Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Great Elm Group, Inc.GEG · Entity 7060 | Chief Operating Officer | September 21, 2026 | September 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Great Elm Group, Inc.
Report date September 21, 2026 · Filed September 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 219,881 |
Ending reported balance
After 2026-09-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-09-21 · Grant · Acquired 48,698 · Balance 243,582 F1: Ms. Milz was awarded 48,698 shares of restricted stock, one-quarter of which vested on the grant date, September 21, 2026, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2029, contingent on continued employment by Great Elm Group, Inc. Row 2 · 2026-09-21 · Tax withholding · Disposed 23,701 · Balance 219,881 F2: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.00 · Expires 2031-09-20 | Direct | 50,000 |
Reported balance
After 2026-09-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-21 · Grant · Acquired 50,000 · Balance 50,000 F3: Ms. Milz was awarded options to purchase 50,000 shares of common stock of Great Elm Group, Inc., 50% of which vested on the grant date, September 21, 2026, and the remainder of which will vest on September 20, 2027, contingent on continued employment by Great Elm Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Ms. Milz was awarded 48,698 shares of restricted stock, one-quarter of which vested on the grant date, September 21, 2026, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2029, contingent on continued employment by Great Elm Group, Inc.
F2: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3.
F3: Ms. Milz was awarded options to purchase 50,000 shares of common stock of Great Elm Group, Inc., 50% of which vested on the grant date, September 21, 2026, and the remainder of which will vest on September 20, 2027, contingent on continued employment by Great Elm Group, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 21, 2026 Filed Sep 23, 2026 20:31 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantStock Options (right to buy) · Derivative | 50,000 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014395 · dp253788_4-milzgeg.xml · derivative · entry 3 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2031-09-20 F3 · shares: Ms. Milz was awarded options to purchase 50,000 shares of common stock of Great Elm Group, Inc., 50% of which vested on the grant date, September 21, 2026, and the remainder of which will vest on September 20, 2027, contingent on continued employment by Great Elm Group, Inc. F3 · derivative.exercise_date: Ms. Milz was awarded options to purchase 50,000 shares of common stock of Great Elm Group, Inc., 50% of which vested on the grant date, September 21, 2026, and the remainder of which will vest on September 20, 2027, contingent on continued employment by Great Elm Group, Inc. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:31 UTC | Great Elm Group, Inc. GEG · Entity 7060 | Tax withholdingCommon Stock | 23,701 | $2.15 | $50,957.15 |
DisclosureSEC source: 0000950103-26-014395 · dp253788_4-milzgeg.xml · nonDerivative · entry 2 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,881 F2 · shares: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 21, 2026 Filed Sep 23, 2026 20:31 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 48,698 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-26-014395 · dp253788_4-milzgeg.xml · nonDerivative · entry 1 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,582 F1 · shares: Ms. Milz was awarded 48,698 shares of restricted stock, one-quarter of which vested on the grant date, September 21, 2026, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2029, contingent on continued employment by Great Elm Group, Inc. Read SEC document |
| September 23, 2025 Filed Sep 24, 2025 01:51 UTC | Great Elm Group, Inc. GEG · Entity 7060 | Tax withholdingCommon Stock | 18,227 | $2.80 | $51,035.60 |
DisclosureSEC source: 0000950103-25-012101 · dp234801_4-milzgeg.xml · nonDerivative · entry 2 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,884 F2 · shares: Reflects the net share settlement of awards of restricted stock in connection with vesting thereof that is exempt pursuant to Rule 16b-3. Read SEC document |
| September 19, 2025 Filed Sep 24, 2025 01:51 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 36,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-25-012101 · dp234801_4-milzgeg.xml · nonDerivative · entry 1 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 213,111 F1 · shares: Ms. Milz was awarded 36,764 shares of restricted stock, one-quarter of which vested on the grant date, September 19, 2025, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2028, contingent on continued employment by Great Elm Group, Inc. Read SEC document |
| September 20, 2024 Filed Sep 25, 2024 01:40 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 55,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-041809 · form4.xml · nonDerivative · entry 1 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,347 F1 · ownership.direct: Ms. Milz was awarded 55,339 shares of restricted stock, one-quarter of which vested on the grant date, September 20, 2024, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2027, contingent on continued employment by Great Elm Group, Inc. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 20:12 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 72,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-045515 · form4.xml · nonDerivative · entry 1 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,008 F1 · ownership.direct: Ms. Milz was awarded 72,464 shares of restricted stock, one-quarter of which vested on the grant date, September 25, 2023, and the remainder of which vest in equal annual installments on September 20th of each year until September 20, 2026, contingent on continued employment by Great Elm Group, Inc. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 01:18 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 48,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-034140 · form4.xml · nonDerivative · entry 1 Milz Nichole · CIK 0001945563 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,544 F1 · ownership.direct: Ms. Milz was awarded 48,544 shares of restricted stock, which will vest in equal one-third amounts on the first, second, and third year anniversaries of the grant date, contingent upon continued employment by Great Elm Group, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.