Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nutanix, Inc.NTNX · Entity 3296 | Director | September 29, 2016 | September 29, 2016 |
| Rubrik, Inc.RBRK · Entity 2594 | Director · Chairman of the Board and CEO · 10% owner | September 24, 2026 | September 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nutanix, Inc.
Report date September 29, 2016 · Filed September 29, 2016
This filing explicitly reported no securities owned.
Rubrik, Inc.
Report date September 24, 2026 · Filed September 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy SPV | 500,000 |
Reported balance
After 2026-09-24 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-09-24 · Conversion · Acquired 500,000 · Balance 500,000 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2: Represents 500,000 shares transferred on September 24, 2026 to an entity of which the reporting person is the sole equity member. The transfer was exempt under Rule 16a-13 as a change in the form of beneficial ownership without a change in pecuniary interest. F3: The reporting person is the sole equity member of the SPV. |
| Class A Common StockSEC Table I · non-derivative | Direct | 56,652 |
Ending reported balance
After 2026-09-25 transaction · row 3
2 source rows · reconciled sequenceRow 2 · 2026-09-24 · Conversion · Acquired 55,000 · Balance 111,652 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Row 3 · 2026-09-25 · Gift · Disposed 55,000 · Balance 56,652 |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 10,679,839 |
Reported balance
After 2026-09-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-24 · Conversion · Disposed 555,000 · Balance 10,679,839 F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Prepaid Variable Forward Contract (obligation to sell)SEC Table II · derivative / convertible security | IndirectBy SPV | 500,000 |
Reported balance
After 2026-09-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-09-25 · Other · Acquired 500,000 · Balance 500,000 F4: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge. F5: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price. F3: The reporting person is the sole equity member of the SPV. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
F2: Represents 500,000 shares transferred on September 24, 2026 to an entity of which the reporting person is the sole equity member. The transfer was exempt under Rule 16a-13 as a change in the form of beneficial ownership without a change in pecuniary interest.
F3: The reporting person is the sole equity member of the SPV.
F4: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge.
F5: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 25, 2026 Filed Sep 26, 2026 00:41 UTC | Rubrik, Inc. RBRK · Entity 2594 | OtherPrepaid Variable Forward Contract (obligation to sell) · Derivative | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685768-26-000003 · form4-09262026_120929.xml · derivative · entry 5 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By SPV Disclosed balance after: 500,000 Underlying: Class A Common Stock · 500,000 shares Expires not disclosed F4 · derivative.exercise_price: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge. F5 · derivative.exercise_price: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price. F4 · kind: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge. F5 · kind: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price. F4 · price: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge. F5 · price: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price. F4 · derivative.exercise_date: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge. F5 · derivative.exercise_date: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price. F4 · derivative.expiration_date: On September 25, 2026, an entity of which the Reporting Person is the sole equity member (the "Entity") entered into a prepaid variable forward contract with an unaffiliated counterparty. The contract obligates the Entity to deliver to the counterparty up to 500,000 shares of the Issuer's Class A common stock (or, at the Entity's election, a cash settlement amount determined based on the market price of the Issuer's Class A common stock) on the scheduled settlement date of September 26, 2028. In exchange for assuming this obligation, the Entity is expected to receive a cash payment of $42,051,350 on September 28, 2026. The Entity pledged 500,000 shares of the Issuer's Class A common stock (the "Pledged Shares") to secure its obligations under the contract. In most instances, the Entity retains voting rights in the Pledged Shares during the term of the pledge. F5 · derivative.expiration_date: Subject to customary adjustments, the number of shares of Class A common stock deliverable at settlement will be determined as follows: (a) if the closing price of Class A common stock on September 25, 2028 ("Settlement Price") is less than or equal to $93.14 ("Forward Floor Price"), the Entity will deliver to the counterparty 500,000 shares of Class A common stock; (b) if the Settlement Price is between the Forward Floor Price and $165.58 (the "Forward Cap Price"), the Entity will deliver to the counterparty a number of shares of Class A common stock having a value, based on the Settlement Price, of $46,570,000; and (c) if the Settlement Price exceeds the Forward Cap Price, the Entity will deliver to the counterparty a variable number of shares of Class A common stock equal to 500,000 multiplied by the sum of (i) the Forward Floor Price and (ii) the excess of the Settlement Price over the Forward Cap Price, divided by the Settlement Price. F3 · ownership.nature: The reporting person is the sole equity member of the SPV. Read SEC document |
| September 25, 2026 Filed Sep 26, 2026 00:41 UTC | Rubrik, Inc. RBRK · Entity 2594 | GiftClass A Common Stock | 55,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001685768-26-000003 · form4-09262026_120929.xml · nonDerivative · entry 3 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,652 Read SEC document |
| September 24, 2026 Filed Sep 26, 2026 00:41 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 555,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001685768-26-000003 · form4-09262026_120929.xml · derivative · entry 4 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,679,839 Underlying: Class A Common Stock · 555,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 24, 2026 Filed Sep 26, 2026 00:41 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 55,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685768-26-000003 · form4-09262026_120929.xml · nonDerivative · entry 2 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,652 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 24, 2026 Filed Sep 26, 2026 00:41 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001685768-26-000003 · form4-09262026_120929.xml · nonDerivative · entry 1 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By SPV Disclosed balance after: 500,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · balance_after: Represents 500,000 shares transferred on September 24, 2026 to an entity of which the reporting person is the sole equity member. The transfer was exempt under Rule 16a-13 as a change in the form of beneficial ownership without a change in pecuniary interest. F3 · ownership.nature: The reporting person is the sole equity member of the SPV. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 19:17 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 765,807 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-024459 · form4-09122025_110915.xml · derivative · entry 4 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,234,839 Underlying: Class A Common Stock · 765,807 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 19:17 UTC | Rubrik, Inc. RBRK · Entity 2594 | GiftClass A Common Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-024459 · form4-09122025_110915.xml · nonDerivative · entry 3 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,652 Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 19:17 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 615,807 | $75.63 | $46,573,483.41 |
DisclosureSEC source: 0001415889-25-024459 · form4-09122025_110915.xml · nonDerivative · entry 2 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 206,652 Read SEC document |
| September 12, 2025 Filed Sep 12, 2025 19:17 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 765,807 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-25-024459 · form4-09122025_110915.xml · nonDerivative · entry 1 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 822,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 17:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,500,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029360 · form4-12132024_101221.xml · derivative · entry 6 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000,646 Underlying: Class A Common Stock · 1,500,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 17:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,158,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029360 · form4-12132024_101221.xml · derivative · entry 5 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,500,728 Underlying: Class A Common Stock · 1,158,082 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. F1 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. F1 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 17:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 1,158,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029360 · form4-12132024_101221.xml · derivative · entry 4 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,158,082 shares Expires 2028-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 17:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | GiftClass A Common Stock | 342,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-029360 · form4-12132024_101221.xml · nonDerivative · entry 3 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,312 Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 17:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,158,082 | $70.25 | $81,355,260.50 |
DisclosureSEC source: 0001415889-24-029360 · form4-12132024_101221.xml · nonDerivative · entry 2 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,312 F2 · shares: Represents the sale of Block Shares (as defined below) by the Reporting Person as described in the "Remarks" section of this report. Read SEC document |
| December 13, 2024 Filed Dec 13, 2024 17:50 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,500,082 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-029360 · form4-12132024_101221.xml · nonDerivative · entry 1 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,531,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Represents conversions of shares of Class B Common Stock into shares of Class A Common Stock prior to the execution of the block sale and gifts described in the "Remarks" section of this report. Read SEC document |
| April 29, 2024 Filed May 1, 2024 17:58 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011884 · form4-05012024_090537.xml · derivative · entry 2 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,342,646 Underlying: Class A Common Stock · 1,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F2 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| April 29, 2024 Filed May 1, 2024 17:58 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionFounders Preferred Stock · Derivative | 1,800,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011884 · form4-05012024_090537.xml · derivative · entry 1 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,800,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.exercise_date: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. F1 · derivative.expiration_date: The Founders Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:53 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantStock Option (Right to Buy) · Derivative | 8,000,000 | $0.00 Strike: $32.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011633 · form4-04272024_010408.xml · derivative · entry 2 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,000,000 Underlying: Class B Common Stock · 8,000,000 shares Expires 2034-04-23 F3 · derivative.exercise_date: The option shall vest and become exercisable as follows: 1/20 of the shares subject to the option vest in twenty equal quarterly installments measured from January 27, 2022 and the Issuer's achievement of specified market valuations, subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan) as the full-time Chief Executive Officer (CEO) or co-CEO of the Issuer on each such date. Read SEC document |
| April 24, 2024 Filed Apr 26, 2024 21:53 UTC | Rubrik, Inc. RBRK · Entity 2594 | GrantRestricted Stock Units · Derivative | 1,158,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-011633 · form4-04272024_010408.xml · derivative · entry 1 Sinha Bipul · CIK 0001685768 · Director · Chairman of the Board and CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,158,082 Underlying: Class B Common Stock · 1,158,082 shares Expires 2028-05-02 F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Class B Common Stock. F2 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: all of the shares subject to the RSU will vest upon the Issuer's achievement of a specified average price per share prior to the expiration of the RSU award, subject to the Reporting Person subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.