Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Flux Power Holdings, Inc.FLUX · Entity 7921 | CFO and Secretary | September 15, 2025 | September 18, 2025 |
| Zovio IncZVO · Entity 124041 | EVP, Chief Financial Officer | May 31, 2022 | June 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Flux Power Holdings, Inc.
Report date September 15, 2025 · Filed September 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Pre-Funded Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 517 |
Reported balance
After 2025-09-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-09-15 · Purchase · Acquired 517 · Balance 517 F1: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock. F2: The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments. |
| Common Stock Purchase Warrant (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.72 · Expires 2030-09-15 | Direct | 2,433 |
Reported balance
After 2025-09-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-09-15 · Purchase · Acquired 2,433 · Balance 2,433 F1: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock. F3: The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock.
F2: The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments.
F3: The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance.
Zovio Inc
Report date May 31, 2022 · Filed June 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,146 |
Ending reported balance
After 2022-05-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-31 · Exercise / conversion · Acquired 10,020 · Balance 148,611 F1: On May 31, 2022, 10,020 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock Row 2 · 2022-05-31 · Tax withholding · Disposed 3,465 · Balance 145,146 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-31 · Exercise / conversion · Disposed 10,020 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 31, 2022, 10,020 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock
F2: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
F3: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2025 Filed Sep 18, 2025 00:16 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchaseCommon Stock Purchase Warrant (right to buy) · Derivative | 2,433 | Not disclosed Strike: $1.72 | Not disclosed |
DisclosureSEC source: 0001493152-25-013947 · ownership.xml · derivative · entry 2 ROYAL KEVIN · CIK 0001185726 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,433 Underlying: Common Stock · 2,433 shares Expires 2030-09-15 F1 · security: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock. F3 · security: The Common Warrants have an initial exercise price of $1.715 and is exercisable immediately from the date of issuance and expire 5 years from the date of issuance. F1 · price: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock. Read SEC document |
| September 15, 2025 Filed Sep 18, 2025 00:16 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | PurchasePre-Funded Warrant (right to buy) · Derivative | 517 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0001493152-25-013947 · ownership.xml · derivative · entry 1 ROYAL KEVIN · CIK 0001185726 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517 Underlying: Series A Convertible Preferred Stock · 517 shares Expires not disclosed F1 · security: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock. F1 · price: On September 15, 2025, the Reporting Person entered into an amended and restated securities purchase agreement with the Issuer pursuant to which the Reporting Person purchased 517 pre-funded warrants ("Pre-Funded Warrants") at a purchase price of $19.369 per Pre-Funded Warrant. The Reporting Person was also issued common stock warrants to purchase up to 2,433 shares of the Issuer's Common Stock. F2 · derivative.expiration_date: The Pre-Funded Warrants are exercisable immediately from the date of issuance and expire when exercised in full. Each Pre-Funded Warrant is exercisable for 1 share of the Company's Series A Convertible Preferred Stock, which may be converted into shares of Common Stock at an initial conversion price of $2.058 as subject to adjustments. Read SEC document |
| August 01, 2025 Filed Aug 5, 2025 23:54 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantStock Option (right to buy) · Derivative | 84,150 | Not disclosed Strike: $1.88 | Not disclosed |
DisclosureSEC source: 0001641172-25-022305 · ownership.xml · derivative · entry 1 ROYAL KEVIN · CIK 0001185726 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,150 Underlying: Common Stock · 84,150 shares Expires 2025-08-01 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on August 1, 2025 (the "Grant Date"), the Reporting Person was granted 84,150 incentive stock options (the "Options") at an exercise price of $1.88, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on August 1, 2025 (the "Grant Date"), the Reporting Person was granted 84,150 incentive stock options (the "Options") at an exercise price of $1.88, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 19:00 UTC | Flux Power Holdings, Inc. FLUX · Entity 7921 | GrantStock Options (right to buy) · Derivative | 55,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001493152-24-008992 · ownership.xml · derivative · entry 1 ROYAL KEVIN · CIK 0001185726 · CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2034-03-04 F1 · price: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on March 4, 2024 (the "Grant Date"), the Reporting Person was granted 55,000 incentive stock options (the "Options") at an exercise price of $5.00, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. F1 · derivative.exercise_date: Pursuant to the Issuer's 2021 Equity Incentive Plan (the "2021 Plan"), on March 4, 2024 (the "Grant Date"), the Reporting Person was granted 55,000 incentive stock options (the "Options") at an exercise price of $5.00, which is based on the Issuer's 10-day volume weighted average price on the Grant Date. The Options will vest annually over three years from the Grant Date. The Options were granted in a transaction exempt under Rule 16b-3 to the Reporting Person. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 17:20 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012185 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 17:20 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 3,465 | $0.79 | $2,740.82 |
DisclosureSEC source: 0001567619-22-012185 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,146 Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 17:20 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-012185 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,611 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 31, 2022, 10,020 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:39 UTC | Zovio Inc ZVO · Entity 124041 | GrantRestricted Stock Unit · Derivative | 70,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007805 · doc1.xml · derivative · entry 6 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,220 Underlying: Common Stock · 70,220 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F6 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2022. F6 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2022. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:39 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 20,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007805 · doc1.xml · derivative · entry 5 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,666 Underlying: Common Stock · 20,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. F5 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:39 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 23,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007805 · doc1.xml · derivative · entry 4 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,406 Underlying: Common Stock · 23,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. F4 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:39 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 15,927 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007805 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,927 Underlying: Common Stock · 15,927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:39 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 24,453 | $0.84 | $20,491.61 |
DisclosureSEC source: 0001567619-22-007805 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,591 Read SEC document |
| March 29, 2022 Filed Mar 31, 2022 20:39 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 59,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-007805 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2022, 59,668 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 21:24 UTC | Zovio Inc ZVO · Entity 124041 | GrantRestricted Stock Unit · Derivative | 61,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011583 · doc1.xml · derivative · entry 4 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Underlying: Common Stock · 61,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. F4 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2021. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 21:24 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011583 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,020 Underlying: Common Stock · 10,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 21:24 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 3,465 | $2.35 | $8,142.75 |
DisclosureSEC source: 0001567619-21-011583 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,376 Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 21:24 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-011583 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,841 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 31, 2021, 10,020 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:28 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 23,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007325 · doc1.xml · derivative · entry 4 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,813 Underlying: Common Stock · 23,407 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. F4 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:28 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 15,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007325 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,854 Underlying: Common Stock · 15,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:28 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 13,603 | $4.25 | $57,812.75 |
DisclosureSEC source: 0001567619-21-007325 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,821 Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 19:28 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 39,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007325 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2021, 39,335 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:19 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011532 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,040 Underlying: Common Stock · 10,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:19 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 3,465 | $2.80 | $9,702.00 |
DisclosureSEC source: 0001567619-20-011532 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,089 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 16:19 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011532 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,554 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 31, 2020, 10,020 of the reporting person's restricted stock units vested. 10,020 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock on June 1, 2020, the first business day following the closing price of the issuer's common stock on May 29, 2020, which was the settlement price used to calculate the shares withheld. Read SEC document |
| May 12, 2020 Filed May 14, 2020 19:38 UTC | Zovio Inc ZVO · Entity 124041 | GrantRestricted Stock Unit · Derivative | 70,220 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-010211 · doc1.xml · derivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,220 Underlying: Common Stock · 70,220 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. F2 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 1/3rd of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 1/3rd of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2020. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 17:42 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 24,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007951 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,820 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: 100% of the restricted stock units vest on April 11, 2020. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: 100% of the restricted stock units vest on April 11, 2020. Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 17:42 UTC | Zovio Inc BPI · Entity 124041 | Tax withholdingCommon Stock | 8,360 | $1.55 | $12,958.00 |
DisclosureSEC source: 0001567619-20-007951 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,534 Read SEC document |
| April 13, 2020 Filed Apr 14, 2020 17:42 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionCommon Stock | 24,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007951 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,894 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On April 11, 2020, 24,820 of the reporting person's restricted stock units vested. 24,820 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock on April 13, 2020, the first business day following the closing price of the issuer's common stock on April 9, 2020, which was the settlement price used to calculate the shares withheld. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 18:02 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 15,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007320 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,782 Underlying: Common Stock · 15,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 18:02 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 6,463 | $1.50 | $9,694.50 |
DisclosureSEC source: 0001567619-20-007320 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,074 Read SEC document |
| March 30, 2020 Filed Apr 1, 2020 18:02 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 15,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-007320 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2020, 15,928 of the reporting person's restricted stock units vested. 15,928 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock on March 30, 2020, the first business day following the closing price of the issuer's common stock on March 27, 2020, which was the settlement price used to calculate the shares withheld. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 16:06 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012670 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,060 Underlying: Common Stock · 10,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 16:06 UTC | Zovio Inc ZVO · Entity 124041 | Tax withholdingCommon Stock | 3,465 | $4.10 | $14,206.50 |
DisclosureSEC source: 0001567619-19-012670 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,609 Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 16:06 UTC | Zovio Inc ZVO · Entity 124041 | Exercise / conversionCommon Stock | 10,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-012670 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On May 31, 2019, 10,020 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:00 UTC | Zovio Inc BPI · Entity 124041 | GrantRestricted Stock Unit · Derivative | 63,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-008231 · doc1.xml · derivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,710 Underlying: Common Stock · 63,710 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. F2 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2019. Read SEC document |
| October 11, 2018 Filed Oct 15, 2018 17:01 UTC | Zovio Inc BPI · Entity 124041 | GrantRestricted Stock Unit · Derivative | 24,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004151 · doc1.xml · derivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,820 Underlying: Common Stock · 24,820 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: 100% of the restricted stock units vest on April 11, 2020. F2 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: 100% of the restricted stock units vest on April 11, 2020. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:24 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionStock Option (right to buy) · Derivative | 20,704 | $0.00 Strike: $10.59 | $0.00 |
DisclosureSEC source: 0001567619-18-001567 · doc1.xml · derivative · entry 5 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,704 shares Expires 2018-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:24 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionStock Option (right to buy) · Derivative | 13,161 | $0.00 Strike: $10.44 | $0.00 |
DisclosureSEC source: 0001567619-18-001567 · doc1.xml · derivative · entry 4 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,161 shares Expires 2018-10-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Immediately exercisable. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:24 UTC | Zovio Inc BPI · Entity 124041 | Tax withholdingCommon Stock | 29,857 | $13.35 | $398,590.95 |
DisclosureSEC source: 0001567619-18-001567 · doc1.xml · nonDerivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,054 F1 · kind: The share issuances reported on Table I (indicated by transaction code M) reflect shares issued upon the exercise of non-qualified stock options granted on March 29, 2017 and March 26, 2016, respectively. Such options were amended in October 2017 to allow for the acceleration of vesting as to an aggregate of 33,865 shares, and to amend the expiration date of both grants to October 13, 2018. Remaining unvested shares were forfeited. The option exercises are reported on Table II. The exercises were pursuant to a net issuance program adopted by the issuer's board of directors to allow for exercise of the options prior to their expiration. Upon exercise of an option pursuant to the program, the issuer retains shares sufficient in value to cover the aggregate option exercise price and applicable withholding taxes. The withheld shares are indicated by transaction code F on Table I. No shares are sold into the market in connection with option exercises pursuant to the net issuance program. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:24 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionCommon Stock | 20,704 | $10.59 | $219,255.36 |
DisclosureSEC source: 0001567619-18-001567 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The share issuances reported on Table I (indicated by transaction code M) reflect shares issued upon the exercise of non-qualified stock options granted on March 29, 2017 and March 26, 2016, respectively. Such options were amended in October 2017 to allow for the acceleration of vesting as to an aggregate of 33,865 shares, and to amend the expiration date of both grants to October 13, 2018. Remaining unvested shares were forfeited. The option exercises are reported on Table II. The exercises were pursuant to a net issuance program adopted by the issuer's board of directors to allow for exercise of the options prior to their expiration. Upon exercise of an option pursuant to the program, the issuer retains shares sufficient in value to cover the aggregate option exercise price and applicable withholding taxes. The withheld shares are indicated by transaction code F on Table I. No shares are sold into the market in connection with option exercises pursuant to the net issuance program. Read SEC document |
| August 17, 2018 Filed Aug 21, 2018 16:24 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionCommon Stock | 13,161 | $10.44 | $137,400.84 |
DisclosureSEC source: 0001567619-18-001567 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The share issuances reported on Table I (indicated by transaction code M) reflect shares issued upon the exercise of non-qualified stock options granted on March 29, 2017 and March 26, 2016, respectively. Such options were amended in October 2017 to allow for the acceleration of vesting as to an aggregate of 33,865 shares, and to amend the expiration date of both grants to October 13, 2018. Remaining unvested shares were forfeited. The option exercises are reported on Table II. The exercises were pursuant to a net issuance program adopted by the issuer's board of directors to allow for exercise of the options prior to their expiration. Upon exercise of an option pursuant to the program, the issuer retains shares sufficient in value to cover the aggregate option exercise price and applicable withholding taxes. The withheld shares are indicated by transaction code F on Table I. No shares are sold into the market in connection with option exercises pursuant to the net issuance program. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 19:27 UTC | Zovio Inc BPI · Entity 124041 | GrantRestricted Stock Unit · Derivative | 40,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-027249 · doc1.xml · derivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,080 Underlying: Common Stock · 40,080 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is May 31, 2018. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:00 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionRestricted Stock Units · Derivative | 16,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-037430 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,361 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F3 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 50% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) the remaining 50% of the restricted stock units shall vest on the second anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is October 1, 2015. F3 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 50% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) the remaining 50% of the restricted stock units shall vest on the second anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is October 1, 2015. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:00 UTC | Zovio Inc BPI · Entity 124041 | Tax withholdingCommon Stock | 6,149 | $9.60 | $59,030.40 |
DisclosureSEC source: 0001140361-17-037430 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,945 Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 18:00 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionCommon Stock | 16,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-037430 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,094 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On October 2, 2017, 16,361 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:03 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionRestricted Stock Unit · Derivative | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014238 · doc1.xml · derivative · entry 5 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,097 Underlying: Common Stock · 4,033 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F5 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2016. F5 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2016. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:03 UTC | Zovio Inc BPI · Entity 124041 | GrantRestricted Stock Unit · Derivative | 16,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014238 · doc1.xml · derivative · entry 4 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,560 Underlying: Common Stock · 16,560 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F4 · derivative.exercise_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2017. F4 · derivative.expiration_date: Subject to the reporting person's continuing service, the restricted stock units vest as follows: (i) 25% of the restricted stock units vest on the first anniversary of the vesting commencement date, and (ii) an additional 25% of the restricted stock units shall vest on each subsequent anniversary of the vesting commencement date. The vesting commencement date for the restricted stock units is March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:03 UTC | Zovio Inc BPI · Entity 124041 | GrantStock Option (right to buy) · Derivative | 35,570 | $0.00 Strike: $10.44 | $0.00 |
DisclosureSEC source: 0001140361-17-014238 · doc1.xml · derivative · entry 3 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,570 Underlying: Common Stock · 35,570 shares Expires 2027-03-29 F2 · derivative.exercise_date: Subject to the reporting person's continuing service, this option vests and becomes exercisable as follows: (i) 25% of the shares subject to the option shall vest and become exercisable on the first anniversary of the vesting commencement date, (ii) an additional 2% of the shares subject to the option shall vest and become exercisable on each monthly anniversary of the vesting commencement date for the thirty-three months following the first anniversary of the vesting commencement date and (iii) an additional 3% of the shares subject to the option shall vest and become exercisable on each of the 46th, 47th and 48th monthly anniversaries of the vesting commencement date. The vesting commencement date for this option is March 29, 2017. Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:03 UTC | Zovio Inc BPI · Entity 124041 | Tax withholdingCommon Stock | 1,513 | $10.44 | $15,795.72 |
DisclosureSEC source: 0001140361-17-014238 · doc1.xml · nonDerivative · entry 2 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,733 Read SEC document |
| March 29, 2017 Filed Mar 31, 2017 20:03 UTC | Zovio Inc BPI · Entity 124041 | Exercise / conversionCommon Stock | 4,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-014238 · doc1.xml · nonDerivative · entry 1 ROYAL KEVIN · CIK 0001185726 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,246 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On March 29, 2017, 4,033 of the reporting person's restricted stock units were settled for an equal number of shares of the issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.