Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Brigham Minerals, Inc.MNRL · Entity 121104 | Director | June 23, 2022 | June 27, 2022 |
| Green Bancorp, Inc.GNBC · Entity 164737 | Director · 10% owner | February 05, 2018 | February 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Brigham Minerals, Inc.
Report date June 23, 2022 · Filed June 27, 2022
Jointly reported with Pine Brook Capital Partners II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook Road Associates II, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P., Pine Brook Road Advisors, L.P., NEWMAN HOWARD H
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook BXP Intermediate, L.P. | 0 |
Reported balance
After 2022-06-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-06-23 · Sale · Disposed 14,062 · Balance 0 F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook BXP Intermediate, L.P. | 0 |
Reported balance
After 2022-06-23 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2022-06-23 · Conversion · Acquired 154,494 · Balance 0 F7: Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock. F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook BXP II Intermediate, L.P. | 0 |
Reported balance
After 2022-06-23 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2022-06-23 · Sale · Disposed 23,638 · Balance 0 F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook BXP II Intermediate, L.P. | 0 |
Reported balance
After 2022-06-23 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2022-06-23 · Conversion · Acquired 259,691 · Balance 0 F8: Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock. F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook PD Intermediate, L.P. | 0 |
Reported balance
After 2022-06-23 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2022-06-23 · Sale · Disposed 3,803 · Balance 0 F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook PD Intermediate, L.P. | 0 |
Reported balance
After 2022-06-23 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2022-06-23 · Conversion · Acquired 41,779 · Balance 0 F9: Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock. F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook BXP Intermediate, L.P. | 730,165 |
Reported balance
After 2022-06-23 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2022-06-23 · Conversion · Disposed 154,494 · Balance 730,165 F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F7: Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook BXP II Intermediate, L.P. | 1,227,346 |
Reported balance
After 2022-06-23 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2022-06-23 · Conversion · Disposed 259,691 · Balance 1,227,346 F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F8: Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Pine Brook PD Intermediate, L.P. | 197,458 |
Reported balance
After 2022-06-23 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2022-06-23 · Conversion · Disposed 41,779 · Balance 197,458 F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F9: Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible security | IndirectBy Pine Brook BXP Intermediate, L.P. | 730,165 |
Reported balance
After 2022-06-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2022-06-23 · Conversion · Disposed 154,494 · Balance 730,165 F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible security | IndirectBy Pine Brook BXP II Intermediate, L.P. | 1,227,346 |
Reported balance
After 2022-06-23 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2022-06-23 · Conversion · Disposed 259,691 · Balance 1,227,346 F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
| Brigham Minerals Holdings, LLC UnitsSEC Table II · derivative / convertible security | IndirectBy Pine Brook PD Intermediate, L.P. | 197,458 |
Reported balance
After 2022-06-23 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2022-06-23 · Conversion · Disposed 41,779 · Balance 197,458 F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934.
F2: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.
F3: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.32, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire.
F5: As previously reported on the Forms 4 filed on June 14, 2022 and June 16, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying Common Units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 23, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock.
F6: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose.
F7: Pine Brook BXP Intermediate, L.P. requested that 154,494 shares of Class B common stock and 154,494 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 154,494 shares of Class A common stock.
F8: Pine Brook BXP II Intermediate, L.P. requested that 259,691 shares of Class B common stock and 259,691 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 259,691 shares of Class A common stock.
F9: Pine Brook PD Intermediate, L.P. requested that 41,779 shares of Class B common stock and 41,779 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 41,779 shares of Class A common stock.
Green Bancorp, Inc.
Report date February 05, 2018 · Filed February 07, 2018 · Amendment
Jointly reported with PINE BROOK CAPITAL PARTNERS LP, NEWMAN HOWARD H, Pine Brook Road Associates, L.P., Pine Brook Road Advisors, L.P.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 4,005,897 |
Reported balance
After 2018-02-05 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2018-02-05 · Sale · Disposed 1,000,000 · Balance 4,005,897 F1: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P., and Green PB 4, LLC (collectively, the "Pine Brook Funds"). Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB 4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P. Pine Brook Road Advisors, L.P. serves as investment manager to the Pine Brook Funds. PBRA, LLC controls Pine Brook Road Associates, L.P. and Pine Brook Road Advisors, L.P. in its capacity as General Partner. Howard Newman is the sole member of PBRA LLC, and has investment and voting control over the shares held or controlled by the Pine Brook Funds. F2: In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated January 31, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on February 5, 2018. This amount represents an aggregate price per Share of $23.03. F3: Reflects 3,214,028 shares of Common Stock held by Pine Brook Capital Partners, L.P., 567,405 shares of Common Stock held by Pine Brook Capital Partners (SSP), L.P. and 224,464 shares of Common Stock held by Green PB-4, LLC. Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB-4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P. F4: Howard Newman, PBRA, LLC, Pine Brook Road Advisors, L.P., Pine Brook Road Associates, L.P. and Pine Brook Capital Partners, L.P. each disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P., and Green PB 4, LLC (collectively, the "Pine Brook Funds"). Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB 4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P. Pine Brook Road Advisors, L.P. serves as investment manager to the Pine Brook Funds. PBRA, LLC controls Pine Brook Road Associates, L.P. and Pine Brook Road Advisors, L.P. in its capacity as General Partner. Howard Newman is the sole member of PBRA LLC, and has investment and voting control over the shares held or controlled by the Pine Brook Funds.
F2: In connection with the secondary offering of common stock, par value $0.01 per share, of Green Bancorp, Inc. (the "Shares"), by certain selling shareholders pursuant to an underwriting agreement (the "Underwriting Agreement") and prospectus supplement, each dated January 31, 2018 (the "Secondary Offering"), the Reporting Person shown on this Form 4, as a selling stockholder, sold Shares in the amounts shown in the above table. The Secondary Offering closed on February 5, 2018. This amount represents an aggregate price per Share of $23.03.
F3: Reflects 3,214,028 shares of Common Stock held by Pine Brook Capital Partners, L.P., 567,405 shares of Common Stock held by Pine Brook Capital Partners (SSP), L.P. and 224,464 shares of Common Stock held by Green PB-4, LLC. Pine Brook Capital Partners (Cayman), L.P. is the sole member of Green PB-4 LLC. Pine Brook Road Associates, L.P. is the general partner of Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP), L.P. and Pine Brook Capital Partners (Cayman), L.P.
F4: Howard Newman, PBRA, LLC, Pine Brook Road Advisors, L.P., Pine Brook Road Associates, L.P. and Pine Brook Capital Partners, L.P. each disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities by any reporting person for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Better Home & Finance Holding Co
Report date September 22, 2025 · Filed September 24, 2025
Jointly reported with Pine Brook Road Associates II, L.P., NEWMAN HOWARD H, Pine Brook Capital Partners II, L.P., Pine Brook Road Advisors, L.P.
Section 16 reporting ended · disclosed 2025-09-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 542,149 |
Reported balance
After 2025-09-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-09-22 · Sale · Disposed 453,511 · Balance 542,149 F1: This number has been adjusted to reflect the 1-for-50 reverse stock split the Issuer effected on August 16, 2024. F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 375,249 |
Reported balance
After 2025-09-22 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-09-22 · Sale · Disposed 166,900 · Balance 375,249 F3: This price reflects a weighted average sale price for open-market sales of Class A Common Stock ("Shares") made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $50.00 to $50.985, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (3). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 302,440 |
Reported balance
After 2025-09-22 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2025-09-22 · Sale · Disposed 72,809 · Balance 302,440 F4: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $51.00 to $51.9975, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (4). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 220,459 |
Reported balance
After 2025-09-22 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2025-09-22 · Sale · Disposed 81,981 · Balance 220,459 F5: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $52.00 to $52.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (5). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 184,264 |
Reported balance
After 2025-09-22 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2025-09-22 · Sale · Disposed 36,195 · Balance 184,264 F6: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $53.00 to $53.945, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (6). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 139,380 |
Reported balance
After 2025-09-22 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2025-09-22 · Sale · Disposed 44,884 · Balance 139,380 F7: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $54.00 to $54.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (7). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 77,192 |
Reported balance
After 2025-09-22 transaction · row 7
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 7 · 2025-09-22 · Sale · Disposed 62,188 · Balance 77,192 F8: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $55.00 to $55.98, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (8). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 65,645 |
Reported balance
After 2025-09-22 transaction · row 8
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 8 · 2025-09-22 · Sale · Disposed 11,547 · Balance 65,645 F9: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $56.00 to $56.91, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (9). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 24,431 |
Reported balance
After 2025-09-22 transaction · row 9
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 9 · 2025-09-22 · Sale · Disposed 41,214 · Balance 24,431 F10: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $57.035 to $58.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (10). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 20,979 |
Reported balance
After 2025-09-22 transaction · row 10
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 10 · 2025-09-22 · Sale · Disposed 3,452 · Balance 20,979 F11: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $58.07 to $58.51, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (11). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 6,451 |
Reported balance
After 2025-09-22 transaction · row 11
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 11 · 2025-09-22 · Sale · Disposed 14,528 · Balance 6,451 F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 1,778 |
Reported balance
After 2025-09-22 transaction · row 12
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 12 · 2025-09-22 · Sale · Disposed 4,673 · Balance 1,778 F12: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $67.50 to $68.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (12). F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 1,678 |
Reported balance
After 2025-09-22 transaction · row 13
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 13 · 2025-09-22 · Sale · Disposed 100 · Balance 1,678 F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Pine Brook Capital Partners II, L.P. | 0 |
Reported balance
After 2025-09-22 transaction · row 14
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 14 · 2025-09-22 · Sale · Disposed 1,678 · Balance 0 F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: This number has been adjusted to reflect the 1-for-50 reverse stock split the Issuer effected on August 16, 2024.
F2: Pine Brook Road Associates II, L.P. ("PBRA II") is the general partner of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of PBRA II. Pine Brook Road Advisors, L.P. controls the investment advisor of Pine Brook Capital Partners II, L.P. PBRA, LLC is the general partner of Pine Brook Road Advisors, L.P. Howard Newman is the managing member of PBRA, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
F3: This price reflects a weighted average sale price for open-market sales of Class A Common Stock ("Shares") made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $50.00 to $50.985, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (3).
F4: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $51.00 to $51.9975, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (4).
F5: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $52.00 to $52.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (5).
F6: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $53.00 to $53.945, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (6).
F7: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $54.00 to $54.99, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (7).
F8: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $55.00 to $55.98, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (8).
F9: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $56.00 to $56.91, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (9).
F10: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $57.035 to $58.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (10).
F11: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $58.07 to $58.51, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (11).
F12: This price reflects a weighted average sale price for open-market sales of Shares made by the Reporting Persons on September 22, 2025, within a $1.00 range. The actual prices for these transactions range from $67.50 to $68.01, inclusive. The Reporting Persons undertake to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the range set forth in footnote (12).
Essent Group Ltd.
Report date December 14, 2016 · Filed December 16, 2016
Jointly reported with PBRA (CAYMAN) Co, Pine Brook Road Advisors, L.P., NEWMAN HOWARD H, Essent Intermediate, L.P.
Section 16 reporting ended · disclosed 2016-11-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, par value $0.015SEC Table I · non-derivative | IndirectSee Footnotes | 8,322,636 |
Last balance in matching sequence
After 2016-12-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2016-12-14 · Sale · Disposed 85,778 · Balance 8,338,408 F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4. F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate. F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein. Row 2 · 2016-12-15 · Sale · Disposed 15,772 · Balance 8,322,636 F4: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive. F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate. F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Common Shares ("Shares") held directly by Essent Intermediate, L.P., a Cayman Islands exempted limited partnership ("Essent Intermediate"). PBRA (Cayman) Company, a Cayman Islands exempted company ("PBRA Cayman"), is the general partner of Essent Intermediate.
F2: Pine Brook Road Advisors, LP, a Delaware limited partnership, ("Advisors") serves as investment manager to Essent Intermediate. PBRA, LLC, a Delaware limited liability company, serves as general partner of Advisors. Howard H. Newman, a U.S. citizen, ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Essent Intermediate and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.
F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 14, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.39, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
F4: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on December 15, 2016, within a $1.00 range. The actual prices for these transactions range from $32.17 to $32.28, inclusive.
Origin Bancorp, Inc.
Report date May 10, 2018 · Filed May 10, 2018
Jointly reported with PINE BROOK CAPITAL PARTNERS LP, NEWMAN HOWARD H, Pine Brook Road Associates, L.P.
Section 16 reporting ended · disclosed 2018-05-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $5.00 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 1,128,285 |
Reported balance
After 2018-05-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-10 · Sale · Disposed 675,000 · Balance 1,128,285 F1: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., a Delaware limited partnership, Pine Brook Road Associates, L.P., a Delaware limited partnership and the general partner of Pine Brook Capital Partners, L.P., PBRA, LLC, a Delaware single-member limited liability company that controls Pine Brook Road Associates, L.P. in its capacity as general partner, and Howard Newman, the sole member of PBRA, LLC. Mr. Newman has investment and voting control over the shares held or controlled by the Pine Brook Funds (as defined below). F2: Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP Offshore) II, L.P. and Pine Brook Capital Partners (Cayman), L.P. (collectively, the "Pine Brook Funds") sold 541,569, 95,609 and 37,822, respectively, shares of common stock of Origin Bancorp, Inc. in connection with its initial public offering, which closed on May 10, 2018. F3: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), the filing of this statement shall not be deemed an admission that any Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is being filed on behalf of Pine Brook Capital Partners, L.P., a Delaware limited partnership, Pine Brook Road Associates, L.P., a Delaware limited partnership and the general partner of Pine Brook Capital Partners, L.P., PBRA, LLC, a Delaware single-member limited liability company that controls Pine Brook Road Associates, L.P. in its capacity as general partner, and Howard Newman, the sole member of PBRA, LLC. Mr. Newman has investment and voting control over the shares held or controlled by the Pine Brook Funds (as defined below).
F2: Pine Brook Capital Partners, L.P., Pine Brook Capital Partners (SSP Offshore) II, L.P. and Pine Brook Capital Partners (Cayman), L.P. (collectively, the "Pine Brook Funds") sold 541,569, 95,609 and 37,822, respectively, shares of common stock of Origin Bancorp, Inc. in connection with its initial public offering, which closed on May 10, 2018.
F3: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (the "Exchange Act"), the filing of this statement shall not be deemed an admission that any Reporting Person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities reported herein.
SiriusPoint Ltd
Report date February 09, 2017 · Filed February 13, 2017
Jointly reported with PINE BROOK LVR, L.P., PBRA (CAYMAN) Co, Pine Brook Road Advisors, L.P., NEWMAN HOWARD H
Section 16 reporting ended · disclosed 2017-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares, par value $0.10SEC Table I · non-derivative | Direct | 9,565,031 |
Reported balance
After 2017-02-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-02-09 · Sale · Disposed 830,000 · Balance 9,565,031 F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3). F1: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P. F2: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Common Shares ("Shares") held directly by Pine Brook LVR, L.P.
F2: PBRA (Cayman) Company ("PBRA Cayman") serves as general partner to Pine Brook LVR, L.P. Pine Brook Road Advisors, LP ("Advisors") serves as investment manager to PBRA Cayman. PBRA, LLC serves as general partner of Advisors. Howard H. Newman ("Mr. Newman") is the sole member of PBRA, LLC. In such capacities, each of PBRA Cayman, Advisors, PBRA, LLC and Mr. Newman may be deemed to indirectly beneficially own Shares held by Pine Brook LVR and disclaims beneficial ownership of all such Shares except to the extent of any indirect pecuniary interest therein.
F3: This price reflects the weighted average sale price for open-market sales of Shares made by the Reporting Persons on February 9, 2017, within a $1.00 range. The actual prices for these transactions range from $11.55 to $11.85, inclusive. The Reporting Persons further undertake to provide upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnote (3).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 13, 2022 Filed Jun 14, 2022 17:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A Common Stock, par value $0.01 | 94,708 | $30.84 | $2,920,946.25 |
DisclosureSEC source: 0001140361-22-022939 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.31, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 13, 2022 Filed Jun 14, 2022 17:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A Common Stock, par value $0.01 | 56,343 | $30.84 | $1,737,708.27 |
DisclosureSEC source: 0001140361-22-022939 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $30.32 to $31.31, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 17:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A Common Stock, par value $0.01 | 9,186 | $32.32 | $296,861.21 |
DisclosureSEC source: 0001140361-22-022939 · form4.xml · nonDerivative · entry 3 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $32.09 to $32.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 17:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A Common Stock, par value $0.01 | 57,098 | $32.32 | $1,845,218.94 |
DisclosureSEC source: 0001140361-22-022939 · form4.xml · nonDerivative · entry 2 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $32.09 to $32.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 10, 2022 Filed Jun 14, 2022 17:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A Common Stock, par value $0.01 | 33,969 | $32.32 | $1,097,765.98 |
DisclosureSEC source: 0001140361-22-022939 · form4.xml · nonDerivative · entry 1 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $32.09 to $32.54, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 35,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · derivative · entry 9 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 239,237 Underlying: Class A Common Stock, par value $0.01 · 35,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 221,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · derivative · entry 8 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 1,487,037 Underlying: Class A Common Stock, par value $0.01 · 221,908 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 132,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · derivative · entry 7 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 884,659 Underlying: Class A Common Stock, par value $0.01 · 132,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A Common Stock, par value $0.01 | 35,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · nonDerivative · entry 6 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Pine Brook PD Intermediate, L.P. requested that 35,701 shares of Class B common stock and 35,701 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 35,701 shares of Class A common stock. F3 · balance_after: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 35,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 239,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F7 · price: Pine Brook PD Intermediate, L.P. requested that 35,701 shares of Class B common stock and 35,701 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 35,701 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A Common Stock, par value $0.01 | 221,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Pine Brook BXP II Intermediate, L.P. requested that 221,908 shares of Class B common stock and 221,908 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 221,908 shares of Class A common stock. F3 · balance_after: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 221,908 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · nonDerivative · entry 3 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 1,487,037 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F6 · price: Pine Brook BXP II Intermediate, L.P. requested that 221,908 shares of Class B common stock and 221,908 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 221,908 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A Common Stock, par value $0.01 | 132,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · nonDerivative · entry 2 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Pine Brook BXP Intermediate, L.P. requested that 132,017 shares of Class B common stock and 132,017 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 132,017 shares of Class A common stock. F3 · balance_after: As previously reported on the Form 4 filed on May 31, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On June 6, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| June 06, 2022 Filed Jun 8, 2022 12:48 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 132,017 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-022316 · form4.xml · nonDerivative · entry 1 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 884,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F5 · price: Pine Brook BXP Intermediate, L.P. requested that 132,017 shares of Class B common stock and 132,017 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 132,017 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:31 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 34,764 | $29.35 | $1,020,323.40 |
DisclosureSEC source: 0001140361-22-021381 · form4.xml · nonDerivative · entry 6 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:31 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 216,087 | $29.35 | $6,342,153.45 |
DisclosureSEC source: 0001140361-22-021381 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:31 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 128,554 | $29.35 | $3,773,059.90 |
DisclosureSEC source: 0001140361-22-021381 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:31 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 937 | $29.99 | $28,100.35 |
DisclosureSEC source: 0001140361-22-021381 · form4.xml · nonDerivative · entry 3 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $29.88 to $30.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:31 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 5,821 | $29.99 | $174,570.04 |
DisclosureSEC source: 0001140361-22-021381 · form4.xml · nonDerivative · entry 2 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $29.88 to $30.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| May 26, 2022 Filed May 31, 2022 19:31 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 3,463 | $29.99 | $103,854.33 |
DisclosureSEC source: 0001140361-22-021381 · form4.xml · nonDerivative · entry 1 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $29.88 to $30.11, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 129,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · derivative · entry 9 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 274,938 Underlying: Class A common stock, par value $0.01 · 129,776 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 806,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · derivative · entry 8 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 1,708,945 Underlying: Class A common stock, par value $0.01 · 806,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 479,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · derivative · entry 7 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 1,016,676 Underlying: Class A common stock, par value $0.01 · 479,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A common stock, par value $0.01 | 129,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · nonDerivative · entry 6 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Pine Brook PD Intermediate, L.P. requested that 129,776 shares of Class B common stock and 129,776 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 129,776 shares of Class A common stock. F3 · balance_after: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 129,776 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 274,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F7 · price: Pine Brook PD Intermediate, L.P. requested that 129,776 shares of Class B common stock and 129,776 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 129,776 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A common stock, par value $0.01 | 806,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Pine Brook BXP II Intermediate, L.P. requested that 806,650 shares of Class B common stock and 806,650 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 806,650 shares of Class A common stock. F3 · balance_after: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 806,650 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · nonDerivative · entry 3 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 1,708,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F6 · price: Pine Brook BXP II Intermediate, L.P. requested that 806,650 shares of Class B common stock and 806,650 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 806,650 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A common stock, par value $0.01 | 479,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · nonDerivative · entry 2 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Pine Brook BXP Intermediate, L.P. requested that 479,887 shares of Class B common stock and 479,887 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 479,887 shares of Class A common stock. F3 · balance_after: As previously reported on the Forms 4 filed on March 17, 2022, March 21, 2022, and March 23, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 25, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 17:47 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 479,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-011677 · form4.xml · nonDerivative · entry 1 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 1,016,676 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F5 · price: Pine Brook BXP Intermediate, L.P. requested that 479,887 shares of Class B common stock and 479,887 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 479,887 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 65,000 | $23.75 | $1,543,750.00 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 9 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 404,016 | $23.75 | $9,595,380.00 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 8 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 240,355 | $23.75 | $5,708,431.25 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 7 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 8,515 | $24.25 | $206,485.34 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 6 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 52,926 | $24.25 | $1,283,434.33 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 31,486 | $24.25 | $763,522.91 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.71, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 69,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · derivative · entry 9 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 404,714 Underlying: Class A common stock, par value $0.01 · 69,517 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 432,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · derivative · entry 8 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 2,515,595 Underlying: Class A common stock, par value $0.01 · 432,104 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionBrigham Minerals Holdings, LLC Units · Derivative | 257,066 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · derivative · entry 7 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 1,496,563 Underlying: Class A common stock, par value $0.01 · 257,066 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F2 · derivative.exercise_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.exercise_date: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F2 · derivative.expiration_date: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F3 · derivative.expiration_date: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A common stock, par value $0.01 | 69,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · nonDerivative · entry 6 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Pine Brook PD Intermediate, L.P. requested that 69,517 shares of Class B common stock and 69,517 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 69,517 shares of Class A common stock. F3 · balance_after: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 69,517 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 404,714 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F7 · price: Pine Brook PD Intermediate, L.P. requested that 69,517 shares of Class B common stock and 69,517 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 69,517 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A common stock, par value $0.01 | 432,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: Pine Brook BXP II Intermediate, L.P. requested that 432,104 shares of Class B common stock and 432,104 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 432,104 shares of Class A common stock. F3 · balance_after: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 432,104 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · nonDerivative · entry 3 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 2,515,595 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F6 · price: Pine Brook BXP II Intermediate, L.P. requested that 432,104 shares of Class B common stock and 432,104 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 432,104 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass A common stock, par value $0.01 | 257,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · nonDerivative · entry 2 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Pine Brook BXP Intermediate, L.P. requested that 257,066 shares of Class B common stock and 257,066 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 257,066 shares of Class A common stock. F3 · balance_after: As previously reported on the Forms 4 filed on March 9, 2022, March 11, 2022, March 15, 2022, and March 17, 2022, the broker of each holder of these securities sold a number of shares of Class A common stock subject to a future Redemption of the underlying common units of Brigham LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (collectively, the "Future Redemptions"). On March 21, 2022, Brigham LLC approved the Future Redemptions requested by each holder of these securities, including the settlement in shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 20:37 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | ConversionClass B Common Stock, par value $0.01 | 257,066 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-22-010817 · form4.xml · nonDerivative · entry 1 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 1,496,563 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: At the request of the holder, each Common Unit may be coupled with a share of Class B common stock and redeemed for, at Brigham LLC's election, newly-issued shares of Class A common stock on a one-for-one basis or a cash payment equal to a volume weighted average closing price of one share of Class A common stock for each Common Unit redeemed (each, a "Redemption"). The Common Units do not expire. F5 · price: Pine Brook BXP Intermediate, L.P. requested that 257,066 shares of Class B common stock and 257,066 Common Units be redeemed, and Brigham LLC elected to redeem such securities for an aggregate of 257,066 shares of Class A common stock. F4 · balance_after: The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock, shares of Class B common stock and Brigham Minerals Holdings, LLC ("Brigham LLC") common units (each a "Common Unit") of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 12,301 | $24.62 | $302,830.94 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 3 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.25 to $25.10, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 76,460 | $24.62 | $1,882,322.86 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 2 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.25 to $25.10, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:27 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 45,487 | $24.62 | $1,119,817.16 |
DisclosureSEC source: 0001140361-22-010809 · form4.xml · nonDerivative · entry 1 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F3 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.25 to $25.10, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 17:26 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 19,966 | $24.27 | $484,650.69 |
DisclosureSEC source: 0001140361-22-010385 · form4.xml · nonDerivative · entry 6 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook PD Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 17:26 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 124,106 | $24.27 | $3,012,524.22 |
DisclosureSEC source: 0001140361-22-010385 · form4.xml · nonDerivative · entry 5 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP II Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 17:26 UTC | Brigham Minerals, Inc. MNRL · Entity 121104 | SaleClass A common stock, par value $0.01 | 73,832 | $24.27 | $1,792,183.20 |
DisclosureSEC source: 0001140361-22-010385 · form4.xml · nonDerivative · entry 4 PBRA, LLC · CIK 0001615816 · Director Pine Brook Capital Partners II, L.P. · CIK 0001556984 · Director Pine Brook PD Intermediate, L.P. · CIK 0001751124 · Director Pine Brook Road Associates II, L.P. · CIK 0001774259 · Director Pine Brook BXP Intermediate, L.P. · CIK 0001774257 · Director Pine Brook BXP II Intermediate, L.P. · CIK 0001774260 · Director NEWMAN HOWARD H · CIK 0001013026 · Director Pine Brook Road Advisors, L.P. · CIK 0001630691 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Pine Brook BXP Intermediate, L.P. Disclosed balance after: 0 F4 · price: The price reported in Column 4 is a volume weighted average market price. These shares were sold in multiple transactions at prices ranging from $24.13 to $24.55, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: The broker of the holder of these securities sold such shares subject to a future redemption of the underlying common units of Brigham Minerals Holdings, LLC and cancellation of an equal amount of shares of Class B common stock of Brigham Minerals, Inc. (the "Issuer"). The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of the securities for Section 16 or any other purpose. F1 · ownership.nature: PBRA, LLC may be deemed to share beneficial ownership of the shares of Class A common stock of Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P. or Pine Brook BXP II Intermediate, L.P. as each of their general partner. Howard Newman is the managing member of PBRA, LLC and may also be deemed to share beneficial ownership of such securities. Each of PBRA, LLC, Pine Brook Capital Partners II, L.P., Pine Brook Road Associates II, L.P., Pine Brook PD Intermediate, L.P., Pine Brook BXP Intermediate, L.P., Pine Brook BXP II Intermediate, L.P. and Pine Brook Road Advisors, L.P. is a director-by-deputization solely for purposes of Section 16 of the Securities and Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.