Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | September 17, 2025 | September 18, 2025 |
| EVANS BANCORP INCEVBN · Entity 80252 | 10% owner | July 23, 2024 | July 24, 2024 |
| MUTUALFIRST FINANCIAL INCMFSF · Entity 152832 | Director, Subsidiary Bank | April 19, 2017 | April 28, 2017 |
| OLD POINT FINANCIAL CORPOPOF · Entity 75886 | 10% owner | June 13, 2024 | June 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date September 17, 2025 · Filed September 18, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,708 |
Reported balance
After 2025-09-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-09-17 · Gift · Disposed 29,825 · Balance 35,708 F1: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 29,825 |
Reported balance
After 2025-09-17 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-09-17 · Gift · Acquired 29,825 · Balance 29,825 F1: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy Goodbody/PL Capital, LLC | 668,939 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 668,939 F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy PL Capital, LLC | 2,280,280 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 2,280,280 F3: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Richard Lashley ROTH IRA | 10,000 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 10,000 |
| Depositary Shares of Series F Preferred StockSEC Table I · non-derivative | IndirectBy Goodbody/PL Capital, LLC | 10,000 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 10,000 F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a bona fide gift for no consideration from the Reporting Person to his spouse.
F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
EVANS BANCORP INC
Report date July 23, 2024 · Filed July 24, 2024
Jointly reported with PL Capital Advisors, LLC, PALMER JOHN W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 611,759 |
Reported balance
After 2024-07-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-07-23 · Purchase · Acquired 6,680 · Balance 611,759 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.68 to $33.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.68 to $33.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors.
F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days.
MUTUALFIRST FINANCIAL INC
Report date April 19, 2017 · Filed April 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIRA - R. Lashley | 2,000 |
Reported balance
Holding disclosure · report date 2017-04-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 |
| Common StockSEC Table I · non-derivative | IndirectBy PL Capital LLC | 574,060 |
Reported balance
Holding disclosure · report date 2017-04-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 574,060 F1: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Goodbody/PL Capital LLC | 141,713 |
Reported balance
Holding disclosure · report date 2017-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 141,713 F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such liimited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such liimited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
OLD POINT FINANCIAL CORP
Report date June 13, 2024 · Filed June 14, 2024
Jointly reported with PL Capital Advisors, LLC, PALMER JOHN W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 720,861 |
Reported balance
After 2024-06-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-13 · Purchase · Acquired 83,169 · Balance 720,861 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $14.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $14.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors.
F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2022 Filed May 24, 2022 19:38 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 1,366 | $24.35 | $33,262.10 |
DisclosureSEC source: 0001567619-22-011644 · doc1.xml · nonDerivative · entry 2 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 528,823 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| February 04, 2022 Filed May 24, 2022 19:38 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 2,100 | $24.32 | $51,072.00 |
DisclosureSEC source: 0001567619-22-011644 · doc1.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 527,457 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 13, 2021 Filed May 17, 2021 20:06 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,277 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002505 · form4-05172021_040554.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,104 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| May 14, 2020 Filed May 18, 2020 21:45 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 9,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-20-001245 · form4-05182020_050527.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,827 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 23:41 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-19-000702 · form4-06142019_040634.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,523 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| September 06, 2018 Filed Sep 14, 2018 01:16 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-18-001386 · form4-09132018_060941.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,299 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on May 31, 2019, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Jul 18, 2017 21:44 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001218 · form4-07182017_020713.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,049 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
| July 14, 2017 Filed Sep 12, 2017 01:00 UTC Amendment | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-17-001478 · form4a-09112017_090901.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,049 F1 · kind: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. F1 · price: Represents restricted stock units issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. The awards will automatically vest in full on July 1, 2018, subject to earlier vesting if certain conditions are met. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.