Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLLECTORS UNIVERSE INCCLCT · Entity 142969 | Director | February 06, 2021 | February 08, 2021 |
| RESOURCES CONNECTION, INC.RGP · Entity 6553 | Director · President & CEO | October 15, 2025 | October 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLLECTORS UNIVERSE INC
Report date February 06, 2021 · Filed February 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-06 transaction · row 1
1 source rowRow 1 · 2021-02-06 · Other · Disposed 950 · Balance 0 |
RESOURCES CONNECTION, INC.
Report date October 15, 2025 · Filed October 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 590,233.9079 |
Reported balance
After 2025-10-15 transaction · row 1
1 source rowRow 1 · 2025-10-15 · Purchase · Acquired 23,015 · Balance 590,233.9079 F1: The reported price in Column 4 is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.335 to $4.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.335 to $4.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2019 Filed Sep 19, 2019 20:26 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 100,000 | $17.44 Strike: $17.44 | $1,744,000.00 |
DisclosureSEC source: 0001218774-19-000003 · edgardoc.xml · derivative · entry 1 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2029-09-17 F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 900 | $14.48 Strike: $14.48 | $13,032.00 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · derivative · entry 9 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 25% a year from date of grant. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | SaleCommon Stock | 900 | $16.59 | $14,928.21 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 6 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,354 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 28, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | Exercise / conversionCommon Stock | 900 | $14.48 | $13,032.00 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 5 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,254 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,157 | $14.48 Strike: $14.48 | $320,833.36 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · derivative · entry 8 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 22,157 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 25% a year from date of grant. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | SaleCommon Stock | 22,157 | $16.57 | $367,243.41 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 4 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,354 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.55 to $16.65 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 25, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | Exercise / conversionCommon Stock | 22,157 | $14.48 | $320,833.36 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 3 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,443 | $14.48 Strike: $14.48 | $382,894.64 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · derivative · entry 7 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,057 Underlying: Common Stock · 26,443 shares Expires 2019-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 25% a year from date of grant. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | SaleCommon Stock | 26,443 | $16.63 | $439,755.02 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,354 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.57 to $16.71 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 23:32 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | Exercise / conversionCommon Stock | 26,443 | $14.48 | $382,894.64 |
DisclosureSEC source: 0001218772-19-000006 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 15:41 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 85,000 | $18.96 Strike: $18.96 | $1,611,600.00 |
DisclosureSEC source: 0001218774-18-000005 · edgardoc.xml · derivative · entry 1 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2028-10-05 F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| November 03, 2017 Filed Nov 14, 2017 23:13 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $15.80 | $0.00 |
DisclosureSEC source: 0001218774-17-000004 · edgardoc.xml · derivative · entry 1 DUCHENE KATE W · CIK 0001218774 · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-11-03 F1 · derivative.exercise_date: Options vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| September 09, 2016 Filed Oct 6, 2016 22:08 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001218774-16-000006 · edgardoc.xml · derivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Chief Legal Officer & EVP HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2026-09-09 F1 · derivative.exercise_date: Options vest 25% a year from date of grant. Read SEC document |
| September 09, 2016 Filed Nov 4, 2016 20:11 UTC Amendment | RESOURCES CONNECTION, INC. RECN · Entity 6553 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $14.52 | $0.00 |
DisclosureSEC source: 0001510192-16-000147 · primary_doc.xml · derivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Chief Legal Officer & EVP HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2026-09-09 F1 · derivative.exercise_price: This amendment is filed to correct the Date of Earliest Transaction, Conversion or Exercise Price of Derivative Security, Transaction Date and Expiration Date as described below. On September 16, 2016, a Form 4 was filed for Kate W. Duchene reporting the grant of 38,000 Non-Qualified Stock Options on September 7, 2016. The date of the grant was actually September 9, 2016. On October 6, 2016, a second Form 4 was filed for Ms. Duchene re-reporting the grant of 38,000 Non-Qualified Stock Options to reflect the correct grant date of September 9, 2016; however, this second Form 4 did not indicate that it was an amendment to the first Form 4 filed on September 16, 2016. (Please see footnote 2 for additional information.) F2 · derivative.exercise_price: This amendment clarifies that (a) only one award of 38,000 Non-Qualified Stock Options was granted to Ms. Duchene on September 9, 2016. with a Transaction Date of September 9, 2016 and an Expiration Date of September 9, 2026, (b) the correct exercise price is $14.52, and (c) that no other or additional grants of Non-Qualified Stock Options were made to Ms. Duchene on September 7, 2016. Therefore the Form 4 filed for Ms. Duchene on October 6, 2016 should be disregarded. F1 · date: This amendment is filed to correct the Date of Earliest Transaction, Conversion or Exercise Price of Derivative Security, Transaction Date and Expiration Date as described below. On September 16, 2016, a Form 4 was filed for Kate W. Duchene reporting the grant of 38,000 Non-Qualified Stock Options on September 7, 2016. The date of the grant was actually September 9, 2016. On October 6, 2016, a second Form 4 was filed for Ms. Duchene re-reporting the grant of 38,000 Non-Qualified Stock Options to reflect the correct grant date of September 9, 2016; however, this second Form 4 did not indicate that it was an amendment to the first Form 4 filed on September 16, 2016. (Please see footnote 2 for additional information.) F2 · date: This amendment clarifies that (a) only one award of 38,000 Non-Qualified Stock Options was granted to Ms. Duchene on September 9, 2016. with a Transaction Date of September 9, 2016 and an Expiration Date of September 9, 2026, (b) the correct exercise price is $14.52, and (c) that no other or additional grants of Non-Qualified Stock Options were made to Ms. Duchene on September 7, 2016. Therefore the Form 4 filed for Ms. Duchene on October 6, 2016 should be disregarded. F3 · derivative.exercise_date: Options vest 25% a year from date of grant. F1 · derivative.expiration_date: This amendment is filed to correct the Date of Earliest Transaction, Conversion or Exercise Price of Derivative Security, Transaction Date and Expiration Date as described below. On September 16, 2016, a Form 4 was filed for Kate W. Duchene reporting the grant of 38,000 Non-Qualified Stock Options on September 7, 2016. The date of the grant was actually September 9, 2016. On October 6, 2016, a second Form 4 was filed for Ms. Duchene re-reporting the grant of 38,000 Non-Qualified Stock Options to reflect the correct grant date of September 9, 2016; however, this second Form 4 did not indicate that it was an amendment to the first Form 4 filed on September 16, 2016. (Please see footnote 2 for additional information.) F2 · derivative.expiration_date: This amendment clarifies that (a) only one award of 38,000 Non-Qualified Stock Options was granted to Ms. Duchene on September 9, 2016. with a Transaction Date of September 9, 2016 and an Expiration Date of September 9, 2026, (b) the correct exercise price is $14.52, and (c) that no other or additional grants of Non-Qualified Stock Options were made to Ms. Duchene on September 7, 2016. Therefore the Form 4 filed for Ms. Duchene on October 6, 2016 should be disregarded. Read SEC document |
| September 07, 2016 Filed Sep 16, 2016 22:48 UTC | RESOURCES CONNECTION, INC. RECN · Entity 6553 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $15.10 | $0.00 |
DisclosureSEC source: 0001218774-16-000004 · edgardoc.xml · derivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Chief Legal Officer & EVP HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2026-09-07 F1 · derivative.exercise_date: Options vest 25% a year from date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.