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PBRA (CAYMAN) Co

Disclosed activity across 2 companies

Tapewire entity
178931
SEC CIK
0001583068

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Essent Group Ltd.

Report date December 14, 2016 · Filed December 16, 2016

Jointly reported with Pine Brook Road Advisors, L.P., PBRA, LLC, NEWMAN HOWARD H, Essent Intermediate, L.P.

Section 16 reporting ended · disclosed 2016-11-14. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.015SEC Table I · non-derivativeIndirectSee Footnotes8,322,636 Last balance in matching sequence After 2016-12-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2016-12-14 · Sale · Disposed 85,778 · Balance 8,338,408

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Row 2 · 2016-12-15 · Sale · Disposed 15,772 · Balance 8,322,636

F4: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.

F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F4: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.

SiriusPoint Ltd

Report date February 09, 2017 · Filed February 13, 2017

Jointly reported with PINE BROOK LVR, L.P., Pine Brook Road Advisors, L.P., PBRA, LLC, NEWMAN HOWARD H

Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Shares, par value $0.10SEC Table I · non-derivativeDirect9,565,031 Reported balance After 2017-02-09 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-02-09 · Sale · Disposed 830,000 · Balance 9,565,031

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).

F1: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2017 Filed Feb 13, 2017 20:23 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 830,000 $11.75 $9,754,077.00
Disclosure

SEC source: 0000905148-17-000281 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,565,031

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
February 03, 2017 Filed Feb 3, 2017 19:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 122,480 $11.46 $1,404,122.97
Disclosure

SEC source: 0000905148-17-000189 · form4.xml · nonDerivative · entry 3

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,395,031

F5 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 3, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.60, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 19:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 129,054 $11.55 $1,490,457.55
Disclosure

SEC source: 0000905148-17-000189 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,517,511

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 2, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.60, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
February 01, 2017 Filed Feb 3, 2017 19:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 448,408 $11.56 $5,183,551.64
Disclosure

SEC source: 0000905148-17-000189 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,646,565

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 1, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.70, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3), (4), and (5) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 20, 2017 Filed Jan 23, 2017 16:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 5,625 $11.15 $62,723.81
Disclosure

SEC source: 0000905148-17-000091 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094,973

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 20, 2017, within a $1.00 range. The actual prices for these transactions range from $11.15 to $11.175, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 19, 2017 Filed Jan 23, 2017 16:12 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 20,200 $11.16 $225,395.64
Disclosure

SEC source: 0000905148-17-000091 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,100,598

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 19, 2017, within a $1.00 range. The actual prices for these transactions range from $11.125 to $11.275, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 18, 2017 Filed Jan 18, 2017 19:32 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 6,200 $11.31 $70,120.14
Disclosure

SEC source: 0000905148-17-000084 · form4.xml · nonDerivative · entry 3

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,120,798

F5 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 18, 2017, within a $1.00 range. The actual prices for these transactions range from $11.30 to $11.325, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 19:32 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 31,055 $11.30 $351,067.46
Disclosure

SEC source: 0000905148-17-000084 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,126,998

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 17, 2017, within a $1.00 range. The actual prices for these transactions range from $11.30 to $11.35, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 13, 2017 Filed Jan 18, 2017 19:32 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 50,309 $11.42 $574,282.27
Disclosure

SEC source: 0000905148-17-000084 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,158,053

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 13, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.425, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3), (4) and (5) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 12, 2017 Filed Jan 13, 2017 16:16 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 169,283 $11.48 $1,942,573.21
Disclosure

SEC source: 0000905148-17-000074 · form4.xml · nonDerivative · entry 2

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,208,362

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 12, 2017, within a $1.00 range. The actual prices for these transactions range from $11.40 to $11.55, inclusive.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
January 11, 2017 Filed Jan 13, 2017 16:16 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 122,355 $11.55 $1,413,334.84
Disclosure

SEC source: 0000905148-17-000074 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,377,645

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on January 11, 2017, within a $1.00 range. The actual prices for these transactions range from $11.45 to $11.625, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

Read SEC document
December 15, 2016 Filed Dec 16, 2016 16:24 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon Shares, par value $0.015 15,772 $32.19 $507,683.33
Disclosure

SEC source: 0000905148-16-002132 · form4.xml · nonDerivative · entry 2

PBRA (CAYMAN) Co · CIK 0001583068 · See Remarks

Pine Brook Road Advisors, LP · CIK 0001630691 · See Remarks

PBRA, LLC · CIK 0001615816 · See Remarks

NEWMAN HOWARD H · CIK 0001013026 · See Remarks

Essent Intermediate, L.P. · CIK 0001590475 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,322,636

F4 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.

F1 · ownership.nature: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2 · ownership.nature: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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December 14, 2016 Filed Dec 16, 2016 16:24 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon Shares, par value $0.015 85,778 $32.24 $2,765,491.30
Disclosure

SEC source: 0000905148-16-002132 · form4.xml · nonDerivative · entry 1

PBRA (CAYMAN) Co · CIK 0001583068 · See Remarks

Pine Brook Road Advisors, LP · CIK 0001630691 · See Remarks

PBRA, LLC · CIK 0001615816 · See Remarks

NEWMAN HOWARD H · CIK 0001013026 · See Remarks

Essent Intermediate, L.P. · CIK 0001590475 · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,338,408

F3 · price: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.

F1 · ownership.nature: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F2 · ownership.nature: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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November 11, 2016 Filed Nov 15, 2016 16:06 UTC SiriusPoint Ltd TPRE · Entity 554 SaleCommon Shares, par value $0.10 1,000,000 $12.25 $12,250,000.00
Disclosure

SEC source: 0000905148-16-002083 · form4.xml · nonDerivative · entry 1

PINE BROOK LVR, L.P. · CIK 0001583057 · 10% owner

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner

PBRA, LLC · CIK 0001615816 · 10% owner

NEWMAN HOWARD H · CIK 0001013026 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500,000

F1 · ownership.direct: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.

F2 · ownership.direct: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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November 10, 2016 Filed Nov 14, 2016 16:12 UTC Essent Group Ltd. ESNT · Entity 3779 SaleCommon Shares, par value $0.015 2,300,000 $28.75 $66,125,000.00
Disclosure

SEC source: 0000905148-16-002074 · form4.xml · nonDerivative · entry 1

PBRA (CAYMAN) Co · CIK 0001583068 · 10% owner · See Remarks

Pine Brook Road Advisors, LP · CIK 0001630691 · 10% owner · See Remarks

PBRA, LLC · CIK 0001615816 · 10% owner · See Remarks

NEWMAN HOWARD H · CIK 0001013026 · 10% owner · See Remarks

Essent Intermediate, L.P. · CIK 0001590475 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 8,424,186

F1 · kind: The Reporting Persons acknowledge that the sale of Common Shares ("Shares") reported herein may be matchable under Section 16(b) of the Exchange Act, for profit, with the Reporting Persons' purchase of 15,534 Shares on May 19, 2016, to the extent of 15,534 shares. The Reporting Persons have agreed to pay to the Issuer the full amount of any such profits, less transaction costs, to the extent of their pecuniary interest therein.

F2 · ownership.nature: Represents Shares held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.

F3 · ownership.nature: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.