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person · Reporting owner

FOGARTY JAMES P

Disclosed activity across 2 companies

Tapewire entity
75168
SEC CIK
0001224818

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Assertio Therapeutics, IncASRT · Entity 149352DirectorMay 07, 2019May 09, 2019
DARDEN RESTAURANTS INCDRI · Entity 3191DirectorSeptember 23, 2026September 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Assertio Therapeutics, Inc

Report date May 07, 2019 · Filed May 09, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect106,796 Ending reported balance After 2019-05-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-05-07 · Grant · Acquired 39,584 · Balance 75,546

F1: Restricted stock units that vest in full on the first anniversary of the grant date.

Row 2 · 2019-05-08 · Exercise / conversion · Acquired 31,250 · Balance 106,796

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2019-05-08Direct0 Reported balance After 2019-05-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-05-08 · Exercise / conversion · Disposed 31,250 · Balance 0

F2: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units that vest in full on the first anniversary of the grant date.

F2: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

DARDEN RESTAURANTS INC

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock Units (FY27 Director Annual Grants)SEC Table II · derivative / convertible securityDirect936 Reported balance After 2026-09-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-09-23 · Grant · Acquired 936 · Balance 936

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Common StockSEC Table I · non-derivativeDirect27,434 Reported balance Holding disclosure · report date 2026-09-23 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 27,434

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2026 Filed Sep 25, 2026 20:09 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY27 Director Annual Grants) · Derivative 936 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007925 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936

Underlying: Common Stock · 936 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 17, 2026 Filed Sep 18, 2026 15:59 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY26 Director Annual Grant) · Derivative 886 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-26-007875 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 17, 2026 Filed Sep 18, 2026 15:59 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 886 $0.00 $0.00
Disclosure

SEC source: 0001225208-26-007875 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 14:02 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY26 Director Annual Grant) · Derivative 886 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008087 · doc4.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 886

Underlying: Common Stock · 886 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 14:02 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY25 Director Annual Grant) · Derivative 1,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-25-008087 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 17, 2025 Filed Sep 19, 2025 14:02 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-008087 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,548

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 14:32 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY25 Director Annual Grant) · Derivative 1,162 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008792 · doc4.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,162

Underlying: Common Stock · 1,162 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 14:32 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY24 Director Annual Grant) · Derivative 1,171 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-24-008792 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,171 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 18, 2024 Filed Sep 20, 2024 14:32 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-008792 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 17:31 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY20 Director Annual Grant) · Derivative 1,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000139 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,180 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The reporting person elected to defer settlement of the RSUs until the earliest of (i) 12/31/2023 (ii) the reporting person's termination from the Board or (iii) the death of the reporting person.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The reporting person elected to defer settlement of the RSUs until the earliest of (i) 12/31/2023 (ii) the reporting person's termination from the Board or (iii) the death of the reporting person.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 17:31 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-000139 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,215

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 20:38 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY24 Director Annual Grant) · Derivative 1,171 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009030 · doc4.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171

Underlying: Common Stock · 1,171 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 20:38 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY23 Director Annual Grant) · Derivative 1,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-23-009030 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 20, 2023 Filed Sep 22, 2023 20:38 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,219 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-009030 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:32 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionStock Option (Right to Buy) · Derivative 3,123 $0.00 Strike: $49.51 $0.00
Disclosure

SEC source: 0001225208-23-007200 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,123 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · balance_after: The number of stock options was adjusted in connection with the spin-off (the Spin-Off) of Four Corners Property Trust, Inc. (FCPT) from Darden Restaurants, Inc. (Darden) on November 9, 2015. The adjustment reflects the product of (i) the number of shares subject to the stock option awards immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on November 9, 2015 of Darden Common Stock (Darden Pre-Spin-Off Price) and (B) the difference between the Darden Pre-Spin-Off Price and the volume weighted average price of FCPT Common Stock trading on the NYSE on the trading day immediately following the distribution date (adjusted to reflect the Darden-to-FCPT pro rata share distribution ratio in the Spin-Off).

Read SEC document
June 30, 2023 Filed Jul 5, 2023 19:32 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 3,123 $49.51 $154,619.73
Disclosure

SEC source: 0001225208-23-007200 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 18:03 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY23 Director Annual Grant) · Derivative 1,219 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010435 · doc4.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219

Underlying: Common Stock · 1,219 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 18:03 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY22 Director Annual Grant) · Derivative 1,064 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-22-010435 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 21, 2022 Filed Sep 23, 2022 18:03 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-010435 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 22, 2021 Filed Sep 24, 2021 13:56 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY22 Director Annual Grant) · Derivative 1,064 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-012540 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 1,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 21:15 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY21 Director Annual Grant) · Derivative 1,667 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-011811 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 1,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The director has a one time option to defer settlement until their termination from the board.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The director has a one time option to defer settlement until their termination from the board.

Read SEC document
April 23, 2020 Filed Apr 23, 2020 19:59 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 PurchaseCommon Stock 4,273 $58.50 $249,970.50
Disclosure

SEC source: 0001225208-20-006671 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,629

F1 · shares: The Reporting Person purchased the shares from the Underwriters in an underwritten registered public offering at the public offering price.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:22 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY16 Annual Grant) · Derivative 1,922 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000004 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The reporting person elected to defer settlement of the RSUs until the earliest of (i) 12/31/2019 (ii) the reporting person's termination from the Board or (iii) the death of the reporting person.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The reporting person elected to defer settlement of the RSUs until the earliest of (i) 12/31/2019 (ii) the reporting person's termination from the Board or (iii) the death of the reporting person.

F3 · derivative.underlying_shares: The number of restricted stock units was adjusted in connection with the spin-off (the Spin-Off) of Four Corners Property Trust, Inc. (FCPT) from Darden Restaurants, Inc. (Darden) on November 9, 2015. The adjustment reflects the product of (i) the number of shares subject to the restricted stock unit awards immediately prior to the Spin-Off and (ii) the ratio of (A) the pre-Spin-Off closing price on November 9, 2015 of Darden Common Stock (Darden Pre-Spin-Off Price) and (B) the difference between the Darden Pre-Spin-Off Price and the volume weighted average price of FCPT Common Stock trading on the NYSE on the trading day immediately following the distribution date (adjusted to reflect the Darden-to-FCPT pro rata share distribution ratio in the Spin-Off).

Read SEC document
December 31, 2019 Filed Jan 2, 2020 16:22 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,922 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000004 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 18, 2019 Filed Sep 20, 2019 17:52 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY20 Director Annual Grant) · Derivative 1,180 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-012745 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180

Underlying: Common Stock · 1,180 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The reporting person elected to defer settlement of the RSUs until the earliest of (i) 12/31/2023 (ii) the reporting person's termination from the Board or (iii) the death of the reporting person.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The reporting person elected to defer settlement of the RSUs until the earliest of (i) 12/31/2023 (ii) the reporting person's termination from the Board or (iii) the death of the reporting person.

Read SEC document
May 08, 2019 Filed May 9, 2019 15:28 UTC Assertio Therapeutics, Inc ASRT · Entity 149352 Exercise / conversionRestricted Stock Units · Derivative 31,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001005201-19-000074 · wf-form4_155741572031218.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires 2019-05-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F3 · price: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

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May 08, 2019 Filed May 9, 2019 15:28 UTC Assertio Therapeutics, Inc ASRT · Entity 149352 Exercise / conversionCommon Stock 31,250 $0.00 $0.00
Disclosure

SEC source: 0001005201-19-000074 · wf-form4_155741572031218.xml · nonDerivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 9, 2019 15:28 UTC Assertio Therapeutics, Inc ASRT · Entity 149352 GrantCommon Stock 39,584 $0.00 $0.00
Disclosure

SEC source: 0001005201-19-000074 · wf-form4_155741572031218.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,546

F1 · shares: Restricted stock units that vest in full on the first anniversary of the grant date.

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September 19, 2018 Filed Sep 21, 2018 19:29 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY19 Director Annual Grant) · Derivative 1,103 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013670 · doc4.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,103

Underlying: Common Stock · 1,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The director has a one time option to defer settlement until their termination from the board.

F3 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders. The director has a one time option to defer settlement until their termination from the board.

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September 19, 2018 Filed Sep 21, 2018 19:29 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY18 Director Annual Grant) · Derivative 1,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-013670 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

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September 19, 2018 Filed Sep 21, 2018 19:29 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,565 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013670 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 15, 2018 Filed Feb 14, 2019 21:22 UTC Assertio Therapeutics, Inc ASRT · Entity 149352 Exercise / conversionRestricted Stock Units · Derivative 19,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001005201-19-000025 · wf-form5_155017931731456.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,512 shares

Expires 2018-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.

F2 · price: The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.

Read SEC document
May 15, 2018 Filed Feb 14, 2019 21:22 UTC Assertio Therapeutics, Inc ASRT · Entity 149352 Exercise / conversionCommon Stock 19,512 $0.00 $0.00
Disclosure

SEC source: 0001005201-19-000025 · wf-form5_155017931731456.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 11, 2018 00:08 UTC Assertio Therapeutics, Inc DEPO · Entity 149352 GrantRestricted Stock Units · Derivative 31,250 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006590 · edgar.xml · derivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires not disclosed

F1 · security: Grant of restricted stock unit awards pursuant to the Company's Non-Employee Director Compensation and Grant Policy.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest on May 08, 2019, assuming continued service through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest on May 08, 2019, assuming continued service through the applicable vesting date.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 18:08 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY18 Director Annual Grant) · Derivative 1,565 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015222 · doc4.xml · derivative · entry 3

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,565

Underlying: Common Stock · 1,565 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 18:08 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionRestricted Stock Units (FY17 Annual Grant) · Derivative 1,979 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015222 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,979 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document
September 21, 2017 Filed Sep 25, 2017 18:08 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 Exercise / conversionCommon Stock 1,979 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-015222 · doc4.xml · nonDerivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,869

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 15, 2017 Filed Aug 16, 2017 22:26 UTC Assertio Therapeutics, Inc DEPO · Entity 149352 GrantRestricted Stock Units · Derivative 19,512 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-011568 · edgar.xml · derivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,512

Underlying: Common Stock · 19,512 shares

Expires not disclosed

F1 · security: Grant of restricted stock unit awards pursuant to the Company's Non-Employee Director Compensation and Grant Policy.

F2 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit.

F3 · derivative.exercise_date: These restricted stock units are scheduled to vest on May 15, 2018, assuming continued service through the applicable vesting date.

F3 · derivative.expiration_date: These restricted stock units are scheduled to vest on May 15, 2018, assuming continued service through the applicable vesting date.

Read SEC document
October 17, 2016 Filed Oct 19, 2016 21:54 UTC Assertio Therapeutics, Inc DEPO · Entity 149352 GrantStock Option · Derivative 18,485 $0.00 Strike: $23.83 $0.00
Disclosure

SEC source: 0001179110-16-030822 · edgar.xml · derivative · entry 1

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,485

Underlying: Common Stock · 18,485 shares

Expires 2026-10-17

F1 · derivative.exercise_date: These stock options are exercisable in 36 equal monthly installments.

Read SEC document
September 29, 2016 Filed Oct 3, 2016 20:30 UTC DARDEN RESTAURANTS INC DRI · Entity 3191 GrantRestricted Stock Units (FY17 Annual Grant) · Derivative 1,979 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-039822 · doc4.xml · derivative · entry 2

FOGARTY JAMES P · CIK 0001224818 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,979

Underlying: Common Stock · 1,979 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

F2 · derivative.expiration_date: The RSUs vest on the first to occur of one year from date of grant and the date of the next annual meeting of shareholders.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.