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Pine Brook Road Advisors, L.P.

Disclosed activity across 5 companies

Tapewire entity
75019
SEC CIK
0001630691

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Brigham Minerals, Inc.MNRL · Entity 121104DirectorJune 23, 2022June 27, 2022
Green Bancorp, Inc.GNBC · Entity 16473710% ownerFebruary 05, 2018February 07, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook BXP Intermediate, L.P.0 Reported balance After 2022-06-23 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-06-23 · Sale · Disposed 14,062 · Balance 0

F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook BXP Intermediate, L.P.0 Reported balance After 2022-06-23 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2022-06-23 · Conversion · Acquired 154,494 · Balance 0

F7: Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook BXP II Intermediate, L.P.0 Reported balance After 2022-06-23 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-06-23 · Sale · Disposed 23,638 · Balance 0

F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook BXP II Intermediate, L.P.0 Reported balance After 2022-06-23 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2022-06-23 · Conversion · Acquired 259,691 · Balance 0

F8: Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook PD Intermediate, L.P.0 Reported balance After 2022-06-23 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2022-06-23 · Sale · Disposed 3,803 · Balance 0

F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class A Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook PD Intermediate, L.P.0 Reported balance After 2022-06-23 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2022-06-23 · Conversion · Acquired 41,779 · Balance 0

F9: Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class B Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook BXP Intermediate, L.P.730,165 Reported balance After 2022-06-23 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2022-06-23 · Conversion · Disposed 154,494 · Balance 730,165

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F7: Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class B Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook BXP II Intermediate, L.P.1,227,346 Reported balance After 2022-06-23 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2022-06-23 · Conversion · Disposed 259,691 · Balance 1,227,346

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F8: Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Class B Common Stock, par value $0.01SEC Table I · non-derivativeIndirectBy Pine Brook PD Intermediate, L.P.197,458 Reported balance After 2022-06-23 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2022-06-23 · Conversion · Disposed 41,779 · Balance 197,458

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F9: Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible securityIndirectBy Pine Brook BXP Intermediate, L.P.730,165 Reported balance After 2022-06-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2022-06-23 · Conversion · Disposed 154,494 · Balance 730,165

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible securityIndirectBy Pine Brook BXP II Intermediate, L.P.1,227,346 Reported balance After 2022-06-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2022-06-23 · Conversion · Disposed 259,691 · Balance 1,227,346

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible securityIndirectBy Pine Brook PD Intermediate, L.P.197,458 Reported balance After 2022-06-23 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2022-06-23 · Conversion · Disposed 41,779 · Balance 197,458

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Filing footnotes · ownership attribution and instrument terms

F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.

F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.

F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.

F7: Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock.

F8: Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock.

F9: Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock.

Green Bancorp, Inc.

Report date February 05, 2018 · Filed February 07, 2018 · Amendment

Jointly reported with PBRA, LLC, PINE BROOK CAPITAL PARTNERS LP, NEWMAN HOWARD H, Pine Brook Road Associates, L.P.

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee Footnotes4,005,897 Reported balance After 2018-02-05 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2018-02-05 · Sale · Disposed 1,000,000 · Balance 4,005,897

F1: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P., and Green PB 4, LLC (collectively, the "Pine Brook Funds"). Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB 4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P. Pine Brook Road Advisors, L.P. serves as investment manager to the Pine Brook Funds. PBRA, LLC controls Pine Brook Road Associates, L.P. and Pine Brook Road Advisors, L.P. in its capacity as General Partner. Howard Newman is the sole member of PBRA LLC, and has investment and voting control over the shares held or controlled by the Pine Brook Funds.

F2: In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated January 31, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on February 5, 2018. This amount represents an aggregate price per Share of $23.03.

F3: Reflects 3,214,028 shares of Common Stock held by Pine Brook Capital Partners, L.P., 567,405 shares of Common Stock held by Pine Brook Capital Partners (SSP), L.P. and 224,464 shares of Common Stock held by Green PB-4, LLC. Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB-4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P.

F4: Howard Newman, PBRA, LLC, Pine Brook Road Advisors, L.P., Pine Brook Road Associates, L.P. and Pine Brook Capital Partners, L.P. each disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P., and Green PB 4, LLC (collectively, the "Pine Brook Funds"). Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB 4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P. Pine Brook Road Advisors, L.P. serves as investment manager to the Pine Brook Funds. PBRA, LLC controls Pine Brook Road Associates, L.P. and Pine Brook Road Advisors, L.P. in its capacity as General Partner. Howard Newman is the sole member of PBRA LLC, and has investment and voting control over the shares held or controlled by the Pine Brook Funds.

F2: In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated January 31, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on February 5, 2018. This amount represents an aggregate price per Share of $23.03.

F3: Reflects 3,214,028 shares of Common Stock held by Pine Brook Capital Partners, L.P., 567,405 shares of Common Stock held by Pine Brook Capital Partners (SSP), L.P. and 224,464 shares of Common Stock held by Green PB-4, LLC. Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB-4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P.

F4: Howard Newman, PBRA, LLC, Pine Brook Road Advisors, L.P., Pine Brook Road Associates, L.P. and Pine Brook Capital Partners, L.P. each disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Better Home & Finance Holding Co

Report date September 22, 2025 · Filed September 24, 2025

Jointly reported with PBRA, LLC, Pine Brook Road Associates II, L.P., NEWMAN HOWARD H, Pine Brook Capital Partners II, L.P.

Section 16 reporting ended · disclosed 2025-09-24. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.542,149 Reported balance After 2025-09-22 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-09-22 · Sale · Disposed 453,511 · Balance 542,149

F1: This number has been adjusted to reflect the 1-for-50 reverse stock split the Issuer effected on August 16, 2024.

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.375,249 Reported balance After 2025-09-22 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2025-09-22 · Sale · Disposed 166,900 · Balance 375,249

F3: This price reflects a weighted average sale price for open-market sales of Class A Common Stock ("Shares") made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $50.00 to $50.985, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (3).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.302,440 Reported balance After 2025-09-22 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2025-09-22 · Sale · Disposed 72,809 · Balance 302,440

F4: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $51.00 to $51.9975, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (4).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.220,459 Reported balance After 2025-09-22 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2025-09-22 · Sale · Disposed 81,981 · Balance 220,459

F5: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $52.00 to $52.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (5).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.184,264 Reported balance After 2025-09-22 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2025-09-22 · Sale · Disposed 36,195 · Balance 184,264

F6: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $53.00 to $53.945, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (6).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.139,380 Reported balance After 2025-09-22 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2025-09-22 · Sale · Disposed 44,884 · Balance 139,380

F7: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $54.00 to $54.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (7).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.77,192 Reported balance After 2025-09-22 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2025-09-22 · Sale · Disposed 62,188 · Balance 77,192

F8: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $55.00 to $55.98, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (8).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.65,645 Reported balance After 2025-09-22 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2025-09-22 · Sale · Disposed 11,547 · Balance 65,645

F9: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $56.00 to $56.91, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (9).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.24,431 Reported balance After 2025-09-22 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2025-09-22 · Sale · Disposed 41,214 · Balance 24,431

F10: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $57.035 to $58.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (10).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.20,979 Reported balance After 2025-09-22 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2025-09-22 · Sale · Disposed 3,452 · Balance 20,979

F11: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $58.07 to $58.51, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (11).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.6,451 Reported balance After 2025-09-22 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2025-09-22 · Sale · Disposed 14,528 · Balance 6,451

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.1,778 Reported balance After 2025-09-22 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2025-09-22 · Sale · Disposed 4,673 · Balance 1,778

F12: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $67.50 to $68.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (12).

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.1,678 Reported balance After 2025-09-22 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2025-09-22 · Sale · Disposed 100 · Balance 1,678

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Class A Common StockSEC Table I · non-derivativeIndirectBy Pine Brook Capital Partners II, L.P.0 Reported balance After 2025-09-22 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2025-09-22 · Sale · Disposed 1,678 · Balance 0

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This number has been adjusted to reflect the 1-for-50 reverse stock split the Issuer effected on August 16, 2024.

F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

F3: This price reflects a weighted average sale price for open-market sales of Class A Common Stock ("Shares") made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $50.00 to $50.985, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (3).

F4: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $51.00 to $51.9975, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (4).

F5: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $52.00 to $52.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (5).

F6: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $53.00 to $53.945, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (6).

F7: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $54.00 to $54.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (7).

F8: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $55.00 to $55.98, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (8).

F9: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $56.00 to $56.91, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (9).

F10: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $57.035 to $58.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (10).

F11: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $58.07 to $58.51, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (11).

F12: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $67.50 to $68.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (12).

Essent Group Ltd.

Report date December 14, 2016 · Filed December 16, 2016

Jointly reported with PBRA (CAYMAN) Co, PBRA, LLC, NEWMAN HOWARD H, Essent Intermediate, L.P.

Section 16 reporting ended · disclosed 2016-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.015SEC Table I · non-derivativeIndirectSee Footnotes8,322,636 Last balance in matching sequence After 2016-12-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2016-12-14 · Sale · Disposed 85,778 · Balance 8,338,408

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Row 2 · 2016-12-15 · Sale · Disposed 15,772 · Balance 8,322,636

F4: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.

F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F4: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.

SiriusPoint Ltd

Report date February 09, 2017 · Filed February 13, 2017

Jointly reported with PINE BROOK LVR, L.P., PBRA (CAYMAN) Co, PBRA, LLC, NEWMAN HOWARD H

Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.10SEC Table I · non-derivativeDirect9,565,031 Reported balance After 2017-02-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-02-09 · Sale · Disposed 830,000 · Balance 9,565,031

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).

F1: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2020 Filed Jun 16, 2020 17:13 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass A common stock, par value $0.01 287,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-016668 · doc4.xml · nonDerivative · entry 2

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P.

Disclosed balance after: 287,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · price: On June 12, 2020, Pine Brook BXP Intermediate, L.P. requested that 287,214 shares of Class B common stock and 287,214 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 287,214 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
June 12, 2020 Filed Jun 16, 2020 17:13 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass B common stock, par value $0.01 287,214 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-016668 · doc4.xml · nonDerivative · entry 1

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P.

Disclosed balance after: 1,925,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · price: On June 12, 2020, Pine Brook BXP Intermediate, L.P. requested that 287,214 shares of Class B common stock and 287,214 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 287,214 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionBrigham Minerals Holdings, LLC common unit · Derivative 141,794 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · derivative · entry 12

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook PD Intermediate, L.P.

Disclosed balance after: 474,231

Underlying: Class A common stock, par value $0.01 · 141,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionBrigham Minerals Holdings, LLC common unit · Derivative 1,043,696 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · derivative · entry 11

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P.

Disclosed balance after: 3,490,635

Underlying: Class A common stock, par value $0.01 · 1,043,696 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionBrigham Minerals Holdings, LLC common unit · Derivative 661,735 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · derivative · entry 10

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P.

Disclosed balance after: 2,213,171

Underlying: Class A common stock, par value $0.01 · 661,735 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 SaleClass A common stock, par value $0.01 141,794 $17.38 $2,463,812.54
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 9

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook PD Intermediate, L.P.

Disclosed balance after: 0

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass A common stock, par value $0.01 141,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 8

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook PD Intermediate, L.P.

Disclosed balance after: 141,794

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F5 · price: On December 16, 2019, Pine Brook PD Intermediate, L.P. requested that 141,794 shares of Class B common stock and 141,794 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 141,794 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass B common stock, par value $0.01 141,794 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 7

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook PD Intermediate, L.P.

Disclosed balance after: 474,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F5 · price: On December 16, 2019, Pine Brook PD Intermediate, L.P. requested that 141,794 shares of Class B common stock and 141,794 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 141,794 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 SaleClass A common stock, par value $0.01 1,043,696 $17.38 $18,135,261.70
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 6

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P.

Disclosed balance after: 0

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass A common stock, par value $0.01 1,043,696 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 5

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P.

Disclosed balance after: 1,043,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F4 · price: On December 16, 2019, Pine Brook BXP II Intermediate, L.P. requested that 1,043,696 shares of Class B common stock and 1,043,696 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 1,043,696 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass B common stock, par value $0.01 1,043,696 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 4

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P.

Disclosed balance after: 3,490,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F4 · price: On December 16, 2019, Pine Brook BXP II Intermediate, L.P. requested that 1,043,696 shares of Class B common stock and 1,043,696 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 1,043,696 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 SaleClass A common stock, par value $0.01 661,735 $17.38 $11,498,307.36
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 3

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P

Disclosed balance after: 0

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass A common stock, par value $0.01 661,735 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 2

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P

Disclosed balance after: 661,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · price: On December 16, 2019, Pine Brook BXP Intermediate, L.P. requested that 661,735 shares of Class B common stock and 661,735 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 661,735 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
December 16, 2019 Filed Dec 18, 2019 18:36 UTC Brigham Minerals, Inc. MNRL · Entity 121104 ConversionClass B common stock, par value $0.01 661,735 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-029571 · doc4.xml · nonDerivative · entry 1

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director

Pine Brook Road Advisors, LP · CIK 0001630691 · Director

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P

Disclosed balance after: 2,213,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · price: On December 16, 2019, Pine Brook BXP Intermediate, L.P. requested that 661,735 shares of Class B common stock and 661,735 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 661,735 shares of Class A common stock.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:25 UTC Brigham Minerals, Inc. MNRL · Entity 121104 OtherBrigham Minerals Holdings, LLC common unit · Derivative 616,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011158 · doc4.xml · derivative · entry 6

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director · 10% owner

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director · 10% owner

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director · 10% owner

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook PD Intermediate, L.P.

Disclosed balance after: 616,025

Underlying: Class A common stock, par value $0.01 · 616,025 shares

Expires not disclosed

F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · kind: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F3 · price: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the securities held by Pine Brook Road Associates II, LP, the 616,025 shares of Class B common stock and Brigham Minerals Holdings, LLC common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., the 2,874,906 shares of Class B common stock and Common Units held by Pine Brook BXP Intermediate, L.P. and the 4,533,319 shares of Class B common stock and Common Units held by Pine Brook BXP II Intermediate, L.P. as each of their general partner. Pine Brook Road Associates II, L.P. may be deemed to share beneficial ownership of the securities held by Pine Brook Capital Partners II, L.P. as its general partner. Each of PBRA, LLC, Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Capital Partners II, L.P. is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:25 UTC Brigham Minerals, Inc. MNRL · Entity 121104 OtherBrigham Minerals Holdings, LLC common unit · Derivative 4,534,331 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011158 · doc4.xml · derivative · entry 5

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director · 10% owner

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director · 10% owner

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director · 10% owner

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P.

Disclosed balance after: 4,534,331

Underlying: Class A common stock, par value $0.01 · 4,534,331 shares

Expires not disclosed

F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · kind: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F3 · price: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the securities held by Pine Brook Road Associates II, LP, the 616,025 shares of Class B common stock and Brigham Minerals Holdings, LLC common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., the 2,874,906 shares of Class B common stock and Common Units held by Pine Brook BXP Intermediate, L.P. and the 4,533,319 shares of Class B common stock and Common Units held by Pine Brook BXP II Intermediate, L.P. as each of their general partner. Pine Brook Road Associates II, L.P. may be deemed to share beneficial ownership of the securities held by Pine Brook Capital Partners II, L.P. as its general partner. Each of PBRA, LLC, Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Capital Partners II, L.P. is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:25 UTC Brigham Minerals, Inc. MNRL · Entity 121104 OtherBrigham Minerals Holdings, LLC common unit · Derivative 2,874,906 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011158 · doc4.xml · derivative · entry 4

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director · 10% owner

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director · 10% owner

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director · 10% owner

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P.

Disclosed balance after: 2,874,906

Underlying: Class A common stock, par value $0.01 · 2,874,906 shares

Expires not disclosed

F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F3 · kind: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F3 · price: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average market price of one share of Class A common stock for each Common Unit redeemed. The Common Units do not expire.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the securities held by Pine Brook Road Associates II, LP, the 616,025 shares of Class B common stock and Brigham Minerals Holdings, LLC common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., the 2,874,906 shares of Class B common stock and Common Units held by Pine Brook BXP Intermediate, L.P. and the 4,533,319 shares of Class B common stock and Common Units held by Pine Brook BXP II Intermediate, L.P. as each of their general partner. Pine Brook Road Associates II, L.P. may be deemed to share beneficial ownership of the securities held by Pine Brook Capital Partners II, L.P. as its general partner. Each of PBRA, LLC, Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Capital Partners II, L.P. is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 20:25 UTC Brigham Minerals, Inc. MNRL · Entity 121104 GrantClass B common stock, par value $0.01 616,025 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011158 · doc4.xml · nonDerivative · entry 3

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director · 10% owner

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director · 10% owner

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director · 10% owner

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook PD Intermediate, L.P.

Disclosed balance after: 616,025

F3 · price: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the securities held by Pine Brook Road Associates II, LP, the 616,025 shares of Class B common stock and Brigham Minerals Holdings, LLC common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., the 2,874,906 shares of Class B common stock and Common Units held by Pine Brook BXP Intermediate, L.P. and the 4,533,319 shares of Class B common stock and Common Units held by Pine Brook BXP II Intermediate, L.P. as each of their general partner. Pine Brook Road Associates II, L.P. may be deemed to share beneficial ownership of the securities held by Pine Brook Capital Partners II, L.P. as its general partner. Each of PBRA, LLC, Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Capital Partners II, L.P. is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.

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April 23, 2019 Filed Apr 25, 2019 20:25 UTC Brigham Minerals, Inc. MNRL · Entity 121104 GrantClass B common stock, par value $0.01 4,534,331 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011158 · doc4.xml · nonDerivative · entry 2

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director · 10% owner

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director · 10% owner

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director · 10% owner

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P.

Disclosed balance after: 4,534,331

F3 · price: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the securities held by Pine Brook Road Associates II, LP, the 616,025 shares of Class B common stock and Brigham Minerals Holdings, LLC common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., the 2,874,906 shares of Class B common stock and Common Units held by Pine Brook BXP Intermediate, L.P. and the 4,533,319 shares of Class B common stock and Common Units held by Pine Brook BXP II Intermediate, L.P. as each of their general partner. Pine Brook Road Associates II, L.P. may be deemed to share beneficial ownership of the securities held by Pine Brook Capital Partners II, L.P. as its general partner. Each of PBRA, LLC, Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Capital Partners II, L.P. is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.

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April 23, 2019 Filed Apr 25, 2019 20:25 UTC Brigham Minerals, Inc. MNRL · Entity 121104 GrantClass B common stock, par value $0.01 2,874,906 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-011158 · doc4.xml · nonDerivative · entry 1

PBRA, LLC · CIK 0001615816 · Director · 10% owner

Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director · 10% owner

Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director

Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director · 10% owner

Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director · 10% owner

Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By Pine Brook BXP Intermediate, L.P.

Disclosed balance after: 2,874,906

F3 · price: Pursuant to the Reorganization Transactions (as defined in the Issuer's Registration Statement on Form S-1, as amended (File No. 333-230373) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in Brigham Minerals Holdings, LLC was converted into newly issued common units in Brigham Minerals Holdings, LLC together with an equal number of shares of Class B common stock, in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.

F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the securities held by Pine Brook Road Associates II, LP, the 616,025 shares of Class B common stock and Brigham Minerals Holdings, LLC common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., the 2,874,906 shares of Class B common stock and Common Units held by Pine Brook BXP Intermediate, L.P. and the 4,533,319 shares of Class B common stock and Common Units held by Pine Brook BXP II Intermediate, L.P. as each of their general partner. Pine Brook Road Associates II, L.P. may be deemed to share beneficial ownership of the securities held by Pine Brook Capital Partners II, L.P. as its general partner. Each of PBRA, LLC, Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Capital Partners II, L.P. is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.

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February 05, 2018 Filed Feb 7, 2018 16:29 UTC Amendment Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 1,000,000 $23.03 $23,030,000.00
Disclosure

SEC source: 0001209191-18-008122 · doc4a.xml · nonDerivative · entry 1

PBRA, LLC · CIK 0001615816 · Director · 10% owner

PINE BROOK CAPITAL PARTNERS LP · CIK 0001423478 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Pine Brook Road Associates, L.P. · CIK 0001615815 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 4,005,897

F1 · ownership.nature: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P., and Green PB 4, LLC (collectively, the "Pine Brook Funds"). Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB 4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P. Pine Brook Road Advisors, L.P. serves as investment manager to the Pine Brook Funds. PBRA, LLC controls Pine Brook Road Associates, L.P. and Pine Brook Road Advisors, L.P. in its capacity as General Partner. Howard Newman is the sole member of PBRA LLC, and has investment and voting control over the shares held or controlled by the Pine Brook Funds.

F2 · ownership.nature: In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated January 31, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on February 5, 2018. This amount represents an aggregate price per Share of $23.03.

F3 · ownership.nature: Reflects 3,214,028 shares of Common Stock held by Pine Brook Capital Partners, L.P., 567,405 shares of Common Stock held by Pine Brook Capital Partners (SSP), L.P. and 224,464 shares of Common Stock held by Green PB-4, LLC. Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB-4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P.

F4 · ownership.nature: Howard Newman, PBRA, LLC, Pine Brook Road Advisors, L.P., Pine Brook Road Associates, L.P. and Pine Brook Capital Partners, L.P. each disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose.

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February 09, 2017 Filed Feb 13, 2017 20:23 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 830,000 $11.75 $9,754,077.00
Disclosure

SEC source: 0000905148-17-000281 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565,031

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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February 03, 2017 Filed Feb 3, 2017 19:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 122,480 $11.46 $1,404,122.97
Disclosure

SEC source: 0000905148-17-000189 · form4.xml · nonDerivative · entry 3

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,395,031

F5 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 3, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.60, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 129,054 $11.55 $1,490,457.55
Disclosure

SEC source: 0000905148-17-000189 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,517,511

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 2, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.60, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 448,408 $11.56 $5,183,551.64
Disclosure

SEC source: 0000905148-17-000189 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,646,565

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 1, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.70, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3), (4), and (5) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 16:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 5,625 $11.15 $62,723.81
Disclosure

SEC source: 0000905148-17-000091 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094,973

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 20, 2017, within a $1.00 range. The actual prices for these transactions range from $11.15 to $11.175, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 16:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 20,200 $11.16 $225,395.64
Disclosure

SEC source: 0000905148-17-000091 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100,598

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 19, 2017, within a $1.00 range. The actual prices for these transactions range from $11.125 to $11.275, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 19:32 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 6,200 $11.31 $70,120.14
Disclosure

SEC source: 0000905148-17-000084 · form4.xml · nonDerivative · entry 3

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,120,798

F5 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 18, 2017, within a $1.00 range. The actual prices for these transactions range from $11.30 to $11.325, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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January 17, 2017 Filed Jan 18, 2017 19:32 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 31,055 $11.30 $351,067.46
Disclosure

SEC source: 0000905148-17-000084 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126,998

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 17, 2017, within a $1.00 range. The actual prices for these transactions range from $11.30 to $11.35, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:32 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 50,309 $11.42 $574,282.27
Disclosure

SEC source: 0000905148-17-000084 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,158,053

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 13, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.425, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 16:16 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 169,283 $11.48 $1,942,573.21
Disclosure

SEC source: 0000905148-17-000074 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,208,362

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 12, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.55, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 16:16 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 122,355 $11.55 $1,413,334.84
Disclosure

SEC source: 0000905148-17-000074 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,377,645

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 11, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.625, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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December 15, 2016 Filed Dec 16, 2016 16:24 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon Shares, par value $0.015 15,772 $32.19 $507,683.33
Disclosure

SEC source: 0000905148-16-002132 · form4.xml · nonDerivative · entry 2

PBRA (CAYMAN) Co · CIK 0001583068 · See Remarks

Pine Brook Road Advisors, LP · CIK 0001630691 · See Remarks

PBRA, LLC · CIK 0001615816 · See Remarks

NEWMAN HOWARD H · CIK 0001013026 · See Remarks

Essent Intermediate, L.P. · CIK 0001590475 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,322,636

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.

F1 · ownership.nature: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2 · ownership.nature: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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December 14, 2016 Filed Dec 16, 2016 16:24 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon Shares, par value $0.015 85,778 $32.24 $2,765,491.30
Disclosure

SEC source: 0000905148-16-002132 · form4.xml · nonDerivative · entry 1

PBRA (CAYMAN) Co · CIK 0001583068 · See Remarks

Pine Brook Road Advisors, LP · CIK 0001630691 · See Remarks

PBRA, LLC · CIK 0001615816 · See Remarks

NEWMAN HOWARD H · CIK 0001013026 · See Remarks

Essent Intermediate, L.P. · CIK 0001590475 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,338,408

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.nature: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2 · ownership.nature: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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November 11, 2016 Filed Nov 15, 2016 16:06 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 1,000,000 $12.25 $12,250,000.00
Disclosure

SEC source: 0000905148-16-002083 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500,000

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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November 10, 2016 Filed Nov 14, 2016 16:12 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon Shares, par value $0.015 2,300,000 $28.75 $66,125,000.00
Disclosure

SEC source: 0000905148-16-002074 · form4.xml · nonDerivative · entry 1

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner · See Remarks

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner · See Remarks

PBRA, LLC · CIK 0001615816 · 10% owner · See Remarks

NEWMAN HOWARD H · CIK 0001013026 · 10% owner · See Remarks

Essent Intermediate, L.P. · CIK 0001590475 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,424,186

F1 · kind: The Reporting Persons acknowledge that the sale of Common Shares ("Shares") reported herein may be matchable under Section 16(b) of the Exchange Act, for profit, with the Reporting Persons' purchase of 15,534 Shares on May 19, 2016, to the extent of 15,534 shares. The Reporting Persons have agreed to pay to the Issuer the full amount of any such profits, less transaction costs, to the extent of their pecuniary interest therein.

F2 · ownership.nature: Represents Shares held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F3 · ownership.nature: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.