Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TIPTREE INC.TIPT · Entity 5239 | Director · Executive Chairman · 10% owner | September 12, 2025 | September 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TIPTREE INC.
Report date September 12, 2025 · Filed September 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,085,428 |
Ending reported balance
After 2025-09-12 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2025-09-12 · Exercise / conversion · Acquired 46,494 · Balance 10,009,402 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 2 · 2025-09-12 · Tax withholding · Disposed 10,343 · Balance 9,999,059 F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options. F3: Represents the closing stock price as of the transaction date. Row 3 · 2025-09-12 · Exercise / conversion · Acquired 4,649 · Balance 10,003,708 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 4 · 2025-09-12 · Tax withholding · Disposed 1,071 · Balance 10,002,637 F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options. F3: Represents the closing stock price as of the transaction date. Row 5 · 2025-09-12 · Exercise / conversion · Acquired 112,015 · Balance 10,114,652 F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed. Row 6 · 2025-09-12 · Tax withholding · Disposed 29,224 · Balance 10,085,428 F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options. F3: Represents the closing stock price as of the transaction date. |
| January 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.67 · Expires 2026-01-04 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-09-12 · Exercise / conversion · Disposed 46,494 · Balance 0 F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement. F7: The option shares are fully vested and exercisable as of January 4, 2021. |
| March 2016 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.87 · Expires 2026-03-10 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-09-12 · Exercise / conversion · Disposed 4,649 · Balance 0 F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement. F9: The option shares are fully vested and exercisable as of March 10, 2021. |
| February 2017 Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $6.65 · Expires 2027-02-22 | Direct | 0 |
Reported balance
After 2025-09-12 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-09-12 · Exercise / conversion · Disposed 112,015 · Balance 0 F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement. F11: The option shares are fully vested and exercisable as of February 22, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.
F2: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.
F3: Represents the closing stock price as of the transaction date.
F4: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.
F5: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.
F6: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.
F7: The option shares are fully vested and exercisable as of January 4, 2021.
F8: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.
F9: The option shares are fully vested and exercisable as of March 10, 2021.
F10: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.
F11: The option shares are fully vested and exercisable as of February 22, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2016 Filed Nov 8, 2016 11:26 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 144 | $5.98 | $861.12 |
DisclosureSEC source: 0001209191-16-148800 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759,969 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 11:26 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,334 | $6.00 | $14,004.00 |
DisclosureSEC source: 0001209191-16-148800 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,759,825 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 16:58 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 83 | $5.90 | $489.70 |
DisclosureSEC source: 0001209191-16-148456 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,757,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 16:58 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 900 | $6.00 | $5,400.00 |
DisclosureSEC source: 0001209191-16-148456 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,757,408 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 16:58 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,517 | $5.95 | $9,026.15 |
DisclosureSEC source: 0001209191-16-148456 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756,508 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 16:58 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,500 | $5.95 | $8,925.00 |
DisclosureSEC source: 0001209191-16-148456 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,754,991 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 16:58 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,000 | $5.90 | $5,900.00 |
DisclosureSEC source: 0001209191-16-148456 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,753,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 10:36 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 661 | $5.75 | $3,800.75 |
DisclosureSEC source: 0001209191-16-147772 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,752,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 10:36 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,839 | $5.85 | $10,758.15 |
DisclosureSEC source: 0001209191-16-147772 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,751,830 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 10:36 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 500 | $5.85 | $2,925.00 |
DisclosureSEC source: 0001209191-16-147772 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,749,991 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 10:36 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 600 | $5.80 | $3,480.00 |
DisclosureSEC source: 0001209191-16-147772 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,749,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 10:36 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,400 | $5.75 | $8,050.00 |
DisclosureSEC source: 0001209191-16-147772 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,748,891 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 12:14 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 300 | $5.75 | $1,725.00 |
DisclosureSEC source: 0001209191-16-147387 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 12:14 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 834 | $5.65 | $4,712.10 |
DisclosureSEC source: 0001209191-16-147387 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,747,191 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 28, 2016 Filed Oct 31, 2016 12:14 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,366 | $5.70 | $7,786.20 |
DisclosureSEC source: 0001209191-16-147387 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,746,357 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 12:14 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 400 | $5.93 | $2,372.00 |
DisclosureSEC source: 0001209191-16-147387 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,744,991 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 27, 2016 Filed Oct 31, 2016 12:14 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,100 | $5.90 | $12,390.00 |
DisclosureSEC source: 0001209191-16-147387 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,744,591 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 14:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.90 | $590.00 |
DisclosureSEC source: 0001209191-16-147085 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 26, 2016 Filed Oct 27, 2016 14:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,400 | $5.95 | $14,280.00 |
DisclosureSEC source: 0001209191-16-147085 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742,391 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 14:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 243 | $6.00 | $1,458.00 |
DisclosureSEC source: 0001209191-16-147085 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739,991 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 14:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 300 | $5.89 | $1,767.00 |
DisclosureSEC source: 0001209191-16-147085 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739,748 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 14:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 900 | $5.95 | $5,355.00 |
DisclosureSEC source: 0001209191-16-147085 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,739,448 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 25, 2016 Filed Oct 27, 2016 14:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,057 | $5.90 | $6,236.30 |
DisclosureSEC source: 0001209191-16-147085 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,738,548 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 24, 2016 Filed Oct 25, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,500 | $5.80 | $14,500.00 |
DisclosureSEC source: 0001209191-16-146819 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,737,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.90 | $590.00 |
DisclosureSEC source: 0001209191-16-146819 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,734,991 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,195 | $5.80 | $6,931.00 |
DisclosureSEC source: 0001209191-16-146819 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,734,891 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 10:49 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,205 | $5.85 | $7,049.25 |
DisclosureSEC source: 0001209191-16-146819 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,733,696 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 10:31 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 192 | $5.90 | $1,132.80 |
DisclosureSEC source: 0001209191-16-146540 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,732,491 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 10:31 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 343 | $5.95 | $2,040.85 |
DisclosureSEC source: 0001209191-16-146540 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,732,299 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 20, 2016 Filed Oct 21, 2016 10:31 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,965 | $6.00 | $11,790.00 |
DisclosureSEC source: 0001209191-16-146540 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,731,956 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 10:31 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.90 | $590.00 |
DisclosureSEC source: 0001209191-16-146540 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,729,991 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 10:31 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,000 | $5.95 | $11,900.00 |
DisclosureSEC source: 0001209191-16-146540 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,729,891 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 11:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 36 | $5.85 | $210.60 |
DisclosureSEC source: 0001209191-16-146266 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,727,891 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 18, 2016 Filed Oct 19, 2016 11:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,889 | $5.90 | $11,145.10 |
DisclosureSEC source: 0001209191-16-146266 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,727,855 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 11:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 205 | $5.85 | $1,199.25 |
DisclosureSEC source: 0001209191-16-146266 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,725,966 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 17, 2016 Filed Oct 19, 2016 11:12 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 2,295 | $5.90 | $13,540.50 |
DisclosureSEC source: 0001209191-16-146266 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,725,761 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 27 | $5.73 | $154.71 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 10 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723,466 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 101 | $5.90 | $595.90 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 9 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723,439 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 297 | $5.86 | $1,740.42 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 8 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723,338 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 368 | $5.83 | $2,145.44 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723,041 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 513 | $5.87 | $3,011.31 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722,673 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 14, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,194 | $5.89 | $7,032.66 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,722,160 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.80 | $580.00 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,966 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 100 | $5.79 | $579.00 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 3 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,866 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 544 | $5.78 | $3,144.32 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,766 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 13, 2016 Filed Oct 17, 2016 10:51 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,756 | $5.82 | $10,219.92 |
DisclosureSEC source: 0001209191-16-145990 · doc4.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,720,222 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 11:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 188 | $5.95 | $1,118.60 |
DisclosureSEC source: 0001209191-16-145759 · doc4.xml · nonDerivative · entry 7 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,718,466 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 11:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 411 | $5.92 | $2,433.12 |
DisclosureSEC source: 0001209191-16-145759 · doc4.xml · nonDerivative · entry 6 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,718,278 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 11:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 800 | $5.90 | $4,720.00 |
DisclosureSEC source: 0001209191-16-145759 · doc4.xml · nonDerivative · entry 5 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717,867 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| October 12, 2016 Filed Oct 13, 2016 11:47 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseClass A Common Stock | 1,101 | $5.84 | $6,429.84 |
DisclosureSEC source: 0001209191-16-145759 · doc4.xml · nonDerivative · entry 4 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717,067 F1 · kind: Purchases pursuant to a Rule 10b5-1 trading plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.