.expiration_date: The restricted stock units vest in full on June 10, 2023. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. Read SEC document |
| February 04, 2022 Filed Feb 4, 2022 16:31 UTC | Silvergate Capital Corp SI · Entity 108038 | PurchaseClass A Common Stock | 500 | $112.20 | $56,100.00 |
DisclosureSEC source: 0001312109-22-000023 · wf-form4_164401028534042.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,389 Read SEC document |
| June 11, 2021 Filed Jun 15, 2021 17:14 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 674 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-21-000151 · wf-form4_162379161767038.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674 Underlying: Class A Common Stock · 674 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 17:22 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionRestricted Stock Units · Derivative | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-21-000122 · wf-form4_162266892423768.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,056 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units vest in full on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. F2 · derivative.expiration_date: The restricted stock units vest in full on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date. Read SEC document |
| May 29, 2021 Filed Jun 2, 2021 17:22 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionClass A Common Stock | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-21-000122 · wf-form4_162266892423768.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 16:59 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-20-000171 · wf-form4_160590954135901.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 833 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F3 · derivative.exercise_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F3 · derivative.expiration_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| November 19, 2020 Filed Nov 20, 2020 16:59 UTC | Silvergate Capital Corp SI · Entity 108038 | Exercise / conversionClass A Common Stock | 833 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001312109-20-000171 · wf-form4_160590954135901.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into Class A Common Stock on a one-for-one basis. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 16:08 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 2,056 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-20-000065 · wf-form4_159112846832846.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 Underlying: Class A Common Stock · 2,056 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. F2 · derivative.expiration_date: The restricted stock units vest fully on May 29, 2021. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind. Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 20:32 UTC | Silvergate Capital Corp SI · Entity 108038 | GrantRestricted Stock Units · Derivative | 833 | $0.00 | $0.00 |
DisclosureSEC source: 0001312109-19-000053 · wf-form4_157438634778338.xml · derivative · entry 2 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833 Underlying: Class A Common Stock · 833 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. F2 · derivative.exercise_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. F2 · derivative.expiration_date: The restricted stock units vest fully on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that vest on the vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 13:42 UTC | Silvergate Capital Corp SI · Entity 108038 | PurchaseClass A Common Stock | 1,000 | $12.00 | $12,000.00 |
DisclosureSEC source: 0001312109-19-000014 · wf-form4_157375693121816.xml · nonDerivative · entry 1 Lempres Michael · CIK 0001789903 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Represents shares of Class A Common Stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A Common Stock ("IPO"), which closed on November 12, 2019. The shares of Class A Common Stock were purchased at the IPO price of $12.00 per share. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.