Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLLECTORS UNIVERSE INCCLCT · Entity 142969 | Director | February 06, 2021 | February 08, 2021 |
| RESOURCES CONNECTION, INC.RGP · Entity 6553 | Director · President & CEO | October 15, 2025 | October 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLLECTORS UNIVERSE INC
Report date February 06, 2021 · Filed February 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-06 transaction · row 1
1 source rowRow 1 · 2021-02-06 · Other · Disposed 950 · Balance 0 |
RESOURCES CONNECTION, INC.
Report date October 15, 2025 · Filed October 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 590,233.9079 |
Reported balance
After 2025-10-15 transaction · row 1
1 source rowRow 1 · 2025-10-15 · Purchase · Acquired 23,015 · Balance 590,233.9079 F1: The reported price in Column 4 is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.335 to $4.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.335 to $4.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 15, 2025 Filed Oct 15, 2025 20:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | PurchaseCommon Stock | 23,015 | $4.36 | $100,451.27 |
DisclosureSEC source: 0001218774-25-000006 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 590,233.9079 F1 · price: The reported price in Column 4 is a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $4.335 to $4.37 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| September 26, 2025 Filed Sep 29, 2025 20:22 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 2,702.9251 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-25-000004 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 567,218.9079 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| August 08, 2025 Filed Aug 11, 2025 20:25 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 10,000.6189 | $4.60 | $46,002.85 |
DisclosureSEC source: 0001084765-25-000135 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 564,515.9828 F1 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .6189 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| July 21, 2025 Filed Jul 23, 2025 20:35 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 3,065.8732 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-25-000103 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 574,516.6017 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| April 04, 2025 Filed Apr 4, 2025 23:12 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | PurchaseCommon Stock | 20,000 | $5.14 | $102,800.00 |
DisclosureSEC source: 0001084765-25-000054 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 571,450.7285 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.10 to $5.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 14, 2025 Filed Apr 3, 2025 21:08 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 4,535.5762 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-25-000048 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 551,450.7285 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. F2 · balance_after: Includes 2,281 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 16, 2024 Filed Dec 17, 2024 23:05 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 3,731.3563 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000181 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 544,634.1523 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:55 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 83,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000165 · edgardoc.xml · nonDerivative · entry 3 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 540,902.796 F3 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| November 12, 2024 Filed Nov 13, 2024 21:55 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 14,799.0834 | $8.93 | $132,155.81 |
DisclosureSEC source: 0001084765-24-000165 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 456,916.796 F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .0834 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 21:55 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 5,186.3684 | $8.94 | $46,366.13 |
DisclosureSEC source: 0001084765-24-000165 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 471,715.8794 F1 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .3684 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 09, 2024 Filed Nov 12, 2024 22:36 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 4,508.9427 | $8.80 | $39,678.70 |
DisclosureSEC source: 0001084765-24-000159 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,902.2478 F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .9427 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 22:36 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 5,558.1722 | $8.80 | $48,911.92 |
DisclosureSEC source: 0001084765-24-000159 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 481,411.1905 F1 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .1722 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| September 20, 2024 Filed Sep 24, 2024 21:03 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 3,023.3351 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000135 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 486,969.3627 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 23:02 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 32,502 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000115 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,946.0276 F1 · shares: RSUs vest 100% on the one year anniversary of the grant date. Read SEC document |
| July 24, 2024 Filed Jul 25, 2024 20:12 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 40,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000100 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 451,444.0276 F1 · kind: Represents the acquisition of shares of RGP common stock that vested for the fiscal 2022-2024 performance period under performance-based restricted stock units awarded by RGP on November 11, 2021. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 20:13 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 2,352.5551 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000083 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,389.0276 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 20:38 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,923.02 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-24-000033 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 409,036.4725 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. F2 · balance_after: Includes 1,518 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 14, 2023 Filed Dec 15, 2023 22:12 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,709.2053 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-23-000061 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 405,595.4525 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| November 12, 2023 Filed Nov 13, 2023 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 15,940.7113 | $13.70 | $218,387.74 |
DisclosureSEC source: 0001084765-23-000051 · edgardoc.xml · nonDerivative · entry 4 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 403,886.2472 F4 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .7113 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 11, 2023 Filed Nov 13, 2023 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 6,450.8255 | $13.70 | $88,376.31 |
DisclosureSEC source: 0001084765-23-000051 · edgardoc.xml · nonDerivative · entry 3 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,826.9585 F3 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .8255 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 09, 2023 Filed Nov 13, 2023 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 7,376.8987 | $13.60 | $100,325.82 |
DisclosureSEC source: 0001084765-23-000051 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 426,277.784 F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .8987 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 73,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-23-000051 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 433,654.6827 F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| September 21, 2023 Filed Sep 22, 2023 21:52 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,477.4827 | $0.00 | $0.00 |
DisclosureSEC source: 0001084765-23-000034 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,287.6827 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 21:56 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,408.3968 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-23-000007 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 358,810.2 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:28 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,000 | $0.00 Strike: $11.05 | $0.00 |
DisclosureSEC source: 0001218774-23-000005 · edgardoc.xml · derivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,000 shares Expires 2023-05-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest 25% per year from date of grant. Read SEC document |
| May 23, 2023 Filed May 24, 2023 21:28 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Exercise / conversionCommon Stock | 35,000 | $11.05 | $386,750.00 |
DisclosureSEC source: 0001218774-23-000005 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 357,401.8032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2023 Filed Mar 17, 2023 21:33 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,248.9416 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-23-000003 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,401.8032 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. F2 · balance_after: Includes 1,274 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 15, 2022 Filed Dec 16, 2022 22:10 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,183.733 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-22-000013 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,878.8616 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| November 12, 2022 Filed Nov 14, 2022 21:21 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 16,688.6601 | $18.40 | $307,071.35 |
DisclosureSEC source: 0001218774-22-000011 · edgardoc.xml · nonDerivative · entry 3 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,695.1286 F3 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .6601 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 11, 2022 Filed Nov 14, 2022 21:21 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 6,694.9071 | $18.40 | $123,186.29 |
DisclosureSEC source: 0001218774-22-000011 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,383.7887 F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .9071 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 09, 2022 Filed Nov 14, 2022 21:21 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 57,565 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-22-000011 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,078.6958 F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| September 21, 2022 Filed Sep 22, 2022 20:09 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,047.3789 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-22-000009 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,513.6958 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. F2 · balance_after: Includes 68 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 08, 2022 Filed Jun 9, 2022 21:41 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,028.5 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-22-000007 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,398.3169 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 20:54 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,165.15 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-22-000005 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,369.8169 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,750 | $0.00 Strike: $12.60 | $0.00 |
DisclosureSEC source: 0001218774-22-000003 · edgardoc.xml · derivative · entry 5 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,750 shares Expires 2022-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 25% per year from date of grant. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,250 | $0.00 Strike: $12.60 | $0.00 |
DisclosureSEC source: 0001218774-22-000003 · edgardoc.xml · derivative · entry 4 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,750 Underlying: Common Stock · 12,250 shares Expires 2022-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options vest 25% per year from date of grant. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Exercise / conversionCommon Stock | 22,750 | $12.60 | $286,650.00 |
DisclosureSEC source: 0001218774-22-000003 · edgardoc.xml · nonDerivative · entry 3 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,204.6669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | SaleCommon Stock | 10,683 | $16.54 | $176,700.02 |
DisclosureSEC source: 0001218774-22-000003 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,454.6669 F2 · price: The reported price in Column 4 is a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $16.46 to $16.64 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 21:34 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Exercise / conversionCommon Stock | 12,250 | $12.60 | $154,350.00 |
DisclosureSEC source: 0001218774-22-000003 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,137.6669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,735 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 22:14 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,140.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-21-000016 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,152.6669 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| November 12, 2021 Filed Nov 15, 2021 21:33 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | Tax withholdingCommon Stock | 13,633.9131 | $18.70 | $254,954.17 |
DisclosureSEC source: 0001218774-21-000014 · edgardoc.xml · nonDerivative · entry 2 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,011.8669 F2 · shares: Represents shares withheld by the Issuer in accordance with the terms of the award to satisfy tax withholding obligations in connection with the payout of vested restricted stock units previously granted to the reporting person (such restricted stock units previously reported in Table I of Form 4). Also represents an adjustment of .9131 shares to adjust for fractional shares that were disregarded upon vesting of the restricted stock unit award. Read SEC document |
| November 11, 2021 Filed Nov 15, 2021 21:33 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 48,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-21-000014 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,645.78 F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| September 23, 2021 Filed Sep 24, 2021 21:18 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,095.78 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-21-000012 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,839.78 F1 · shares: Represents 1,086.51 dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Also represents an adjustment of 9.27 shares to adjust for fractional dividend equivalent rights for dividends paid in December 2020, March 2021 and June 2021. F2 · balance_after: Includes 24 shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 00:37 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-21-000009 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,720 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 21:10 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-21-000002 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,640 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. F2 · balance_after: The previously reported Dividend Equivalent payment in December 2020 was overstated by 3 shares and has been corrected. Also includes shares purchased through the Resources Connection, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 06, 2021 Filed Feb 8, 2021 17:00 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | OtherCommon Stock, par value $0.001 per share | 950 | $92.00 | $87,400.00 |
DisclosureSEC source: 0001493152-21-002950 · ownership.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 17, 2020 Filed Dec 17, 2020 23:53 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-20-000007 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,350 F1 · shares: Represents dividend equivalent rights accrued on previously awarded restricted stock units which vest proportionately with the units to which they relate. Read SEC document |
| November 12, 2020 Filed Nov 17, 2020 00:25 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | GrantCommon Stock | 115,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001218774-20-000006 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,079 F1 · shares: RSUs vest 25% after one year and 25% each year thereafter for the next three years. Read SEC document |
| September 11, 2020 Filed Sep 15, 2020 16:30 UTC | COLLECTORS UNIVERSE INC CLCT · Entity 142969 | Exercise / conversionCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-017841 · ownership.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 950 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Acquired by the reporting person pursuant to a grant of shares under an Equity Incentive Plan of the issuer adopted in accordance with Rule 16(b)(3) under the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 21:15 UTC | RESOURCES CONNECTION, INC. RGP · Entity 6553 | PurchaseCommon Stock | 10,000 | $10.04 | $100,400.00 |
DisclosureSEC source: 0001218774-20-000004 · edgardoc.xml · nonDerivative · entry 1 DUCHENE KATE W · CIK 0001218774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,572 F1 · date: 10,000 shares were purchased in 12 lots, with an average price of $10.042720, a low of $10.03 and a high of $10.20. F2 · balance_after: Includes shares purchased as part of the Employee Stock Purchase Plan (1,449 on 6/30/2019 and 1,508 on 1/15/2020). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.