person · Reporting owner

JACKSON REX S

Disclosed activity across 5 companies

Tapewire entity: 74358
SEC CIK: 0001249803

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ChargePoint Holdings, Inc.CHPT · Entity 6581	Chief Financial Officer	September 21, 2023	September 25, 2023
EMCORE CORPEMKR · Entity 82711	Director	April 09, 2024	April 10, 2024
Energous CorpWATT · Entity 7121	Director	August 09, 2019	August 13, 2019
Terra Innovatum Global N.V.NKLR · Entity 5383	Director	October 09, 2025	October 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ChargePoint Holdings, Inc.

Report date September 21, 2023 · Filed September 25, 2023

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	1,973,546	Reported balance After 2023-09-21 transaction · row 1 1 source row Row 1 · 2023-09-21 · Sale · Disposed 16,799 · Balance 1,973,546 F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person. F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
Common StockSEC Table I · non-derivative	IndirectBy trust	197,335	Reported balance Holding disclosure · report date 2023-09-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 197,335 F3: The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 represent shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F2: Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $5.03 to $5.12. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.

F3: The shares are held by the Jackson 1997 Trust Dated November 6, 1997 of which the Reporting Person is trustee.

EMCORE CORP

Report date April 09, 2024 · Filed April 10, 2024 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Restricted Stock UnitsSEC Table I · non-derivative	Direct	31,386	Reported balance After 2024-04-09 transaction · row 1 Amendment: may correct only part of an earlier disclosure. 1 source row Row 1 · 2024-04-09 · Grant · Acquired 23,219 · Balance 31,386 F1: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan (the "Equity Plan") in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to all of the underlying shares on the earliest of (i) the first anniversary of the grant date, (ii) the date immediately prior to the Issuer's 2025 annual meeting of shareholders, (iii) the consummation of a Change in Control (as defined in the Equity Plan) or (iv) the non-employee director's death or termination of service on the Board due to Disability (as defined in the Equity Plan), in each case subject to the Reporting Person's continued service as a non-employee director through the vesting date. F2: Reflects a correction in the number of shares of common stock reported as beneficially owned by the Reporting Person in a Form 4 previously filed on April 10, 2024 due to an inadvertent error that appeared in such Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan (the "Equity Plan") in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to all of the underlying shares on the earliest of (i) the first anniversary of the grant date, (ii) the date immediately prior to the Issuer's 2025 annual meeting of shareholders, (iii) the consummation of a Change in Control (as defined in the Equity Plan) or (iv) the non-employee director's death or termination of service on the Board due to Disability (as defined in the Equity Plan), in each case subject to the Reporting Person's continued service as a non-employee director through the vesting date.

F2: Reflects a correction in the number of shares of common stock reported as beneficially owned by the Reporting Person in a Form 4 previously filed on April 10, 2024 due to an inadvertent error that appeared in such Form 4.

Energous Corp

Report date August 09, 2019 · Filed August 13, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	89,003	Reported balance After 2019-08-09 transaction · row 1 1 source row Row 1 · 2019-08-09 · Other · Disposed 2,556 · Balance 89,003 F1: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 2,556 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 2,556 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018.

Terra Innovatum Global N.V.

Report date October 09, 2025 · Filed October 10, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Ordinary SharesSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2025-10-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 0

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Gigamon Inc.

Report date December 27, 2017 · Filed December 27, 2017

Section 16 reporting ended · disclosed 2017-12-27. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2017-12-27 transaction · row 1 1 source row Row 1 · 2017-12-27 · Other · Disposed 69,930 · Balance 0 F1: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share. F2: Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share.
Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.45 · Expires 2023-11-14	Direct	Reported balance After 2017-12-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-12-27 · Disposition to issuer · Disposed 100,000 · Balance 0 F3: The option, which provided for vesting of 25% of the option on October 27, 2017 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement.
Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00	Direct	Reported balance After 2017-12-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-12-27 · Disposition to issuer · Disposed 25,000 · Balance 0 F4: The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share.

F2: Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share.

F3: The option, which provided for vesting of 25% of the option on October 27, 2017 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement.

F4: The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
March 20, 2020 Filed Mar 23, 2020 16:27 UTC	EMCORE CORP EMKR · Entity 82711	GrantRestricted Stock Units · Derivative	36,986	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-20-002827 · marketforms-48196.xml · derivative · entry 3 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,986 Underlying: Emcore Common Stock · 36,986 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F1 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F5 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 20, 2021 or the day prior to the Issuer's 2021 annual meeting of shareholders. F5 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 20, 2021 or the day prior to the Issuer's 2021 annual meeting of shareholders. Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:27 UTC	EMCORE CORP EMKR · Entity 82711	Exercise / conversionRestricted Stock Units · Derivative	14,062	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-20-002827 · marketforms-48196.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 14,062 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:27 UTC	EMCORE CORP EMKR · Entity 82711	Exercise / conversionCommon Stock	14,062	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-20-002827 · marketforms-48196.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document
August 09, 2019 Filed Aug 13, 2019 20:12 UTC	Energous Corp WATT · Entity 7121	OtherCommon Stock	2,556	$0.00	$0.00	Disclosure SEC source: 0001567619-19-016635 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,003 F1 · kind: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 2,556 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018. F1 · price: Exempt pursuant to Section 16b-3(d)-(e). On August 9, 2019 the reporting person and the Issuer entered into the Restricted Stock Unit Rescission Agreement, previously approved by the Nominating and Corporate Governance Committee and the Board of Directors, rescinding 2,556 shares of common stock inadvertently issued to the reporting person pursuant to the restricted stock units grant on January 2, 2018. Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:44 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionDirector Stock Option (Right to Buy) · Derivative	5,837	$0.00	$0.00	Disclosure SEC source: 0001567619-19-013521 · doc1.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document
June 13, 2019 Filed Jun 17, 2019 21:44 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	5,837	Not disclosed	Not disclosed	Disclosure SEC source: 0001567619-19-013521 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The RSU vests in three equal annual installments on June 13, 2017, 2018 and 2019, subject to the reporting person's continued service to the Issuer. F2 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. Read SEC document
March 22, 2019 Filed Mar 25, 2019 17:11 UTC	EMCORE CORP EMKR · Entity 82711	GrantRestricted Stock Units · Derivative	14,062	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-19-002267 · marketforms-44607.xml · derivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,062 Underlying: Emcore Common Stock · 14,062 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F2 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F2 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. F3 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 22, 2020 or the day prior to the Issuer's 2020 annual meeting of shareholders. Read SEC document
March 16, 2019 Filed Mar 18, 2019 17:06 UTC	EMCORE CORP EMKR · Entity 82711	Exercise / conversionRestricted Stock Units · Derivative	9,075	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-19-002181 · marketforms-44506.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 9,075 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. The restricted stock units vested on the earlier of March 16, 2019 or the day prior to Emcore's 2019 annual shareholder meeting. Read SEC document
March 16, 2019 Filed Mar 18, 2019 17:06 UTC	EMCORE CORP EMKR · Entity 82711	Exercise / conversionCommon Stock	9,075	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-19-002181 · marketforms-44506.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document
January 30, 2019 Filed Feb 1, 2019 21:11 UTC	Energous Corp WATT · Entity 7121	GrantCommon Stock	6,320	$0.00	$0.00	Disclosure SEC source: 0001567619-19-002189 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,722 F1 · shares: Represents the number of shares vested upon the achievement of certain performance criteria pursuant to a performance based restricted stock unit ("PSU") granted to the reporting person on May 21, 2015 pursuant to the Issuer's 2015 Performance Share Unit Plan. Read SEC document
January 02, 2019 Filed Jan 4, 2019 19:10 UTC	Energous Corp WATT · Entity 7121	GrantCommon Stock	15,154	$0.00	$0.00	Disclosure SEC source: 0001567619-19-000639 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,402 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2020, 2021, and 2022, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2019 pursuant to the Company's nonemployee director compensation policy. Read SEC document
June 13, 2018 Filed Jun 15, 2018 17:56 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionRestricted Stock Units · Derivative	5,836	$0.00	$0.00	Disclosure SEC source: 0001140361-18-028853 · doc1.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 Underlying: Common Stock · 5,836 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. F3 · derivative.expiration_date: The RSUs vest in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document
June 13, 2018 Filed Jun 15, 2018 17:56 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	5,836	$0.00	$0.00	Disclosure SEC source: 0001140361-18-028853 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting of restricted stock units ("RSU") granted to the reporting person on June 13, 2016. Read SEC document
June 06, 2018 Filed Dec 21, 2018 16:55 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionPerformance Stock Units (PSUs) · Derivative	2,356	$0.00	$0.00	Disclosure SEC source: 0001567619-18-008526 · doc1.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 2,356 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F1 · derivative.exercise_price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F1 · derivative.expiration_date: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document
June 06, 2018 Filed Dec 21, 2018 16:55 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	2,356	$0.00	$0.00	Disclosure SEC source: 0001567619-18-008526 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance share unit ("PSU") represents a contingent right to receive one share of common stock. Read SEC document
March 16, 2018 Filed Mar 19, 2018 17:03 UTC	EMCORE CORP EMKR · Entity 82711	GrantRestricted Stock Units · Derivative	9,075	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-002231 · marketforms-41485.xml · derivative · entry 3 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,075 Underlying: Emcore Common Stock · 9,075 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. F1 · shares: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F5 · derivative.exercise_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders. F5 · derivative.expiration_date: The restricted stock unit were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on the earlier of March 16, 2019 or the day prior to the Issuer's 2019 annual meeting of shareholders. Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:03 UTC	EMCORE CORP EMKR · Entity 82711	Exercise / conversionRestricted Stock Units · Derivative	7,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-002231 · marketforms-41485.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Emcore Common Stock · 7,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of Emcore common stock. Restricted stock units were payable, at the election of the Issuer, in cash, Emcore common stock, or a combination of the two. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. F3 · derivative.exercise_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. F3 · derivative.expiration_date: Not later than 30 days after vesting occurs, vested shares of Emcore common stock, an amount in cash equal to their fair market value or a combination of both will be delivered to the Reporting Person. Read SEC document
March 15, 2018 Filed Mar 19, 2018 17:03 UTC	EMCORE CORP EMKR · Entity 82711	Exercise / conversionCommon Stock	7,330	Not disclosed	Not disclosed	Disclosure SEC source: 0001214659-18-002231 · marketforms-41485.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units were awarded to the Reporting Person for no cash or other similar consideration for his service as a non-employee director. Read SEC document
January 02, 2018 Filed Jan 4, 2018 18:13 UTC	Energous Corp WATT · Entity 7121	GrantCommon Stock	26,929	$0.00	$0.00	Disclosure SEC source: 0001140361-18-000890 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,056 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: The RSU vests in three equal annual installments on January 2, 2019, 2020, and 2021, subject to the reporting person's continued service to the Issuer. The RSU was granted to the Reporting Person on January 2, 2018 pursuant to the Company's nonemployee director compensation policy. Read SEC document
December 27, 2017 Filed Dec 27, 2017 13:30 UTC	Gigamon Inc. GIMO · Entity 170873	Disposition to issuerPerformance Shares · Derivative	25,000	Not disclosed Strike: $0.00	Not disclosed	Disclosure SEC source: 0001209191-17-067365 · doc4.xml · derivative · entry 3 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires not disclosed F4 · price: The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration. F4 · derivative.exercise_date: The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration. F4 · derivative.expiration_date: The performance shares, which reflected the target number and were to be based on the achievement of certain performance metrics for 2017 and for which the Reporting Person was eligible to receive up to 200% of the target number based on the achievement of the performance metrics, was cancelled pursuant to the Merger Agreement for no consideration. Read SEC document
December 27, 2017 Filed Dec 27, 2017 13:30 UTC	Gigamon Inc. GIMO · Entity 170873	Disposition to issuerStock Option (right to buy) · Derivative	100,000	Not disclosed Strike: $57.45	Not disclosed	Disclosure SEC source: 0001209191-17-067365 · doc4.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2023-11-14 F3 · price: The option, which provided for vesting of 25% of the option on October 27, 2017 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement. F3 · derivative.exercise_date: The option, which provided for vesting of 25% of the option on October 27, 2017 with the remaining shares vesting in thirty six equal monthly installments thereafter, was cancelled pursuant to the Merger Agreement. Read SEC document
December 27, 2017 Filed Dec 27, 2017 13:30 UTC	Gigamon Inc. GIMO · Entity 170873	OtherCommon Stock	69,930	Not disclosed	Not disclosed	Disclosure SEC source: 0001209191-17-067365 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Certain of these securities were restricted stock units ("RSUs") that represented the Reporting Person's right to receive shares of Common Stock of the Issuer. The RSUs were cancelled pursuant to that certain Merger Agreement, dated October 26, 2017, between the Issuer, Ginsberg Holdco, Inc. and Ginsberg Merger Sub, Inc. (the "Merger Agreement"), in exchange for a cash payment of $38.50 per share. F2 · price: Disposed of pursuant to the Merger Agreement, in exchange for a cash payment of $38.50 per share. Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:57 UTC	Gigamon Inc. GIMO · Entity 170873	GrantCommon Stock	671	$0.00	$0.00	Disclosure SEC source: 0001209191-17-066399 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,930 F1 · shares: Represents shares acquired by the Reporting Person under the Issuer's 2013 Employee Stock Purchase Plan on December 15, 2017. Read SEC document
November 15, 2017 Filed Nov 17, 2017 17:42 UTC	Gigamon Inc. GIMO · Entity 170873	Tax withholdingCommon Stock	5,285	$38.60	$204,001.00	Disclosure SEC source: 0001209191-17-061572 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,259 F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units and restricted stock awards. Read SEC document
August 15, 2017 Filed Aug 16, 2017 16:09 UTC	Gigamon Inc. GIMO · Entity 170873	Tax withholdingCommon Stock	588	$40.00	$23,520.00	Disclosure SEC source: 0001209191-17-049169 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,544 F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. F2 · balance_after: Includes 714 shares acquired by the Reporting Person under the Issuer's 2013 Employee Stock Purchase Plan on August 15, 2017. Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:26 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionRestricted Stock Units · Derivative	5,837	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025427 · doc1.xml · derivative · entry 4 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,673 Underlying: Common Stock · 5,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. F4 · derivative.expiration_date: The RSU vests in three equal annual installments on June 13, 2017, 2018, and 2019. Read SEC document
June 13, 2017 Filed Jun 16, 2017 19:26 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	5,837	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025427 · doc1.xml · nonDerivative · entry 3 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Vesting of RSUs granted to the reporting person on June 13, 2016. Read SEC document
May 15, 2017 Filed May 17, 2017 17:12 UTC	Gigamon Inc. GIMO · Entity 170873	Tax withholdingCommon Stock	582	$39.25	$22,843.50	Disclosure SEC source: 0001209191-17-033235 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,418 F1 · shares: The reported shares were withheld to cover the Reporting Person's tax liability in connection with the vesting of restricted stock units. Read SEC document
April 17, 2017 Filed Apr 19, 2017 16:26 UTC	Gigamon Inc. GIMO · Entity 170873	GrantPerformance Shares · Derivative	25,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001209191-17-027464 · doc4.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F2 · derivative.exercise_date: Each performance share of restricted stock, or Performance Share, will be achieved based on the achievement of certain performance metrics for 2017. The reported Performance Shares reflect the target number and the Reporting Person may ultimately achieve up to 200% of the target number based on achievement of these performance metrics. Any achieved Performance Shares shall vest on February 15, 2018 as to 1/4th upon determination of achievement, with 1/16th of the total number of achieved Performance Shares to vest on the 15th of each of May, August, November and February thereafter. F2 · derivative.expiration_date: Each performance share of restricted stock, or Performance Share, will be achieved based on the achievement of certain performance metrics for 2017. The reported Performance Shares reflect the target number and the Reporting Person may ultimately achieve up to 200% of the target number based on achievement of these performance metrics. Any achieved Performance Shares shall vest on February 15, 2018 as to 1/4th upon determination of achievement, with 1/16th of the total number of achieved Performance Shares to vest on the 15th of each of May, August, November and February thereafter. Read SEC document
April 17, 2017 Filed Apr 19, 2017 16:26 UTC	Gigamon Inc. GIMO · Entity 170873	GrantCommon Stock	25,000	$0.00	$0.00	Disclosure SEC source: 0001209191-17-027464 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · shares: The reported securities represent shares of restricted stock, 1/16th of which shall vest on May 15, 2017 and 1/16th of which shall vest on the 15th of each of August, November, February and May thereafter. Read SEC document
March 17, 2017 Filed Mar 20, 2017 16:50 UTC	EMCORE CORP EMKR · Entity 82711	GrantRestricted Stock Units · Derivative	7,330	$8.90	$65,237.00	Disclosure SEC source: 0001214659-17-002090 · marketforms-38436.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,330 Underlying: Emcore Common Stock · 7,330 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units were awarded to the Reporting Person for his service as a non-employee director. F1 · kind: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · shares: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.exercise_date: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.expiration_date: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · derivative.underlying_shares: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. F1 · balance_after: The restricted stock units were issued pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest on March 17, 2018. Read SEC document
February 23, 2017 Filed Jun 16, 2017 19:26 UTC	Energous Corp WATT · Entity 7121	GrantCommon Stock	1,697	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025427 · doc1.xml · nonDerivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,290 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document
January 17, 2017 Filed Jan 19, 2017 13:11 UTC	EMCORE CORP EMKR · Entity 82711	GrantCommon Stock	6,000	$0.00	$0.00	Disclosure SEC source: 0001214659-17-000367 · marketforms-37605.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,556 F1 · shares: The shares were acquired pursuant to the EMCORE Corporation 2012 Equity Incentive Plan in accordance with EMCORE's Director Compensation Policy. F2 · price: The shares of common stock were awarded to the Reporting Person for his service as a non-employee director. Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:35 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionRestricted Stock Units · Derivative	8,972	$0.00	$0.00	Disclosure SEC source: 0001140361-17-001076 · doc1.xml · derivative · entry 6 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,972 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017. F4 · derivative.expiration_date: Represents shares of common stock upon vesting of a restricted stock unit award granted on January 4, 2016 pursuant to the Company's director compensation policy. This award vested in full on January 4, 2017. Read SEC document
January 04, 2017 Filed Jan 6, 2017 19:35 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	8,972	$0.00	$0.00	Disclosure SEC source: 0001140361-17-001076 · doc1.xml · nonDerivative · entry 3 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document
January 03, 2017 Filed Jun 16, 2017 19:26 UTC	Energous Corp WATT · Entity 7121	GrantCommon Stock	4,263	$0.00	$0.00	Disclosure SEC source: 0001140361-17-025427 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,593 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · shares: 100% of the RSUs will vest on January 2, 2018, subject to the reporting person's continued service to the Issuer. The RSU was granted January 4, 2016 pursuant to the Company's nonemployee director compensation policy. Read SEC document
December 30, 2016 Filed Jan 6, 2017 19:35 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionPerformance Share Units · Derivative	193	$0.00	$0.00	Disclosure SEC source: 0001140361-17-001076 · doc1.xml · derivative · entry 5 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,990 Underlying: Common Stock · 193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F3 · derivative.expiration_date: Represents shares of common stock received upon vesting of a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on December 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document
December 30, 2016 Filed Jan 6, 2017 19:35 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	193	$0.00	$0.00	Disclosure SEC source: 0001140361-17-001076 · doc1.xml · nonDerivative · entry 2 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:26 UTC	Gigamon Inc. GIMO · Entity 170873	GrantStock Option (right to buy) · Derivative	100,000	$0.00 Strike: $57.45	$0.00	Disclosure SEC source: 0001209191-16-150854 · doc4.xml · derivative · entry 2 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2023-11-14 F2 · derivative.exercise_date: 25% of the shares underlying the option vest on October 27, 2017 and the remaining shares shall vest in 36 equal monthly installments thereafter. Read SEC document
November 15, 2016 Filed Nov 17, 2016 16:26 UTC	Gigamon Inc. GIMO · Entity 170873	GrantCommon Stock	50,000	$0.00	$0.00	Disclosure SEC source: 0001209191-16-150854 · doc4.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The reported securities represent restricted stock units, 25% of which shall vest on November 15, 2017 and 1/16th of which shall vest on the 15th of each of February, May, August and November thereafter. Read SEC document
September 30, 2016 Filed Jan 6, 2017 19:35 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionPerformance Share Units · Derivative	2,221	$0.00	$0.00	Disclosure SEC source: 0001140361-17-001076 · doc1.xml · derivative · entry 4 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,183 Underlying: Common Stock · 2,221 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. F2 · derivative.expiration_date: Represents a performance share unit award granted on May 21, 2015 pursuant to the Company's 2015 Performance Share Unit Plan and partially earned on September 30, 2016 based on the satisfaction of certain performance-based vesting requirements. 50% of any shares earned shall be deferred and paid after December 31, 2018, subject to the reporting person's continued service with the Issuer. Read SEC document
September 30, 2016 Filed Jan 6, 2017 19:35 UTC	Energous Corp WATT · Entity 7121	Exercise / conversionCommon Stock	2,221	$0.00	$0.00	Disclosure SEC source: 0001140361-17-001076 · doc1.xml · nonDerivative · entry 1 JACKSON REX S · CIK 0001249803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each performance stock unit or restricted stock unit represents a contingent right to receive one share of common stock. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.