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Duff Mark

Disclosed activity across 1 company

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75475
SEC CIK
0001678382

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CompanyLast reported asReport datePublished
PERMA FIX ENVIRONMENTAL SERVICES INCPESI · Entity 5704Director · President and CEOSeptember 11, 2025September 12, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PERMA FIX ENVIRONMENTAL SERVICES INC

Report date September 11, 2025 · Filed September 12, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect134,556 Reported balance After 2025-09-11 transaction · row 1
1 source row

Row 1 · 2025-09-11 · Purchase · Acquired 897 · Balance 134,556

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2025 Filed Sep 12, 2025 20:06 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 897 $8.05 $7,220.85
Disclosure

SEC source: 0001641172-25-027190 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,556

Read SEC document
March 21, 2025 Filed Mar 24, 2025 13:42 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 650 $7.05 $4,582.50
Disclosure

SEC source: 0001641172-25-000225 · ownership.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,659

Read SEC document
March 21, 2025 Filed Mar 24, 2025 13:42 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 650 $7.03 $4,569.50
Disclosure

SEC source: 0001641172-25-000225 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,009

Read SEC document
March 21, 2025 Filed Mar 24, 2025 13:42 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $7.02 $5,265.00
Disclosure

SEC source: 0001641172-25-000225 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,359

Read SEC document
March 18, 2025 Filed Mar 19, 2025 17:49 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $7.20 $3,600.00
Disclosure

SEC source: 0001641172-25-000009 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,609

Read SEC document
March 18, 2025 Filed Mar 19, 2025 17:49 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $7.10 $3,550.00
Disclosure

SEC source: 0001641172-25-000009 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,109

Read SEC document
January 08, 2025 Filed Jan 10, 2025 14:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 25,000 $0.00 Strike: $3.15 $0.00
Disclosure

SEC source: 0001493152-25-001574 · ownership.xml · derivative · entry 3

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2025-01-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 8, 2025, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 25,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $78,750. Since the fair market value of the Company's Common Stock on January 8, 2025, (as determined in accordance with the 2017 Plan) was $10.58 per share, the Company withheld 7,443 shares of Common Stock ($78,750 divided by $10.58) to pay the aggregate exercise price of the option.

F1 · derivative.exercise_date: On January 8, 2025, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 25,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $78,750. Since the fair market value of the Company's Common Stock on January 8, 2025, (as determined in accordance with the 2017 Plan) was $10.58 per share, the Company withheld 7,443 shares of Common Stock ($78,750 divided by $10.58) to pay the aggregate exercise price of the option.

F1 · balance_after: On January 8, 2025, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 25,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $78,750. Since the fair market value of the Company's Common Stock on January 8, 2025, (as determined in accordance with the 2017 Plan) was $10.58 per share, the Company withheld 7,443 shares of Common Stock ($78,750 divided by $10.58) to pay the aggregate exercise price of the option.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 14:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 7,443 $10.58 $78,746.94
Disclosure

SEC source: 0001493152-25-001574 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,609

F1 · shares: On January 8, 2025, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 25,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $78,750. Since the fair market value of the Company's Common Stock on January 8, 2025, (as determined in accordance with the 2017 Plan) was $10.58 per share, the Company withheld 7,443 shares of Common Stock ($78,750 divided by $10.58) to pay the aggregate exercise price of the option.

Read SEC document
January 08, 2025 Filed Jan 10, 2025 14:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 25,000 $3.15 $78,750.00
Disclosure

SEC source: 0001493152-25-001574 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 8, 2025, the Reporting Person exercised the incentive stock option granted 01/17/2019 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 25,000 shares of the Company's Common Stock at an exercise price of $3.15 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $78,750. Since the fair market value of the Company's Common Stock on January 8, 2025, (as determined in accordance with the 2017 Plan) was $10.58 per share, the Company withheld 7,443 shares of Common Stock ($78,750 divided by $10.58) to pay the aggregate exercise price of the option.

Read SEC document
September 04, 2024 Filed Sep 5, 2024 13:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 350 $9.95 $3,482.50
Disclosure

SEC source: 0001493152-24-035097 · ownership.xml · nonDerivative · entry 4

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,052

Read SEC document
September 04, 2024 Filed Sep 5, 2024 13:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $9.91 $4,955.00
Disclosure

SEC source: 0001493152-24-035097 · ownership.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,702

Read SEC document
September 03, 2024 Filed Sep 5, 2024 13:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $10.07 $7,552.50
Disclosure

SEC source: 0001493152-24-035097 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,202

Read SEC document
September 03, 2024 Filed Sep 5, 2024 13:00 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $10.48 $5,240.00
Disclosure

SEC source: 0001493152-24-035097 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,452

Read SEC document
December 01, 2023 Filed Dec 4, 2023 13:18 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $7.00 $5,250.00
Disclosure

SEC source: 0001493152-23-043509 · ownership.xml · nonDerivative · entry 4

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,952

Read SEC document
December 01, 2023 Filed Dec 4, 2023 13:18 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $7.28 $5,460.00
Disclosure

SEC source: 0001493152-23-043509 · ownership.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,202

Read SEC document
December 01, 2023 Filed Dec 4, 2023 13:18 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $7.27 $5,452.50
Disclosure

SEC source: 0001493152-23-043509 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,452

Read SEC document
December 01, 2023 Filed Dec 4, 2023 13:18 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $7.07 $5,302.50
Disclosure

SEC source: 0001493152-23-043509 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,702

Read SEC document
May 22, 2023 Filed May 24, 2023 14:41 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option · Derivative 100,000 $0.00 Strike: $3.65 $0.00
Disclosure

SEC source: 0001493152-23-018862 · ownership.xml · derivative · entry 3

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2023-07-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 22, 2023, the Reporting Person exercised the incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 100,000 shares of the Company's Common Stock at an exercise price of $3.65 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $365,000. Since the fair market value of the Company's Common Stock on May 22, 2023 (as determined in accordance with the 2017 Plan) was $11.05 per share, the Company withheld 33,032 shares of Common Stock ($365,000 divided by $11.05) to pay the aggregate exercise price of the option.

F2 · derivative.exercise_date: Incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

F1 · balance_after: On May 22, 2023, the Reporting Person exercised the incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 100,000 shares of the Company's Common Stock at an exercise price of $3.65 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $365,000. Since the fair market value of the Company's Common Stock on May 22, 2023 (as determined in accordance with the 2017 Plan) was $11.05 per share, the Company withheld 33,032 shares of Common Stock ($365,000 divided by $11.05) to pay the aggregate exercise price of the option.

Read SEC document
May 22, 2023 Filed May 24, 2023 14:41 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 33,032 $11.05 $365,003.60
Disclosure

SEC source: 0001493152-23-018862 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,952

F1 · shares: On May 22, 2023, the Reporting Person exercised the incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 100,000 shares of the Company's Common Stock at an exercise price of $3.65 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $365,000. Since the fair market value of the Company's Common Stock on May 22, 2023 (as determined in accordance with the 2017 Plan) was $11.05 per share, the Company withheld 33,032 shares of Common Stock ($365,000 divided by $11.05) to pay the aggregate exercise price of the option.

Read SEC document
May 22, 2023 Filed May 24, 2023 14:41 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 100,000 $3.65 $365,000.00
Disclosure

SEC source: 0001493152-23-018862 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,984

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 22, 2023, the Reporting Person exercised the incentive stock option granted 07/27/2017 under the Company's 2017 Stock Option Plan (the "2017 Plan") for the purchase of 100,000 shares of the Company's Common Stock at an exercise price of $3.65 per share (the "Option shares"). As permitted by the 2017 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $365,000. Since the fair market value of the Company's Common Stock on May 22, 2023 (as determined in accordance with the 2017 Plan) was $11.05 per share, the Company withheld 33,032 shares of Common Stock ($365,000 divided by $11.05) to pay the aggregate exercise price of the option.

Read SEC document
January 19, 2023 Filed Jan 23, 2023 18:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 GrantStock Option · Derivative 70,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001493152-23-002163 · ownership.xml · derivative · entry 5

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2029-01-19

F4 · derivative.exercise_date: Incentive stock option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 15:43 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 1,000 $3.89 $3,890.00
Disclosure

SEC source: 0001493152-22-033450 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,984

Read SEC document
September 07, 2022 Filed Sep 7, 2022 19:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 1,000 $4.75 $4,750.00
Disclosure

SEC source: 0001493152-22-025234 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,984

Read SEC document
September 07, 2022 Filed Sep 7, 2022 19:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $4.76 $2,380.00
Disclosure

SEC source: 0001493152-22-025234 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,984

Read SEC document
May 12, 2022 Filed May 13, 2022 15:43 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 1,000 $5.50 $5,500.00
Disclosure

SEC source: 0001493152-22-013228 · ownership.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,484

Read SEC document
May 12, 2022 Filed May 13, 2022 15:43 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 922 $5.60 $5,163.20
Disclosure

SEC source: 0001493152-22-013228 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,484

Read SEC document
May 11, 2022 Filed May 13, 2022 15:43 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 78 $5.60 $436.80
Disclosure

SEC source: 0001493152-22-013228 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,562

Read SEC document
May 09, 2022 Filed May 11, 2022 13:03 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $3.97 $0.00
Disclosure

SEC source: 0001493152-22-012789 · ownership.xml · derivative · entry 3

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 9, 2022, the Reporting Person exercised 100% of an incentive stock option granted May 15, 2016 under the Company's 2010 Stock Option Plan (the "2010 Plan"), for the purchase of 50,000 shares of the Company's Common Stock at an exercise price of $3.97 per share (the "Option Shares"). As permitted by the 2010 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $198,500. Since the fair market value of the Company's Common Stock on May 9, 2022 (as determined in accordance with the 2010 Plan) was $5.93 per share, the Company withheld 33,474 shares of Common Stock ($198,500 divided by $5.93) to pay the aggregate exercise price of the option.

F2 · derivative.exercise_date: Incentive stock option granted 05/15/2016 under the 2010 Plan. The option was for a 6-year period and vested over a 3-year period, in equal one-third increments per year.

F1 · balance_after: On May 9, 2022, the Reporting Person exercised 100% of an incentive stock option granted May 15, 2016 under the Company's 2010 Stock Option Plan (the "2010 Plan"), for the purchase of 50,000 shares of the Company's Common Stock at an exercise price of $3.97 per share (the "Option Shares"). As permitted by the 2010 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $198,500. Since the fair market value of the Company's Common Stock on May 9, 2022 (as determined in accordance with the 2010 Plan) was $5.93 per share, the Company withheld 33,474 shares of Common Stock ($198,500 divided by $5.93) to pay the aggregate exercise price of the option.

Read SEC document
May 09, 2022 Filed May 11, 2022 13:03 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Tax withholdingCommon Stock 33,474 $5.93 $198,500.82
Disclosure

SEC source: 0001493152-22-012789 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,484

F1 · shares: On May 9, 2022, the Reporting Person exercised 100% of an incentive stock option granted May 15, 2016 under the Company's 2010 Stock Option Plan (the "2010 Plan"), for the purchase of 50,000 shares of the Company's Common Stock at an exercise price of $3.97 per share (the "Option Shares"). As permitted by the 2010 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $198,500. Since the fair market value of the Company's Common Stock on May 9, 2022 (as determined in accordance with the 2010 Plan) was $5.93 per share, the Company withheld 33,474 shares of Common Stock ($198,500 divided by $5.93) to pay the aggregate exercise price of the option.

Read SEC document
May 09, 2022 Filed May 11, 2022 13:03 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 Exercise / conversionCommon Stock 50,000 $3.97 $198,500.00
Disclosure

SEC source: 0001493152-22-012789 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On May 9, 2022, the Reporting Person exercised 100% of an incentive stock option granted May 15, 2016 under the Company's 2010 Stock Option Plan (the "2010 Plan"), for the purchase of 50,000 shares of the Company's Common Stock at an exercise price of $3.97 per share (the "Option Shares"). As permitted by the 2010 Plan, the Reporting Person elected to pay the exercise price of the Option Shares by having the Company withhold from the Option Shares a number of shares having a fair market value equal to the aggregate exercise price of $198,500. Since the fair market value of the Company's Common Stock on May 9, 2022 (as determined in accordance with the 2010 Plan) was $5.93 per share, the Company withheld 33,474 shares of Common Stock ($198,500 divided by $5.93) to pay the aggregate exercise price of the option.

Read SEC document
December 20, 2021 Filed Dec 20, 2021 20:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 600 $6.50 $3,900.00
Disclosure

SEC source: 0001448779-21-000003 · primary_doc.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,958

Read SEC document
December 17, 2021 Filed Dec 20, 2021 20:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 37 $6.52 $241.24
Disclosure

SEC source: 0001448779-21-000003 · primary_doc.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,358

Read SEC document
December 17, 2021 Filed Dec 20, 2021 20:16 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 1,000 $6.57 $6,570.00
Disclosure

SEC source: 0001448779-21-000003 · primary_doc.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,321

Read SEC document
October 14, 2021 Filed Oct 18, 2021 15:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 GrantStock Option · Derivative 50,000 $0.00 Strike: $7.01 $0.00
Disclosure

SEC source: 0001493152-21-025663 · ownership.xml · derivative · entry 5

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-10-14

F4 · derivative.exercise_date: Incentive stock option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:29 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 500 $5.85 $2,925.00
Disclosure

SEC source: 0001448779-20-000005 · primary_doc.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,321

Read SEC document
November 09, 2020 Filed Nov 10, 2020 22:09 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 500 $6.20 $3,100.00
Disclosure

SEC source: 0001448779-20-000004 · primary_doc.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,821

Read SEC document
August 12, 2020 Filed Aug 13, 2020 11:51 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 20 $6.85 $137.00
Disclosure

SEC source: 0001493152-20-015433 · ownership.xml · nonDerivative · entry 4

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,321

Read SEC document
August 11, 2020 Filed Aug 13, 2020 11:51 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $6.92 $3,460.00
Disclosure

SEC source: 0001493152-20-015433 · ownership.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,301

Read SEC document
August 11, 2020 Filed Aug 13, 2020 11:51 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 750 $6.99 $5,242.50
Disclosure

SEC source: 0001493152-20-015433 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,801

Read SEC document
August 11, 2020 Filed Aug 13, 2020 11:51 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $7.11 $3,555.00
Disclosure

SEC source: 0001493152-20-015433 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,051

Read SEC document
March 30, 2020 Filed Mar 31, 2020 13:30 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $5.10 $2,550.00
Disclosure

SEC source: 0001493152-20-005412 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,551

Read SEC document
March 23, 2020 Filed Mar 24, 2020 23:09 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 500 $4.05 $2,025.00
Disclosure

SEC source: 0001493152-20-004644 · ownership.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,051

Read SEC document
March 23, 2020 Filed Mar 24, 2020 23:09 UTC PERMA FIX ENVIRONMENTAL SERVICES INC PESI · Entity 5704 PurchaseCommon Stock 1,000 $4.15 $4,150.00
Disclosure

SEC source: 0001493152-20-004644 · ownership.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

Read SEC document
August 14, 2019 Filed Aug 15, 2019 13:45 UTC PERMA FIX ENVIRONMENTAL SERVICES INC Pesi · Entity 5704 PurchaseCommon Stock 1,000 $3.75 $3,750.00
Disclosure

SEC source: 0001448779-19-000008 · primary_doc.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,551

Read SEC document
August 14, 2019 Filed Aug 15, 2019 13:45 UTC PERMA FIX ENVIRONMENTAL SERVICES INC Pesi · Entity 5704 PurchaseCommon Stock 1,000 $3.80 $3,800.00
Disclosure

SEC source: 0001448779-19-000008 · primary_doc.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

Read SEC document
May 15, 2019 Filed May 15, 2019 17:52 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 500 $3.70 $1,850.00
Disclosure

SEC source: 0001448779-19-000006 · primary_doc.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,551

Read SEC document
May 14, 2019 Filed May 15, 2019 17:52 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 500 $3.80 $1,900.00
Disclosure

SEC source: 0001448779-19-000006 · primary_doc.xml · nonDerivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,051

Read SEC document
May 13, 2019 Filed May 15, 2019 17:52 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 500 $3.90 $1,950.00
Disclosure

SEC source: 0001448779-19-000006 · primary_doc.xml · nonDerivative · entry 1

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,551

Read SEC document
January 17, 2019 Filed Jan 22, 2019 19:29 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 GrantStock Option · Derivative 25,000 Not disclosed Strike: $3.15 Not disclosed
Disclosure

SEC source: 0001448779-19-000003 · primary_doc.xml · derivative · entry 2

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2025-01-17

F1 · price: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year and is exercisable at $3.15 per share.

F1 · derivative.exercise_date: Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year and is exercisable at $3.15 per share.

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December 28, 2018 Filed Dec 31, 2018 15:25 UTC PERMA FIX ENVIRONMENTAL SERVICES INC pesi · Entity 5704 PurchaseCommon Stock 450 $2.51 $1,128.38
Disclosure

SEC source: 0001448779-18-000011 · primary_doc.xml · nonDerivative · entry 3

Duff Mark · CIK 0001678382 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,051

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.