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Wang Jian

Disclosed activity across 1 company

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75111
SEC CIK
0001721620

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ACM Research, Inc.ACMR · Entity 3926See remarksSeptember 18, 2025September 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ACM Research, Inc.

Report date September 18, 2025 · Filed September 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect253,158 Ending reported balance After 2025-09-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-09-18 · Exercise / conversion · Acquired 30,000 · Balance 283,158

F1: On September 18, 2025, the reporting person exercised a previously issued stock option to purchase 30,000 shares of Class A Common Stock of the Issuer.

Row 2 · 2025-09-18 · Sale · Disposed 30,000 · Balance 253,158

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $5.60 · Expires 2029-04-22Direct0 Reported balance After 2025-09-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-09-18 · Exercise / conversion · Disposed 30,000 · Balance 0

F1: On September 18, 2025, the reporting person exercised a previously issued stock option to purchase 30,000 shares of Class A Common Stock of the Issuer.

F3: The option is fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: On September 18, 2025, the reporting person exercised a previously issued stock option to purchase 30,000 shares of Class A Common Stock of the Issuer.

F2: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

F3: The option is fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2025 Filed Sep 19, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001140361-25-035581 · form4.xml · derivative · entry 3

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 18, 2025, the reporting person exercised a previously issued stock option to purchase 30,000 shares of Class A Common Stock of the Issuer.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 30,000 $35.00 $1,050,000.00
Disclosure

SEC source: 0001140361-25-035581 · form4.xml · nonDerivative · entry 2

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

Read SEC document
September 18, 2025 Filed Sep 19, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $5.60 $168,000.00
Disclosure

SEC source: 0001140361-25-035581 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 18, 2025, the reporting person exercised a previously issued stock option to purchase 30,000 shares of Class A Common Stock of the Issuer.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001140361-25-032732 · form4.xml · derivative · entry 6

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 30,000 $32.00 $960,000.00
Disclosure

SEC source: 0001140361-25-032732 · form4.xml · nonDerivative · entry 4

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

Read SEC document
August 25, 2025 Filed Aug 26, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $5.60 $168,000.00
Disclosure

SEC source: 0001140361-25-032732 · form4.xml · nonDerivative · entry 3

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $5.60 $0.00
Disclosure

SEC source: 0001140361-25-032732 · form4.xml · derivative · entry 5

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2029-04-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 30,000 $30.00 $900,000.00
Disclosure

SEC source: 0001140361-25-032732 · form4.xml · nonDerivative · entry 2

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2025.

Read SEC document
August 22, 2025 Filed Aug 26, 2025 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $5.60 $168,000.00
Disclosure

SEC source: 0001140361-25-032732 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · derivative · entry 7

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires 2028-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 1,680 $23.68 $39,782.40
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · nonDerivative · entry 5

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.45 to $23.80, inclusive.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 28,320 $22.98 $650,793.60
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · nonDerivative · entry 4

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,838

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.44 to $23.40, inclusive.

Read SEC document
June 11, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $4.62 $138,600.00
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · nonDerivative · entry 3

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · derivative · entry 6

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2028-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 30,000 $22.07 $662,100.00
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · nonDerivative · entry 2

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.80 to $22.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.

Read SEC document
June 10, 2024 Filed Jun 12, 2024 16:30 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $4.62 $138,600.00
Disclosure

SEC source: 0001140361-24-029892 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 21:32 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001140361-24-029352 · form4.xml · derivative · entry 6

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2028-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 21:32 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 30,000 $22.07 $662,100.00
Disclosure

SEC source: 0001140361-24-029352 · form4.xml · nonDerivative · entry 4

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.88 to $22.45, inclusive.

Read SEC document
June 07, 2024 Filed Jun 7, 2024 21:32 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $4.62 $138,600.00
Disclosure

SEC source: 0001140361-24-029352 · form4.xml · nonDerivative · entry 3

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 21:32 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 30,000 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001140361-24-029352 · form4.xml · derivative · entry 5

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2028-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 21:32 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 30,000 $22.92 $687,600.00
Disclosure

SEC source: 0001140361-24-029352 · form4.xml · nonDerivative · entry 2

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 253,158

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.67 to $23.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 06, 2024 Filed Jun 7, 2024 21:32 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 30,000 $4.62 $138,600.00
Disclosure

SEC source: 0001140361-24-029352 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2023 Filed Feb 14, 2023 18:20 UTC ACM Research, Inc. ACMR · Entity 3926 GrantStock Option · Derivative 15,000 $0.00 Strike: $25.45 $0.00
Disclosure

SEC source: 0001140361-23-007065 · form4.xml · derivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Class A Common Stock · 15,000 shares

Expires 2032-03-03

F1 · derivative.exercise_date: On March 4, 2022, the reporting person was granted an option to purchase 75,000 shares of Class A Common Stock of the Issuer. The option vests and becomes exercisable based on the Issuer's satisfaction of certain performance criteria. On February 12, 2023, the Issuer confirmed that certain of the performance criteria were met, resulting in vesting of the option as to 15,000 shares.

F1 · balance_after: On March 4, 2022, the reporting person was granted an option to purchase 75,000 shares of Class A Common Stock of the Issuer. The option vests and becomes exercisable based on the Issuer's satisfaction of certain performance criteria. On February 12, 2023, the Issuer confirmed that certain of the performance criteria were met, resulting in vesting of the option as to 15,000 shares.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 17:30 UTC ACM Research, Inc. ACMR · Entity 3926 SaleClass A Common Stock 32,486 $78.00 $2,533,908.00
Disclosure

SEC source: 0001140361-20-030086 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,386

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:00 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionStock Option · Derivative 33,334 $0.00 Strike: $1.50 $0.00
Disclosure

SEC source: 0001140361-20-020160 · form4.xml · derivative · entry 3

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 33,334 shares

Expires 2025-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 9, 2020, the reporting person exercised, by net exercise, a previously issued stock option to purchase 33,334 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 848 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on September 8, 2020 of $58.97, and issuing to the reporting person the remaining 32,486 shares of Class A Common Stock.

F2 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:00 UTC ACM Research, Inc. ACMR · Entity 3926 Tax withholdingClass A Common Stock 848 $58.97 $50,006.56
Disclosure

SEC source: 0001140361-20-020160 · form4.xml · nonDerivative · entry 2

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,872

F1 · kind: On September 9, 2020, the reporting person exercised, by net exercise, a previously issued stock option to purchase 33,334 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 848 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on September 8, 2020 of $58.97, and issuing to the reporting person the remaining 32,486 shares of Class A Common Stock.

Read SEC document
September 09, 2020 Filed Sep 10, 2020 19:00 UTC ACM Research, Inc. ACMR · Entity 3926 Exercise / conversionClass A Common Stock 33,334 $1.50 $50,001.00
Disclosure

SEC source: 0001140361-20-020160 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,720

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On September 9, 2020, the reporting person exercised, by net exercise, a previously issued stock option to purchase 33,334 shares of Class A Common Stock of the Issuer. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer withholding 848 shares of Class A Common Stock for payment of the exercise price, based on the closing price of the Issuer's Class A Common Stock on September 8, 2020 of $58.97, and issuing to the reporting person the remaining 32,486 shares of Class A Common Stock.

Read SEC document
March 31, 2020 Filed Jul 15, 2020 20:02 UTC ACM Research, Inc. ACMR · Entity 3926 OtherClass A Common Stock 242,681 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-016100 · form4.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shengxin (Shanghai) Management Consulting Limited Partnership

Disclosed balance after: 0

F1 · kind: The reporting person resigned from his role as general partner of Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC") effective March 31, 2020 and therefore is no longer deemed to beneficially own securities of the Issuer held by SMC.

Read SEC document
August 23, 2019 Filed Aug 27, 2019 20:43 UTC ACM Research, Inc. ACMR · Entity 3926 Disposition to issuerClass A Common Stock 154,821 $13.20 $2,042,863.10
Disclosure

SEC source: 0001654954-19-010062 · section16.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shengxin (Shanghai) Management Consulting Limited Partnership

Disclosed balance after: 327,067

F1 · price: In connection with a public offering of Class A Common Stock by the Issuer, Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC") and certain other stockholders entered into an Equity Purchase Agreement dated August 4, 2019 pursuant to which SMC and such stockholders agreed to sell, and the Issuer agreed to purchase, shares of the Issuer's Common Stock funded by the net proceeds, if any, from the Issuer's sale of Class A Common Stock pursuant to an exercise of the underwriters' over-allotment option. The obligations of the parties to the Equity Purchase Agreement became fixed and irrevocable as of the transaction date, which is the date of the closing of the underwriters' over-allotment option. The transaction being reported relates to SMC's sale under the Equity Purchase Agreement. Mr. Wang, the reporting person, is a general partner of SMC and therefore may be deemed to beneficially own the securities held by SMC.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:03 UTC ACM Research, Inc. ACMR · Entity 3926 GrantStock Options · Derivative 30,000 $0.00 Strike: $16.81 $0.00
Disclosure

SEC source: 0001654954-19-004825 · section16.xml · derivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires 2029-04-22

F1 · derivative.exercise_date: The option will vest and become exercisable as to 7,500 shares on April 23, 2020 and the remaining 22,500 shares will vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.

Read SEC document
August 01, 2018 Filed Oct 23, 2018 16:35 UTC ACM Research, Inc. ACMR · Entity 3926 GrantStock Options · Derivative 40,000 $0.00 Strike: $13.85 $0.00
Disclosure

SEC source: 0001654954-18-011484 · section16.xml · derivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2028-07-31

F1 · derivative.exercise_date: The option will vest and become exercisable as to 10,000 shares on August 1, 2019 and the remaining 30,000 shares will vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.

Read SEC document
April 02, 2018 Filed Jul 31, 2018 16:43 UTC ACM Research, Inc. ACMR · Entity 3926 OtherWarrant (Right to Buy) · Derivative 397,502 $0.00 Strike: $7.50 $0.00
Disclosure

SEC source: 0001654954-18-008249 · section16.xml · derivative · entry 2

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shengxin (Shanghai) Management Consulting Limited Partnership

Disclosed balance after: 0

Underlying: Class A Common Stock · 397,502 shares

Expires 2023-05-17

F1 · kind: On April 2, 2018, Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC") exercised the warrant. Mr. Wang, the reporting person, is a general partner of SMC and therefore may be deemed to beneficially own the securities held by SMC.

F2 · derivative.exercise_date: The warrant became exercisable immediately after the closing of the Issuer's initial public offering, which occurred on November 7, 2017.

Read SEC document
April 02, 2018 Filed Jul 31, 2018 16:43 UTC ACM Research, Inc. ACMR · Entity 3926 OtherClass A Common Stock 397,502 $7.50 $2,981,265.00
Disclosure

SEC source: 0001654954-18-008249 · section16.xml · nonDerivative · entry 1

Wang Jian · CIK 0001721620 · See remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Shengxin (Shanghai) Management Consulting Limited Partnership

Disclosed balance after: 481,888

F1 · kind: On April 2, 2018, Shengxin (Shanghai) Management Consulting Limited Partnership ("SMC") exercised the warrant. Mr. Wang, the reporting person, is a general partner of SMC and therefore may be deemed to beneficially own the securities held by SMC.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.