Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BLUE DOLPHIN ENERGY COBDCO · Entity 6593 | Director · CEO & President · 10% owner | September 11, 2025 | September 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BLUE DOLPHIN ENERGY CO
Report date September 11, 2025 · Filed September 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,125,000 |
Reported balance
After 2025-09-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-09-11 · Purchase · Acquired 4,221 · Balance 4,125,000 F1: Mr. Carroll also indirectly owns 8,475,000 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Carroll also indirectly owns 8,475,000 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC.
Past disclosures · reporting ended (8)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CYPRESS CREEK PRIVATE STRATEGIES INSTITUTIONAL FUND, L.P.
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, Bonding Karen B, Harris Bernard A Jr, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CYPRESS CREEK PRIVATE STRATEGIES MASTER FUND L P
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, Bonding Karen B, Harris Bernard A Jr, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CYPRESS CREEK PRIVATE STRATEGIES REGISTERED FUND L P
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, Bonding Karen B, Harris Bernard A Jr, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
CYPRESS CREEK PRIVATE STRATEGIES TEI FUND, L.P.
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, Bonding Karen B, Harris Bernard A Jr, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Endowment PMF Master Fund, L.P.
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
PMF Fund, L.P.
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
PMF TEI Fund, L.P.
Report date March 01, 2021 · Filed March 02, 2021
Jointly reported with Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, DUSENBERRY THOMAS ALAN, ENSZER WILLIAM KANE, JOHNSON RICHARD CRAIG, POWELL G EDWARD, SCHWINGER SCOTT
Section 16 reporting ended · disclosed 2021-03-02. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Salient Midstream & MLP Fund
Report date September 14, 2022 · Filed September 14, 2022
Jointly reported with Allecta Julie, Gambs Arthur John III, Harris Bernard A Jr, Mardikian Haig G., Bachtold Paul Axtell, BAYAZITOGLU KRISTEN LINDSAY, Gardner Frank Theodore III, Leonhardt Stephen W, Reid Gregory Allen
Section 16 reporting ended · disclosed 2022-09-14. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 19, 2024 Filed Nov 21, 2024 22:02 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $3.25 | $16,250.00 |
DisclosureSEC source: 0001437749-24-035977 · rdgdoc.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,032,279 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| November 19, 2024 Filed Nov 21, 2024 22:02 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 2,500 | $3.50 | $8,750.00 |
DisclosureSEC source: 0001437749-24-035977 · rdgdoc.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,027,279 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 15, 2024 Filed Oct 16, 2024 14:26 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $3.95 | $19,750.00 |
DisclosureSEC source: 0001437749-24-031309 · rdgdoc.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,024,779 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 14:26 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001437749-24-031309 · rdgdoc.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,019,779 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 14, 2024 Filed Oct 16, 2024 14:26 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $4.05 | $20,250.00 |
DisclosureSEC source: 0001437749-24-031309 · rdgdoc.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,014,779 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 17:48 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 2,500 | $4.00 | $10,000.00 |
DisclosureSEC source: 0001437749-24-028108 · rdgdoc.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,009,779 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 29, 2024 Filed Aug 30, 2024 17:48 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $4.05 | $20,250.00 |
DisclosureSEC source: 0001437749-24-028108 · rdgdoc.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,007,279 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| June 06, 2024 Filed Jun 7, 2024 21:43 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.98 | $397.50 |
DisclosureSEC source: 0001437749-24-019719 · rdgdoc.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,002,279 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| June 05, 2024 Filed Jun 7, 2024 21:43 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.62 | $361.70 |
DisclosureSEC source: 0001437749-24-019719 · rdgdoc.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,002,179 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 06, 2023 Filed Oct 10, 2023 18:56 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 279 | $3.49 | $973.71 |
DisclosureSEC source: 0001654954-23-012752 · section16.xml · nonDerivative · entry 4 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,002,079 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 05, 2023 Filed Oct 10, 2023 18:56 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.50 | $350.00 |
DisclosureSEC source: 0001654954-23-012752 · section16.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,001,800 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 05, 2023 Filed Oct 10, 2023 18:56 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.35 | $335.00 |
DisclosureSEC source: 0001654954-23-012752 · section16.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,001,700 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| October 05, 2023 Filed Oct 10, 2023 18:56 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,600 | $3.42 | $5,472.00 |
DisclosureSEC source: 0001654954-23-012752 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,001,600 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 23 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 3,500 | $4.00 | $14,000.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 22 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,999,900 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 700 | $4.00 | $2,800.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 21 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,996,400 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 300 | $3.99 | $1,197.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 20 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,995,700 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 300 | $3.92 | $1,176.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 19 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,995,400 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 23, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.92 | $392.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 18 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,995,100 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 17 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,995,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,761 | $3.91 | $6,885.51 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 16 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,990,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 560 | $3.95 | $2,212.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 15 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,988,239 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 79 | $3.99 | $315.21 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 14 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,987,679 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 22, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 2,500 | $3.85 | $9,625.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 13 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,987,600 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,000 | $3.82 | $3,820.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 12 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,985,100 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 700 | $3.82 | $2,674.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 11 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,984,100 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,000 | $3.82 | $3,820.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 10 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,983,400 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 750 | $3.82 | $2,865.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 9 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,982,400 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 200 | $3.82 | $764.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 8 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,981,650 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 250 | $3.82 | $953.75 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 7 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,981,450 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 200 | $3.77 | $754.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 6 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,981,200 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 300 | $3.82 | $1,144.50 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 5 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,981,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 4,000 | $3.85 | $15,380.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 4 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,980,700 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,000 | $3.79 | $3,786.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,976,700 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.80 | $380.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,975,700 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:19 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 600 | $3.82 | $2,289.00 |
DisclosureSEC source: 0001654954-23-011195 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,975,600 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 100 | $3.82 | $382.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 14 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,975,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 150 | $3.84 | $576.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 13 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,974,900 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 200 | $3.84 | $768.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 12 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,974,750 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 200 | $3.75 | $750.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 11 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,974,550 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 200 | $3.70 | $740.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 10 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,974,350 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 800 | $3.75 | $3,000.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 9 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,974,150 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 998 | $3.76 | $3,752.48 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 8 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,973,350 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,000 | $3.83 | $3,830.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 7 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,972,352 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 1,000 | $3.75 | $3,750.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 6 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,971,352 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 18, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 10,352 | $3.85 | $39,855.20 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 5 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,970,352 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 700 | $3.95 | $2,765.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 4 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,960,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 4,300 | $3.90 | $16,770.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 3 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,959,300 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $4.00 | $20,000.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 2 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,955,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
| August 17, 2023 Filed Aug 21, 2023 11:15 UTC | BLUE DOLPHIN ENERGY CO BDCO · Entity 6593 | PurchaseCommon Stock | 5,000 | $3.97 | $19,850.00 |
DisclosureSEC source: 0001654954-23-011062 · section16.xml · nonDerivative · entry 1 CARROLL JONATHAN P · CIK 0001284154 · Director · CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,950,000 F1 · balance_after: Mr. Carroll also indirectly owns 8,426,456 shares of common stock through his ownership interest in Lazarus Energy Holdings, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.