Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TIPTREE INC.TIPT · Entity 5239 | Director · Executive Chairman · 10% owner | September 12, 2025 | September 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TIPTREE INC.
Report date September 12, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,085,428 |
Ending reported balance
After 2025-09-12 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059 F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options. F3: Represents the closing stock price as of the transaction date. Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637 F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options. F3: Represents the closing stock price as of the transaction date. Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428 F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options. F3: Represents the closing stock price as of the transaction date. |
| January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0 F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement. F7: The option shares are fully vested and exercisable as of January 4, 2021. |
| March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0 F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement. F9: The option shares are fully vested and exercisable as of March 10, 2021. |
| February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0 F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement. F11: The option shares are fully vested and exercisable as of February 22, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.
F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.
F3: Represents the closing stock price as of the transaction date.
F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.
F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.
F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.
F7: The option shares are fully vested and exercisable as of January 4, 2021.
F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.
F9: The option shares are fully vested and exercisable as of March 10, 2021.
F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.
F11: The option shares are fully vested and exercisable as of February 22, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 23 | $6.03 | $138.69 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,878 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 88 | $6.11 | $537.68 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,855 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $6.10 | $610.00 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,767 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 142 | $6.16 | $874.72 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,667 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 253 | $5.99 | $1,515.47 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,525 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 258 | $5.98 | $1,542.84 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,272 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 471 | $6.04 | $2,844.84 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,688,014 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 22, 2016 Filed Sep 26, 2016 10:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,020 | $5.97 | $6,089.40 |
DisclosureSEC source: 0001209191-16-142729 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,687,543 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 152 | $5.91 | $898.32 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,523 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 210 | $5.89 | $1,236.90 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,371 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 600 | $5.90 | $3,540.00 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,686,161 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 21, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,154 | $5.93 | $6,843.22 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,685,561 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 28 | $5.98 | $167.44 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684,407 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.95 | $595.00 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684,379 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 800 | $5.91 | $4,728.00 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,684,279 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 20, 2016 Filed Sep 22, 2016 16:06 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,172 | $5.96 | $6,985.12 |
DisclosureSEC source: 0001209191-16-142450 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,683,479 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 44 | $5.97 | $262.68 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 12 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,307 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.93 | $593.00 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 11 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,263 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 127 | $5.91 | $750.57 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 10 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,163 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 147 | $5.92 | $870.24 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 9 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682,036 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 253 | $6.00 | $1,518.00 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,681,889 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 257 | $5.95 | $1,529.15 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,681,636 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 292 | $6.05 | $1,766.60 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,681,379 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 330 | $5.96 | $1,966.80 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,681,087 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 19, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 950 | $5.94 | $5,643.00 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,680,757 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.80 | $580.00 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679,807 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 400 | $5.79 | $2,316.00 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679,707 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 16, 2016 Filed Sep 20, 2016 15:59 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,000 | $5.70 | $11,400.00 |
DisclosureSEC source: 0001209191-16-142141 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,679,307 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.75 | $575.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 11 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677,307 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.69 | $569.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 10 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677,207 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.64 | $564.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 9 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677,107 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $5.67 | $1,134.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677,007 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 400 | $5.72 | $2,288.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676,807 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 400 | $5.66 | $2,264.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676,407 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 500 | $5.65 | $2,825.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,676,007 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 700 | $5.74 | $4,018.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,675,507 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.70 | $570.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674,807 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.55 | $555.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674,707 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,300 | $5.65 | $12,995.00 |
DisclosureSEC source: 0001209191-16-141706 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,674,607 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.61 | $561.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672,307 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $5.48 | $1,096.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672,207 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 13, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,200 | $5.60 | $12,320.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672,007 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $5.61 | $1,122.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669,807 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 300 | $5.60 | $1,680.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669,607 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 600 | $5.62 | $3,372.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669,307 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 16:17 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,400 | $5.74 | $8,036.00 |
DisclosureSEC source: 0001209191-16-141397 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,668,707 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 10:18 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.68 | $568.00 |
DisclosureSEC source: 0001209191-16-140881 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,307 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 10:18 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $5.69 | $1,138.00 |
DisclosureSEC source: 0001209191-16-140881 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,207 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 10:18 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $5.61 | $1,122.00 |
DisclosureSEC source: 0001209191-16-140881 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667,007 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 10:18 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 200 | $5.55 | $1,110.00 |
DisclosureSEC source: 0001209191-16-140881 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666,807 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.