Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TIPTREE INC.TIPT · Entity 5239 | Director · Executive Chairman · 10% owner | September 12, 2025 | September 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TIPTREE INC.
Report date September 12, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,085,428 |
Ending reported balance
After 2025-09-12 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059 F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options. F3: Represents the closing stock price as of the transaction date. Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637 F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options. F3: Represents the closing stock price as of the transaction date. Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428 F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options. F3: Represents the closing stock price as of the transaction date. |
| January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0 F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement. F7: The option shares are fully vested and exercisable as of January 4, 2021. |
| March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0 F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement. F9: The option shares are fully vested and exercisable as of March 10, 2021. |
| February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0 F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement. F11: The option shares are fully vested and exercisable as of February 22, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.
F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.
F3: Represents the closing stock price as of the transaction date.
F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.
F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.
F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.
F7: The option shares are fully vested and exercisable as of January 4, 2021.
F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.
F9: The option shares are fully vested and exercisable as of March 10, 2021.
F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.
F11: The option shares are fully vested and exercisable as of February 22, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2017 Filed Mar 2, 2017 15:28 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantEmployee Stock Option · Derivative | 219,472 | $0.00 Strike: $6.65 | $0.00 |
DisclosureSEC source: 0001209191-17-016465 · doc4.xml · derivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Tricadia Holdings, L.P. Disclosed balance after: 319,967 Underlying: Class A Common Stock · 219,472 shares Expires not disclosed F2 · security: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted stock options to purchase 219,472 shares of common stock of the Registrant subject to the terms of a Stock Option Agreement among the Registrant, Michael Barnes and Tricadia (the "Stock Option"). F3 · shares: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission). F3 · derivative.exercise_date: Exercise of the Stock Option is subject to both (1) a time-based vesting requirement with one-third vesting each of February 22, 2020, 2021 and 2022 and (2) a performance-based vesting requirement that, at any time during the option term, achievement of a 20-day volume weighted average stock price of Registrant's Class A Common Stock, that exceeds the per share book value on an as exchanged basis as of December 31, 2016 (as reported in the Registrant's filings with the Securities and Exchange Commission). F4 · derivative.expiration_date: The Stock Option will expire on the earlier of (1) February 22, 2027 and (2) the date of the termination of Michael Barnes's service with the Registrant for Cause (as defined in the Stock Option Agreement) or Michael Barnes's voluntary termination of service with the Registrant. F5 · ownership.direct: The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 15:28 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantClass A Common Stock | 109,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016465 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By: Tricadia Holdings, L.P. Disclosed balance after: 159,983 F1 · shares: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted restricted stock units, which represent the right to receive shares of the Registrant's Class A Common Stock, pursuant to the Registrant's Equity Plan. The restricted stock units are subject to cliff vesting on February 22, 2020 upon continuous employment of Michael Barnes from the grant date until such date, subject to certain terms contained in a restricted stock unit award agreement among the Registrant, Michael Barnes and Tricadia. F1 · ownership.direct: In consideration of Michael Barnes' services to the Registrant, Tricadia was granted restricted stock units, which represent the right to receive shares of the Registrant's Class A Common Stock, pursuant to the Registrant's Equity Plan. The restricted stock units are subject to cliff vesting on February 22, 2020 upon continuous employment of Michael Barnes from the grant date until such date, subject to certain terms contained in a restricted stock unit award agreement among the Registrant, Michael Barnes and Tricadia. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 11:39 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 24 | $6.45 | $154.80 |
DisclosureSEC source: 0001209191-17-013638 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,853,757 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 11:39 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,600 | $6.50 | $10,400.00 |
DisclosureSEC source: 0001209191-17-013638 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,853,733 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 11:34 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.43 | $643.00 |
DisclosureSEC source: 0001209191-17-012519 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852,133 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 11:34 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 410 | $6.40 | $2,624.00 |
DisclosureSEC source: 0001209191-17-012519 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,852,033 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 17, 2017 Filed Feb 21, 2017 11:34 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,990 | $6.45 | $12,835.50 |
DisclosureSEC source: 0001209191-17-012519 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,851,623 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 10:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,000 | $6.45 | $6,450.00 |
DisclosureSEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,849,633 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 10:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,500 | $6.40 | $9,600.00 |
DisclosureSEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,848,633 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 10:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $6.45 | $1,290.00 |
DisclosureSEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847,133 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 10:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 800 | $6.40 | $5,120.00 |
DisclosureSEC source: 0001209191-17-011849 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846,933 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 700 | $6.40 | $4,480.00 |
DisclosureSEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846,133 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,600 | $6.35 | $10,160.00 |
DisclosureSEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,845,433 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.35 | $635.00 |
DisclosureSEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843,833 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $6.50 | $1,300.00 |
DisclosureSEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843,733 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 800 | $6.40 | $5,120.00 |
DisclosureSEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,843,533 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,400 | $6.45 | $9,030.00 |
DisclosureSEC source: 0001209191-17-010963 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,842,733 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.35 | $635.00 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 9 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841,333 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.20 | $620.00 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841,233 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.10 | $610.00 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841,133 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 188 | $6.15 | $1,156.20 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,841,033 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 500 | $6.25 | $3,125.00 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840,845 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 800 | $6.30 | $5,040.00 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,840,345 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 14 | $6.25 | $87.50 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839,545 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 15 | $6.30 | $94.50 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839,531 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 09:42 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,400 | $6.35 | $8,890.00 |
DisclosureSEC source: 0001209191-17-009836 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,839,516 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 10:01 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.30 | $630.00 |
DisclosureSEC source: 0001209191-17-008969 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,838,116 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 10:01 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 500 | $6.40 | $3,200.00 |
DisclosureSEC source: 0001209191-17-008969 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,838,016 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 10:01 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,875 | $6.35 | $11,906.25 |
DisclosureSEC source: 0001209191-17-008969 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,837,516 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 10:01 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 3 | $6.45 | $19.35 |
DisclosureSEC source: 0001209191-17-008969 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835,641 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 07, 2017 Filed Feb 9, 2017 10:01 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,897 | $6.50 | $12,330.50 |
DisclosureSEC source: 0001209191-17-008969 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,835,638 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 09:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 48 | $6.50 | $312.00 |
DisclosureSEC source: 0001209191-17-008206 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833,741 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 10:34 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $6.50 | $1,300.00 |
DisclosureSEC source: 0001209191-17-006547 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833,693 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 10:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,200 | $6.50 | $7,800.00 |
DisclosureSEC source: 0001209191-17-005651 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,833,493 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 10:15 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 22 | $6.45 | $141.90 |
DisclosureSEC source: 0001209191-17-005234 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832,293 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 23, 2017 Filed Jan 24, 2017 10:15 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.50 | $650.00 |
DisclosureSEC source: 0001209191-17-005234 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832,271 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 10:15 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.40 | $640.00 |
DisclosureSEC source: 0001209191-17-005234 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832,171 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 10:15 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 453 | $6.45 | $2,921.85 |
DisclosureSEC source: 0001209191-17-005234 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,832,071 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 10:15 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,300 | $6.50 | $8,450.00 |
DisclosureSEC source: 0001209191-17-005234 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831,618 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 10:27 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 400 | $6.45 | $2,580.00 |
DisclosureSEC source: 0001209191-17-004738 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,830,318 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 10:27 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 500 | $6.50 | $3,250.00 |
DisclosureSEC source: 0001209191-17-004738 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829,918 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 10:27 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,600 | $6.40 | $10,240.00 |
DisclosureSEC source: 0001209191-17-004738 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,829,418 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 10:27 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,129 | $6.50 | $7,338.50 |
DisclosureSEC source: 0001209191-17-004738 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,827,818 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 10:27 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,371 | $6.45 | $8,842.95 |
DisclosureSEC source: 0001209191-17-004738 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,826,689 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 10:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 251 | $6.50 | $1,631.50 |
DisclosureSEC source: 0001209191-17-004000 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,825,318 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 12:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.40 | $640.00 |
DisclosureSEC source: 0001209191-17-003633 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,825,067 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 12:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 300 | $6.35 | $1,905.00 |
DisclosureSEC source: 0001209191-17-003633 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824,967 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 12:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 600 | $6.45 | $3,870.00 |
DisclosureSEC source: 0001209191-17-003633 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824,667 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 12, 2017 Filed Jan 13, 2017 12:25 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,500 | $6.50 | $9,750.00 |
DisclosureSEC source: 0001209191-17-003633 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,824,067 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| January 10, 2017 Filed Jan 11, 2017 11:30 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $6.35 | $1,270.00 |
DisclosureSEC source: 0001209191-17-003305 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,822,567 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.