Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BANC OF CALIFORNIA, INC.BANC · Entity 4259 | Director | September 17, 2025 | September 18, 2025 |
| EVANS BANCORP INCEVBN · Entity 80252 | 10% owner | July 23, 2024 | July 24, 2024 |
| MUTUALFIRST FINANCIAL INCMFSF · Entity 152832 | Director, Subsidiary Bank | April 19, 2017 | April 28, 2017 |
| OLD POINT FINANCIAL CORPOPOF · Entity 75886 | 10% owner | June 13, 2024 | June 14, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BANC OF CALIFORNIA, INC.
Report date September 17, 2025 · Filed September 18, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,708 |
Reported balance
After 2025-09-17 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-09-17 · Gift · Disposed 29,825 · Balance 35,708 F1: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 29,825 |
Reported balance
After 2025-09-17 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-09-17 · Gift · Acquired 29,825 · Balance 29,825 F1: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. |
| Common StockSEC Table I · non-derivative | IndirectBy Goodbody/PL Capital, LLC | 668,939 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 668,939 F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy PL Capital, LLC | 2,280,280 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance 2,280,280 F3: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Richard Lashley ROTH IRA | 10,000 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance 10,000 |
| Depositary Shares of Series F Preferred StockSEC Table I · non-derivative | IndirectBy Goodbody/PL Capital, LLC | 10,000 |
Reported balance
Holding disclosure · report date 2025-09-17 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance 10,000 F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a bona fide gift for no consideration from the Reporting Person to his spouse.
F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
EVANS BANCORP INC
Report date July 23, 2024 · Filed July 24, 2024
Jointly reported with PL Capital Advisors, LLC, PALMER JOHN W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 611,759 |
Reported balance
After 2024-07-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-07-23 · Purchase · Acquired 6,680 · Balance 611,759 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.68 to $33.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.68 to $33.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors.
F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days.
MUTUALFIRST FINANCIAL INC
Report date April 19, 2017 · Filed April 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectIRA - R. Lashley | 2,000 |
Reported balance
Holding disclosure · report date 2017-04-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 |
| Common StockSEC Table I · non-derivative | IndirectBy PL Capital LLC | 574,060 |
Reported balance
Holding disclosure · report date 2017-04-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 574,060 F1: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Goodbody/PL Capital LLC | 141,713 |
Reported balance
Holding disclosure · report date 2017-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 141,713 F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such liimited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such liimited partnerships, which may include interests he holds as a direct or indirect limited partner. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
OLD POINT FINANCIAL CORP
Report date June 13, 2024 · Filed June 14, 2024
Jointly reported with PL Capital Advisors, LLC, PALMER JOHN W
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 720,861 |
Reported balance
After 2024-06-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-06-13 · Purchase · Acquired 83,169 · Balance 720,861 F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $14.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $14.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
F2: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors.
F3: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2025 Filed Sep 18, 2025 01:15 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GiftCommon Stock | 29,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001204241-25-000003 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,708 F1 · kind: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 21:58 UTC Amendment | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GiftCommon Stock | 29,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001204241-25-000005 · primarydocument.xml · nonDerivative · entry 2 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 29,825 F1 · kind: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 21:58 UTC Amendment | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GiftCommon Stock | 29,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001204241-25-000005 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,708 F1 · kind: Represents a bona fide gift for no consideration from the Reporting Person to his spouse. Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 22:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 37,500 | $14.20 | $532,500.00 |
DisclosureSEC source: 0001562180-25-004703 · primarydocument.xml · nonDerivative · entry 3 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,280,280 F3 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.15 to $14.255 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 22:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 37,343 | $14.03 | $523,735.58 |
DisclosureSEC source: 0001562180-25-004703 · primarydocument.xml · nonDerivative · entry 2 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,317,780 F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.11 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F1 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 06, 2025 Filed Jun 10, 2025 22:43 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 157 | $14.00 | $2,198.00 |
DisclosureSEC source: 0001562180-25-004703 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,355,123 F1 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 07, 2025 Filed May 9, 2025 20:45 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003717 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,533 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 20:31 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 74,113 | $14.20 | $1,052,182.26 |
DisclosureSEC source: 0001562180-24-006716 · primarydocument.xml · nonDerivative · entry 4 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,355,280 F4 · price: The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.10 to $14.305 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 20:31 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 50,887 | $14.20 | $722,442.74 |
DisclosureSEC source: 0001562180-24-006716 · primarydocument.xml · nonDerivative · entry 3 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goodbody/PL Capital, LLC Disclosed balance after: 668,939 F4 · price: The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.10 to $14.305 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 20:31 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 56,250 | $14.00 | $787,725.00 |
DisclosureSEC source: 0001562180-24-006716 · primarydocument.xml · nonDerivative · entry 2 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,429,393 F1 · price: The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.00 to $14.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 04, 2024 Filed Sep 6, 2024 20:31 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 18,750 | $14.00 | $262,575.00 |
DisclosureSEC source: 0001562180-24-006716 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goodbody/PL Capital, LLC Disclosed balance after: 719,826 F1 · price: The reported price is a weighted average price. These shares were sold to satisfy limited partner fund withdrawals in multiple transactions at prices ranging from $14.00 to $14.015 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · ownership.nature: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| July 23, 2024 Filed Jul 24, 2024 16:20 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 6,680 | $32.81 | $219,179.48 |
DisclosureSEC source: 0000897069-24-001544 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 611,759 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $32.68 to $33.15. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 16:32 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 83,169 | $14.80 | $1,230,809.71 |
DisclosureSEC source: 0000897069-24-001394 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 720,861 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $14.80. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 16:33 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 3,803 | $14.78 | $56,218.23 |
DisclosureSEC source: 0000897069-24-001328 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 637,692 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $14.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 17:08 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 3,769 | $14.75 | $55,592.75 |
DisclosureSEC source: 0000897069-24-001310 · form4.xml · nonDerivative · entry 2 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 633,889 F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 17:11 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 7,800 | $25.96 | $202,484.10 |
DisclosureSEC source: 0000897069-24-001312 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 604,979 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $25.65 to $25.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 17:08 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 3,100 | $15.00 | $46,495.04 |
DisclosureSEC source: 0000897069-24-001310 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 630,120 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.95 to $15.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 31, 2024 Filed Jun 3, 2024 17:09 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 100 | $25.65 | $2,565.00 |
DisclosureSEC source: 0000897069-24-001272 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 597,179 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 30, 2024 Filed May 31, 2024 16:19 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 300 | $25.65 | $7,694.01 |
DisclosureSEC source: 0000897069-24-001262 · form4.xml · nonDerivative · entry 2 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 597,079 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $25.64 to $25.65. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F3 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F4 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 29, 2024 Filed May 31, 2024 16:19 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 20,146 | $25.82 | $520,083.09 |
DisclosureSEC source: 0000897069-24-001262 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 596,779 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $25.595 to $25.95. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F3 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F4 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 28, 2024 Filed May 29, 2024 16:22 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 1,799 | $14.92 | $26,834.60 |
DisclosureSEC source: 0000897069-24-001236 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 627,020 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.75 to $15.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 28, 2024 Filed May 29, 2024 16:24 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 21,061 | $26.12 | $550,184.93 |
DisclosureSEC source: 0000897069-24-001238 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 576,633 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $25.87 to $26.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 23, 2024 Filed May 24, 2024 17:10 UTC | EVANS BANCORP INC EVBN · Entity 80252 | PurchaseCommon Stock | 2,776 | $27.75 | $77,034.00 |
DisclosureSEC source: 0000897069-24-001184 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 555,572 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 17, 2024 Filed May 20, 2024 16:30 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 2,101 | $14.92 | $31,356.37 |
DisclosureSEC source: 0000897069-24-001115 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 625,221 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.66 to $15.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"), (2) Richard J. Lashley, a managing member of PL Capital Advisors, and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 15, 2024 Filed May 16, 2024 16:42 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 871 | $14.17 | $12,346.34 |
DisclosureSEC source: 0000897069-24-001092 · form4.xml · nonDerivative · entry 2 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 623,120 F4 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $14.05 to $14.24. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 14, 2024 Filed May 16, 2024 16:42 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 17,403 | $14.25 | $247,961.42 |
DisclosureSEC source: 0000897069-24-001092 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 622,249 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $13.95 to $14.25. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. F2 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F3 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 09, 2024 Filed May 13, 2024 22:42 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 5,366 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-003992 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,650 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| March 14, 2024 Filed Mar 15, 2024 20:44 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 7,500 | $14.48 | $108,562.50 |
DisclosureSEC source: 0001562180-24-002720 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,485,643 F1 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2024 Filed Mar 1, 2024 22:55 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseCommon Stock | 15,000 | $14.44 | $216,669.00 |
DisclosureSEC source: 0001562180-24-002025 · primarydocument.xml · nonDerivative · entry 2 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,478,143 F3 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.37 to $14.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F4 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P., PL Capital Plus Fund, L.P., and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 22:55 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | PurchaseDepositary Shares of Series F Preferred Stock | 10,000 | $21.40 | $213,993.00 |
DisclosureSEC source: 0001562180-24-002025 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Goodbody/PL Capital, LLC Disclosed balance after: 10,000 F1 · price: The reported price is a weighted average price. These depositary shares were purchased in multiple transactions at prices ranging from $21.38 to $21.40 per depositary share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of depositary shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P., a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, Goodbody/PL Capital, LLC. He reports all shares held by the limited partnership as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 08, 2023 Filed Dec 13, 2023 01:04 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-008325 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,284 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for service on the Issuer's Board of Directors from November 30, 2023, the completion of the merger of the Issuer with PacWest Bancorp, until the Issuer's 2024 Annual Stockholder Meeting. Shares will be issued in full upon vesting, which is scheduled to occur May 9, 2024. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 01:28 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | SaleCommon Stock | 200,000 | $12.67 | $2,533,400.00 |
DisclosureSEC source: 0001562180-23-008177 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By PL Capital, LLC Disclosed balance after: 2,463,143 F1 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.55 to $12.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. F2 · ownership.nature: PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Financial Edge Fund, L.P., Financial Edge-Strategic Fund, L.P. and PL Capital/Focused Fund, L.P., each a Delaware limited partnership. The Reporting Person is the holder of a 50% equity interest in, and one of two Managing Members of, PL Capital, LLC. He reports all shares held by the limited partnerships as it is impractical to determine his proportionate interest in such limited partnerships, which may include interests he holds as a direct or indirect limited partner. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 16, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 100 | $15.60 | $1,560.00 |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 14 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 604,846 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 26, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 4,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 13 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 604,746 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 25, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 4,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 12 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 608,946 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 24, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 11 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 613,146 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 23, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 10 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 614,246 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 22, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 9 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 615,346 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 19, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 8 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 616,446 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 18, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 7 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 617,546 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 17, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 6 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 618,646 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 16, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 5 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 619,746 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 15, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 4 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 620,846 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 12, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 3 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 621,946 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 11, 2023 Filed May 13, 2023 00:05 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 6,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004117 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,081 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| May 11, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 2 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 623,046 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 10, 2023 Filed Sep 7, 2023 16:48 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | OtherCommon Stock | 1,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000897069-23-001368 · form4.xml · nonDerivative · entry 1 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnotes Disclosed balance after: 624,146 F3 · price: As the result of a client's termination of an investment advisory agreement, the reporting persons ceased having discretionary investment and voting authority with respect to the reported shares. F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| May 12, 2022 Filed May 17, 2022 21:48 UTC | BANC OF CALIFORNIA, INC. BANC · Entity 4259 | GrantCommon Stock | 4,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004141 · primarydocument.xml · nonDerivative · entry 1 LASHLEY RICHARD J · CIK 0001204241 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,218 F1 · kind: Represents restricted stock units ("RSUs") issued to the Reporting Person as consideration for his service on the Issuer's Board of Directors. Shares will be issued in full upon vesting, which is scheduled to occur on the one-year anniversary of the grant date. Read SEC document |
| March 23, 2022 Filed May 24, 2022 19:38 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 69,609 | $25.38 | $1,766,676.42 |
DisclosureSEC source: 0001567619-22-011644 · doc1.xml · nonDerivative · entry 4 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 625,246 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
| March 10, 2022 Filed May 24, 2022 19:38 UTC | OLD POINT FINANCIAL CORP OPOF · Entity 75886 | PurchaseCommon Stock | 26,814 | $25.25 | $677,053.50 |
DisclosureSEC source: 0001567619-22-011644 · doc1.xml · nonDerivative · entry 3 PL Capital Advisors, LLC · CIK 0001569147 · 10% owner LASHLEY RICHARD J · CIK 0001204241 · 10% owner PALMER JOHN W · CIK 0001204244 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 555,637 F1 · ownership.nature: This statement is being filed jointly by: (1) PL Capital Advisors, LLC, a Delaware limited liability company and Securities and Exchange Commission registered investment adviser ("PL Capital Advisors"); (2) Richard J. Lashley, a managing member of PL Capital Advisors; and (3) John W. Palmer, a managing member of PL Capital Advisors. F2 · ownership.nature: The principal business of PL Capital Advisors is to serve as an investment adviser to various investment partnerships, funds and managed accounts (collectively, the "Clients"). The principal occupation of Messrs. Lashley and Palmer is investment management through their ownership and control over the affairs of PL Capital Advisors. PL Capital Advisors has sole voting and dispositive power over the Common Stock held by the Clients, which is deemed shared with the two managing members of PL Capital Advisors, and the Clients do not have the right to acquire voting or dispositive power over the common stock within sixty days. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.