McDonald Anthony K

SEC source: 0001493152-25-017199 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,025

F1 · price: Represents the weighted average price of the shares purchased on the open market. The prices of the shares purchased pursuant to the transaction ranged from $8.52 to $8.70 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.

SEC source: 0001493152-25-016862 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,177

SEC source: 0001641172-25-021462 · ownership.xml · derivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,125

Underlying: Common Stock · 223,125 shares

Expires not disclosed

F2 · deemedExecutionDate: The Restricted Stock Units will vest on the next business day after the approval of the Plan by the shareholders of the Company pursuant to state and federal law.

F1 · shares: Represents the grant of 223,125 restricted stock units issued under the Company's 2025 Equity Incentive Plan ("the Plan") as an equity retention award.

F2 · derivative.exercise_date: The Restricted Stock Units will vest on the next business day after the approval of the Plan by the shareholders of the Company pursuant to state and federal law.

F2 · derivative.expiration_date: The Restricted Stock Units will vest on the next business day after the approval of the Plan by the shareholders of the Company pursuant to state and federal law.

F1 · derivative.underlying_shares: Represents the grant of 223,125 restricted stock units issued under the Company's 2025 Equity Incentive Plan ("the Plan") as an equity retention award.

F1 · balance_after: Represents the grant of 223,125 restricted stock units issued under the Company's 2025 Equity Incentive Plan ("the Plan") as an equity retention award.

SEC source: 0001493152-24-049638 · ownership.xml · nonDerivative · entry 6

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,947

SEC source: 0001493152-24-049638 · ownership.xml · nonDerivative · entry 5

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,583

SEC source: 0001493152-24-049638 · ownership.xml · nonDerivative · entry 4

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,284

SEC source: 0001493152-24-049638 · ownership.xml · nonDerivative · entry 3

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,984

SEC source: 0001493152-24-049638 · ownership.xml · nonDerivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,234

SEC source: 0001493152-24-049638 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,734

SEC source: 0001493152-24-049636 · ownership.xml · nonDerivative · entry 4

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,834

SEC source: 0001493152-24-049636 · ownership.xml · nonDerivative · entry 3

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,334

SEC source: 0001493152-24-049636 · ownership.xml · nonDerivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,584

SEC source: 0001493152-24-049636 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,047

SEC source: 0001493152-24-049463 · ownership.xml · nonDerivative · entry 3

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,584

SEC source: 0001493152-24-049463 · ownership.xml · nonDerivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,434

SEC source: 0001493152-24-049463 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,934

SEC source: 0001493152-24-049266 · ownership.xml · derivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,054

Underlying: Common Stock · 3,054 shares

Expires 2033-03-31

F1 · security: Represents the grant of non-qualified stock options to purchase 3,054 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $10.75 per share, the price of a share of common stock on the day immediately prior to the grant date, as an incentive compensation award for 2022. The options vested immediately and expire on 03/31/2033.

F1 · shares: Represents the grant of non-qualified stock options to purchase 3,054 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $10.75 per share, the price of a share of common stock on the day immediately prior to the grant date, as an incentive compensation award for 2022. The options vested immediately and expire on 03/31/2033.

F1 · price: Represents the grant of non-qualified stock options to purchase 3,054 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $10.75 per share, the price of a share of common stock on the day immediately prior to the grant date, as an incentive compensation award for 2022. The options vested immediately and expire on 03/31/2033.

SEC source: 0001493152-22-016805 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,208

SEC source: 0001493152-22-009060 · ownership.xml · derivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,230

Underlying: Common Stock · 9,230 shares

Expires 2032-04-01

F1 · security: Represents the grant of non-qualified stock options to purchase 9,230 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $2.51 per share, the price of a share of common stock on the day immediately prior to the grant date, as an incentive compensation award for 2021. The options vested immediately and expire on 04/01/2023.

F1 · shares: Represents the grant of non-qualified stock options to purchase 9,230 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $2.51 per share, the price of a share of common stock on the day immediately prior to the grant date, as an incentive compensation award for 2021. The options vested immediately and expire on 04/01/2023.

F1 · price: Represents the grant of non-qualified stock options to purchase 9,230 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $2.51 per share, the price of a share of common stock on the day immediately prior to the grant date, as an incentive compensation award for 2021. The options vested immediately and expire on 04/01/2023.

SEC source: 0001493152-21-030008 · ownership.xml · derivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,790,340

Underlying: Common Stock · 6,790,340 shares

Expires 2031-11-24

F1 · security: Represents the grant of stock options to purchase 6,790,340 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $0.049 per share, the price of a share of common stock on the day immediately prior to the signing of the employment agreement. The options vest at the rate of one third the total amount, on November 24, in each of the years 2021, 2022 and 2023. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.

F1 · shares: Represents the grant of stock options to purchase 6,790,340 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $0.049 per share, the price of a share of common stock on the day immediately prior to the signing of the employment agreement. The options vest at the rate of one third the total amount, on November 24, in each of the years 2021, 2022 and 2023. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.

F1 · price: Represents the grant of stock options to purchase 6,790,340 shares of common stock, under the 2021 Equity Incentive Plan, at an exercise price of $0.049 per share, the price of a share of common stock on the day immediately prior to the signing of the employment agreement. The options vest at the rate of one third the total amount, on November 24, in each of the years 2021, 2022 and 2023. The grant of these options and the issuance of shares of common stock upon exercise are transactions exempt from Section 16(b) of the Exchange Act.

SEC source: 0001493152-21-030008 · ownership.xml · nonDerivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,217,776

SEC source: 0001493152-21-005892 · ownership.xml · derivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,700

Underlying: Common Shares · 268,700 shares

Expires 2031-02-16

F1 · security: Effective February 16, 2021, the Reporting party was granted nonqualified stock options to acquire 268,700 shares of common stock at an exercise price of $.13 per share as an incentive compensation award for 2020. The options vested immediately and expire on 02/16/2031.

F1 · price: Effective February 16, 2021, the Reporting party was granted nonqualified stock options to acquire 268,700 shares of common stock at an exercise price of $.13 per share as an incentive compensation award for 2020. The options vested immediately and expire on 02/16/2031.

SEC source: 0001493152-20-000121 · ownership.xml · derivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2030-01-02

F1 · security: On January 2, 2020, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 1,000,000 shares of common stock at an exercise price of $0.07, the closing price of Issuer's common stock on December 31, 2019, which vested and became exercisable in full immediately upon grant. These options were granted as a 2019 bonus equity award. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

F1 · price: On January 2, 2020, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 1,000,000 shares of common stock at an exercise price of $0.07, the closing price of Issuer's common stock on December 31, 2019, which vested and became exercisable in full immediately upon grant. These options were granted as a 2019 bonus equity award. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

SEC source: 0001493152-18-016828 · ownership.xml · derivative · entry 4

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2028-11-28

F4 · security: On November 28, 2018, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 2,000,000 shares of common stock at an exercise price of $0.089, the closing price of Issuer's common stock on November 27, 2018, which vest and become exercisable on December 31, 2020 if the Reporting Person continues to be employed by the Issuer on that date. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

F4 · price: On November 28, 2018, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 2,000,000 shares of common stock at an exercise price of $0.089, the closing price of Issuer's common stock on November 27, 2018, which vest and become exercisable on December 31, 2020 if the Reporting Person continues to be employed by the Issuer on that date. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

SEC source: 0001493152-18-016828 · ownership.xml · derivative · entry 3

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2028-11-28

F3 · security: On November 28, 2018, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 2,000,000 shares of common stock at an exercise price of $0.089, the closing price of Issuer's common stock on November 27, 2018, which vest and become exercisable on December 31, 2019 if the Reporting Person continues to be employed by the Issuer on that date. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

F3 · price: On November 28, 2018, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 2,000,000 shares of common stock at an exercise price of $0.089, the closing price of Issuer's common stock on November 27, 2018, which vest and become exercisable on December 31, 2019 if the Reporting Person continues to be employed by the Issuer on that date. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

SEC source: 0001493152-18-016828 · ownership.xml · derivative · entry 2

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2028-11-28

F2 · security: On November 28, 2018, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 1,000,000 shares of common stock at an exercise price of $0.089, the closing price of Issuer's common stock on November 27, 2018, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

F2 · price: On November 28, 2018, the Issuer's board of directors approved the grant of non-qualified stock options to purchase 1,000,000 shares of common stock at an exercise price of $0.089, the closing price of Issuer's common stock on November 27, 2018, which were vested and exercisable on the date of grant. These options were granted in connection with the Reporting Person's appointment as the Company's CEO and President. The grant of these options and the issuance of shares of common stock upon exercise thereof are transactions exempt from Section 16(b) of the Exchange Act.

SEC source: 0001493152-18-016828 · ownership.xml · derivative · entry 1

McDonald Anthony K · CIK 0001454332 · Director · CEO/President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 197,368 shares

Expires not disclosed

F1 · security: On September 12, 2018, in connection with the reporting person's appointment to the Issuer's Board of Directors (the "Board"), the Board granted the reporting person 197,368 restricted stock units ("RSUs"), which are scheduled to vest on September 12, 2019, subject to his continued service through the vesting date. The closing price of the Issuer's common stock as the grant date was $0.152. The grant of the RSUs was a transaction exempt from Section 16(b) of the Exchange Act. In connection with the grant of non-qualified stock options disclosed in Table II above, the Reporting Person agreed with the Board to surrender the RSU's to the Issuer,for cancellation as of November 28, 2018.

F1 · derivative.exercise_price: On September 12, 2018, in connection with the reporting person's appointment to the Issuer's Board of Directors (the "Board"), the Board granted the reporting person 197,368 restricted stock units ("RSUs"), which are scheduled to vest on September 12, 2019, subject to his continued service through the vesting date. The closing price of the Issuer's common stock as the grant date was $0.152. The grant of the RSUs was a transaction exempt from Section 16(b) of the Exchange Act. In connection with the grant of non-qualified stock options disclosed in Table II above, the Reporting Person agreed with the Board to surrender the RSU's to the Issuer,for cancellation as of November 28, 2018.

F1 · price: On September 12, 2018, in connection with the reporting person's appointment to the Issuer's Board of Directors (the "Board"), the Board granted the reporting person 197,368 restricted stock units ("RSUs"), which are scheduled to vest on September 12, 2019, subject to his continued service through the vesting date. The closing price of the Issuer's common stock as the grant date was $0.152. The grant of the RSUs was a transaction exempt from Section 16(b) of the Exchange Act. In connection with the grant of non-qualified stock options disclosed in Table II above, the Reporting Person agreed with the Board to surrender the RSU's to the Issuer,for cancellation as of November 28, 2018.

F1 · derivative.exercise_date: On September 12, 2018, in connection with the reporting person's appointment to the Issuer's Board of Directors (the "Board"), the Board granted the reporting person 197,368 restricted stock units ("RSUs"), which are scheduled to vest on September 12, 2019, subject to his continued service through the vesting date. The closing price of the Issuer's common stock as the grant date was $0.152. The grant of the RSUs was a transaction exempt from Section 16(b) of the Exchange Act. In connection with the grant of non-qualified stock options disclosed in Table II above, the Reporting Person agreed with the Board to surrender the RSU's to the Issuer,for cancellation as of November 28, 2018.

F1 · derivative.expiration_date: On September 12, 2018, in connection with the reporting person's appointment to the Issuer's Board of Directors (the "Board"), the Board granted the reporting person 197,368 restricted stock units ("RSUs"), which are scheduled to vest on September 12, 2019, subject to his continued service through the vesting date. The closing price of the Issuer's common stock as the grant date was $0.152. The grant of the RSUs was a transaction exempt from Section 16(b) of the Exchange Act. In connection with the grant of non-qualified stock options disclosed in Table II above, the Reporting Person agreed with the Board to surrender the RSU's to the Issuer,for cancellation as of November 28, 2018.