Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARLSMED, INC.CARL · Entity 5551 | CFO, Treasurer | September 28, 2026 | October 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARLSMED, INC.
Report date September 28, 2026 · Filed October 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 89,286 |
Reported balance
After 2026-09-28 transaction · row 1
1 source rowRow 1 · 2026-09-28 · Grant · Acquired 89,286 · Balance 89,286 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock . The RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, September 28, 2026, subject to the Reporting Person's continued service through each such vesting date. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.18 · Expires 2036-09-27 | Direct | 180,137 |
Reported balance
After 2026-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-28 · Grant · Acquired 180,137 · Balance 180,137 F2: Includes 180,137 unvested stock options exercisable into approximately 180,137 shares of the Issuer's Common Stock. 25% of the stock options will vest upon the one year anniversary of the grant date, September 28, 2026, and the remaining 75% of the stock options will vest in 1/12th installments on a quarterly basis thereafter, subject to the Reporting Person's continued service through each such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock . The RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, September 28, 2026, subject to the Reporting Person's continued service through each such vesting date.
F2: Includes 180,137 unvested stock options exercisable into approximately 180,137 shares of the Issuer's Common Stock. 25% of the stock options will vest upon the one year anniversary of the grant date, September 28, 2026, and the remaining 75% of the stock options will vest in 1/12th installments on a quarterly basis thereafter, subject to the Reporting Person's continued service through each such vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ZimVie Inc.
Report date October 20, 2025 · Filed October 20, 2025
Section 16 reporting ended · disclosed 2025-10-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-10-20 transaction · row 1
1 source rowRow 1 · 2025-10-20 · Disposition to issuer · Disposed 125,389 · Balance 0 F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 20, 2025, by and among the Issuer, Zamboni Parent Inc., a Delaware corporation ("Parent") and Zamboni MergerCo Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerCo"), pursuant to which, on October 20, 2025 (the "Effective Time"), MergerCo merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the Effective Time, each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), reported on this Form 4 was converted into the right to receive $19.00 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement. From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-10-20 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-10-20 · Disposition to issuer · Disposed 227,851 · Balance 0 F2: At the Effective Time, each restricted stock unit with respect to Common Stock (each, a "Restricted Stock Unit"), outstanding immediately prior to the Effective Time vested in full (to the extent then-unvested), and was canceled and converted into the right to receive cash, without interest and subject to applicable tax withholding and deductions, in an amount equal to the product, rounded to the nearest cent, of (i) the number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time and (ii) the Merger Consideration. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. F3: As required by the terms of the Merger Agreement, the Issuer accelerated the vesting of all of the outstanding and unvested equity awards held by Mr. Heppenstall, as of immediately prior to the Effective Time, contingent upon the closing of the transactions contemplated by the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 20, 2025, by and among the Issuer, Zamboni Parent Inc., a Delaware corporation ("Parent") and Zamboni MergerCo Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerCo"), pursuant to which, on October 20, 2025 (the "Effective Time"), MergerCo merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the Effective Time, each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), reported on this Form 4 was converted into the right to receive $19.00 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement. From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled.
F2: At the Effective Time, each restricted stock unit with respect to Common Stock (each, a "Restricted Stock Unit"), outstanding immediately prior to the Effective Time vested in full (to the extent then-unvested), and was canceled and converted into the right to receive cash, without interest and subject to applicable tax withholding and deductions, in an amount equal to the product, rounded to the nearest cent, of (i) the number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time and (ii) the Merger Consideration. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock.
F3: As required by the terms of the Merger Agreement, the Issuer accelerated the vesting of all of the outstanding and unvested equity awards held by Mr. Heppenstall, as of immediately prior to the Effective Time, contingent upon the closing of the transactions contemplated by the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Oct 1, 2026 03:37 UTC | CARLSMED, INC. CARL · Entity 5551 | GrantStock Option (Right to Buy) · Derivative | 180,137 | $0.00 Strike: $14.18 | $0.00 |
DisclosureSEC source: 0001193125-26-409437 · ownership.xml · derivative · entry 2 Heppenstall Richard · CIK 0001909313 · CFO, Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,137 Underlying: Common Stock · 180,137 shares Expires 2036-09-27 F2 · derivative.exercise_date: Includes 180,137 unvested stock options exercisable into approximately 180,137 shares of the Issuer's Common Stock. 25% of the stock options will vest upon the one year anniversary of the grant date, September 28, 2026, and the remaining 75% of the stock options will vest in 1/12th installments on a quarterly basis thereafter, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| September 28, 2026 Filed Oct 1, 2026 03:37 UTC | CARLSMED, INC. CARL · Entity 5551 | GrantCommon Stock | 89,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-409437 · ownership.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · CFO, Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,286 F1 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's Common Stock . The RSUs will vest in three equal annual installments beginning on the first anniversary of the grant date, September 28, 2026, subject to the Reporting Person's continued service through each such vesting date. Read SEC document |
| October 20, 2025 Filed Oct 20, 2025 17:13 UTC | ZimVie Inc. ZIMV · Entity 74112 | Disposition to issuerRestricted Stock Units · Derivative | 227,851 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-243767 · ownership.xml · derivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 227,851 shares Expires not disclosed F2 · derivative.exercise_price: At the Effective Time, each restricted stock unit with respect to Common Stock (each, a "Restricted Stock Unit"), outstanding immediately prior to the Effective Time vested in full (to the extent then-unvested), and was canceled and converted into the right to receive cash, without interest and subject to applicable tax withholding and deductions, in an amount equal to the product, rounded to the nearest cent, of (i) the number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time and (ii) the Merger Consideration. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. F2 · price: At the Effective Time, each restricted stock unit with respect to Common Stock (each, a "Restricted Stock Unit"), outstanding immediately prior to the Effective Time vested in full (to the extent then-unvested), and was canceled and converted into the right to receive cash, without interest and subject to applicable tax withholding and deductions, in an amount equal to the product, rounded to the nearest cent, of (i) the number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time and (ii) the Merger Consideration. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. F2 · derivative.exercise_date: At the Effective Time, each restricted stock unit with respect to Common Stock (each, a "Restricted Stock Unit"), outstanding immediately prior to the Effective Time vested in full (to the extent then-unvested), and was canceled and converted into the right to receive cash, without interest and subject to applicable tax withholding and deductions, in an amount equal to the product, rounded to the nearest cent, of (i) the number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time and (ii) the Merger Consideration. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. F3 · derivative.exercise_date: As required by the terms of the Merger Agreement, the Issuer accelerated the vesting of all of the outstanding and unvested equity awards held by Mr. Heppenstall, as of immediately prior to the Effective Time, contingent upon the closing of the transactions contemplated by the Merger Agreement. F2 · derivative.expiration_date: At the Effective Time, each restricted stock unit with respect to Common Stock (each, a "Restricted Stock Unit"), outstanding immediately prior to the Effective Time vested in full (to the extent then-unvested), and was canceled and converted into the right to receive cash, without interest and subject to applicable tax withholding and deductions, in an amount equal to the product, rounded to the nearest cent, of (i) the number of shares of Common Stock subject to such Restricted Stock Unit immediately prior to the Effective Time and (ii) the Merger Consideration. Each Restricted Stock Unit represented a contingent right to receive one share of Common Stock. F3 · derivative.expiration_date: As required by the terms of the Merger Agreement, the Issuer accelerated the vesting of all of the outstanding and unvested equity awards held by Mr. Heppenstall, as of immediately prior to the Effective Time, contingent upon the closing of the transactions contemplated by the Merger Agreement. Read SEC document |
| October 20, 2025 Filed Oct 20, 2025 17:13 UTC | ZimVie Inc. ZIMV · Entity 74112 | Disposition to issuerCommon Stock | 125,389 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001193125-25-243767 · ownership.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · price: This Form 4 reports securities disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 20, 2025, by and among the Issuer, Zamboni Parent Inc., a Delaware corporation ("Parent") and Zamboni MergerCo Inc., a Delaware corporation and wholly owned subsidiary of Parent ("MergerCo"), pursuant to which, on October 20, 2025 (the "Effective Time"), MergerCo merged with and into the Issuer, with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the Effective Time, each share of the Issuer's common stock, par value $0.01 per share ("Common Stock"), reported on this Form 4 was converted into the right to receive $19.00 in cash (the "Merger Consideration"), without interest and subject to any required tax withholding, upon the terms and subject to the conditions of the Merger Agreement. From and after the Effective Time, all such shares of Common Stock were no longer outstanding and were automatically canceled. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 16:05 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,057 | $18.93 | $20,009.01 |
DisclosureSEC source: 0001909313-25-000003 · form4-10032025_081001.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · Exec. VP, CFO and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,389 F1 · shares: Represents shares withheld by ZimVie Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 19, 2025 16:16 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 16,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009776 · form4.xml · derivative · entry 3 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,126 Underlying: Common Stock · 16,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: 16,127 of these RSUs vested on May 15, 2025; the remaining 16,126 RSUs vest on May 15, 2026. F3 · derivative.expiration_date: 16,127 of these RSUs vested on May 15, 2025; the remaining 16,126 RSUs vest on May 15, 2026. Read SEC document |
| May 15, 2025 Filed May 19, 2025 16:16 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 3,927 | $8.73 | $34,282.71 |
DisclosureSEC source: 0001062993-25-009776 · form4.xml · nonDerivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,446 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| May 15, 2025 Filed May 19, 2025 16:16 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 16,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-009776 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,373 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 16:42 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 6,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005151 · form4.xml · derivative · entry 6 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,938 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: The remaining 6,938 of these RSUs vested on March 10, 2025. F4 · derivative.expiration_date: The remaining 6,938 of these RSUs vested on March 10, 2025. Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 16:42 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,690 | $12.20 | $20,618.00 |
DisclosureSEC source: 0001062993-25-005151 · form4.xml · nonDerivative · entry 4 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,246 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 10, 2025 Filed Mar 11, 2025 16:42 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 6,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005151 · form4.xml · nonDerivative · entry 3 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:42 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 24,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005151 · form4.xml · derivative · entry 5 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,298 Underlying: Common Stock · 24,650 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: 24,650 of these RSUs vested on March 7, 2025; the remaining RSUs vest on March 7, 2026 and March 7, 2027. F3 · derivative.expiration_date: 24,650 of these RSUs vested on March 7, 2025; the remaining RSUs vest on March 7, 2026 and March 7, 2027. Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:42 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 6,339 | $12.78 | $81,012.42 |
DisclosureSEC source: 0001062993-25-005151 · form4.xml · nonDerivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,998 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 07, 2025 Filed Mar 11, 2025 16:42 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 24,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-005151 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 115,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2025 Filed Mar 6, 2025 16:09 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantRestricted Stock Units · Derivative | 114,047 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-004748 · form4.xml · derivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,047 Underlying: Common Stock · 114,047 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ZimVie Inc. common stock. F2 · derivative.exercise_date: Vests annually in thirds each year over three years commencing March 4, 2026. F2 · derivative.expiration_date: Vests annually in thirds each year over three years commencing March 4, 2026. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 16:10 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,058 | $15.70 | $16,610.60 |
DisclosureSEC source: 0001062993-24-017243 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,687 F1 · shares: Represents shares withheld by ZimVie Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| September 11, 2024 Filed Sep 12, 2024 16:04 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantRestricted Stock Units · Derivative | 48,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-016520 · form4.xml · derivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,380 Underlying: Common Stock · 48,380 shares Expires 2026-05-15 F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of ZimVie Inc. common stock. F2 · shares: Represents the conversion to time-based RSUs on a 1-for-1 basis of performance-based restricted stock units ("PRSUs") granted in May 2023 with performance targets that included the Company's former Spine business. As previously announced, the Company closed the sale of the Spine business on April 1, 2024, which makes those targets no longer relevant. The RSUs are scheduled to vest in full on May 15, 2026, the third anniversary of the date of grant of the PRSUs. F2 · derivative.underlying_shares: Represents the conversion to time-based RSUs on a 1-for-1 basis of performance-based restricted stock units ("PRSUs") granted in May 2023 with performance targets that included the Company's former Spine business. As previously announced, the Company closed the sale of the Spine business on April 1, 2024, which makes those targets no longer relevant. The RSUs are scheduled to vest in full on May 15, 2026, the third anniversary of the date of grant of the PRSUs. F2 · balance_after: Represents the conversion to time-based RSUs on a 1-for-1 basis of performance-based restricted stock units ("PRSUs") granted in May 2023 with performance targets that included the Company's former Spine business. As previously announced, the Company closed the sale of the Spine business on April 1, 2024, which makes those targets no longer relevant. The RSUs are scheduled to vest in full on May 15, 2026, the third anniversary of the date of grant of the PRSUs. Read SEC document |
| May 15, 2024 Filed May 17, 2024 16:19 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 16,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010627 · form4.xml · derivative · entry 3 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,253 Underlying: Common Stock · 16,127 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: 16,127 of these RSUs vested on May 15, 2024; the remaining 32,253 RSUs vest 50% on each of May 15, 2025 and May 15, 2026. F3 · derivative.expiration_date: 16,127 of these RSUs vested on May 15, 2024; the remaining 32,253 RSUs vest 50% on each of May 15, 2025 and May 15, 2026. Read SEC document |
| May 15, 2024 Filed May 17, 2024 16:19 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 3,927 | $16.80 | $65,973.60 |
DisclosureSEC source: 0001062993-24-010627 · form4.xml · nonDerivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,745 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| May 15, 2024 Filed May 17, 2024 16:19 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 16,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010627 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2024 Filed Mar 11, 2024 17:32 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006162 · form4.xml · derivative · entry 4 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,938 Underlying: Common Stock · 6,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F4 · derivative.exercise_date: 6,939 of these RSUs vested on March 10, 2024; the remaining 6,938 RSUs vest on March 10, 2025. F4 · derivative.expiration_date: 6,939 of these RSUs vested on March 10, 2024; the remaining 6,938 RSUs vest on March 10, 2025. Read SEC document |
| March 10, 2024 Filed Mar 11, 2024 17:32 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,690 | $17.86 | $30,183.40 |
DisclosureSEC source: 0001062993-24-006162 · form4.xml · nonDerivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,545 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 10, 2024 Filed Mar 11, 2024 17:32 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006162 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 17:32 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantRestricted Stock Units · Derivative | 73,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-006162 · form4.xml · derivative · entry 3 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,948 Underlying: Common Stock · 73,948 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Company's common stock. F3 · derivative.exercise_date: Vests annually in thirds each year over three years commencing March 7, 2025. F3 · derivative.expiration_date: Vests annually in thirds each year over three years commencing March 7, 2025. Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 17:02 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 42,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000055 · form4.xml · derivative · entry 3 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,663 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: The vesting of these RSUs was accelerated from April 1, 2025 to December 28, 2023. F3 · derivative.expiration_date: The vesting of these RSUs was accelerated from April 1, 2025 to December 28, 2023. Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 17:02 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 11,366 | $18.25 | $207,429.50 |
DisclosureSEC source: 0001062993-24-000055 · form4.xml · nonDerivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,296 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| December 28, 2023 Filed Jan 2, 2024 17:02 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 42,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-000055 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2023 Filed Oct 3, 2023 16:01 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,058 | $9.41 | $9,955.78 |
DisclosureSEC source: 0001062993-23-018790 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,999 F1 · shares: Represents shares withheld by ZimVie Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| May 15, 2023 Filed May 17, 2023 16:02 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantRestricted Stock Units · Derivative | 48,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011346 · form4.xml · derivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,380 Underlying: Common Stock · 48,380 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ZimVie Inc. common stock. F2 · derivative.exercise_date: Vests annually in thirds each year over three years, commencing on May 15, 2024. F2 · derivative.expiration_date: Vests annually in thirds each year over three years, commencing on May 15, 2024. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 16:03 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionRestricted Stock Units · Derivative | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006807 · form4.xml · derivative · entry 3 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,877 Underlying: Common Stock · 6,939 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Company common stock. F3 · derivative.exercise_date: 6,939 of these RSUs vested on March 10, 2023; the remaining 13,877 RSUs vest 50% on each of March 10, 2024 and March 10, 2025. F3 · derivative.expiration_date: 6,939 of these RSUs vested on March 10, 2023; the remaining 13,877 RSUs vest 50% on each of March 10, 2024 and March 10, 2025. Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 16:03 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,690 | $5.50 | $9,295.00 |
DisclosureSEC source: 0001062993-23-006807 · form4.xml · nonDerivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,057 F1 · shares: Represents shares withheld by ZimVie Inc. (the "Company") to satisfy tax withholding obligations on the vesting of restricted stock units ("RSUs"). Read SEC document |
| March 10, 2023 Filed Mar 14, 2023 16:03 UTC | ZimVie Inc. ZIMV · Entity 74112 | Exercise / conversionCommon Stock | 6,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-006807 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2023 Filed Mar 8, 2023 16:06 UTC | ZimVie Inc. ZIMV · Entity 74112 | PurchaseCommon Stock | 12,500 | $6.00 | $75,000.00 |
DisclosureSEC source: 0001062993-23-006267 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,808 Read SEC document |
| October 01, 2022 Filed Oct 3, 2022 17:35 UTC | ZimVie Inc. ZIMV · Entity 74112 | Tax withholdingCommon Stock | 1,058 | $10.04 | $10,622.32 |
DisclosureSEC source: 0001062993-22-020174 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,308 F1 · shares: Represents shares withheld by ZimVie Inc. to satisfy tax withholding obligations on the vesting of restricted stock units. Read SEC document |
| May 10, 2022 Filed May 10, 2022 17:22 UTC | ZimVie Inc. ZIMV · Entity 74112 | PurchaseCommon Stock | 10,000 | $20.45 | $204,500.00 |
DisclosureSEC source: 0001062993-22-012001 · form4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,366 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:23 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantRestricted Stock Units · Derivative | 42,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-009745 · form4.xml · derivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,663 Underlying: Common Stock · 42,663 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ZimVie Inc. common stock. F2 · derivative.exercise_date: Vests in full on April 1, 2025. F2 · derivative.expiration_date: Vests in full on April 1, 2025. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:49 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantEmployee Stock Option (right to buy) · Derivative | 40,951 | $0.00 Strike: $24.02 | $0.00 |
DisclosureSEC source: 0001062993-22-007668 · form4.xml · derivative · entry 2 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,951 Underlying: Common Stock · 40,951 shares Expires 2032-03-10 F2 · derivative.exercise_date: Vests annually in thirds each year over three years, commencing on March 10, 2023. Read SEC document |
| March 10, 2022 Filed Mar 14, 2022 17:49 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantRestricted Stock Units · Derivative | 20,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-007668 · form4.xml · derivative · entry 1 Heppenstall Richard · CIK 0001909313 · See remarks below. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,816 Underlying: Common Stock · 20,816 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ZimVie Inc. common stock. F2 · derivative.exercise_date: Vests annually in thirds each year over three years, commencing on March 10, 2023. F2 · derivative.expiration_date: Vests annually in thirds each year over three years, commencing on March 10, 2023. Read SEC document |
| March 01, 2022 Filed Mar 7, 2022 19:14 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantStock Option (right to buy) · Derivative | 65,655 | Not disclosed Strike: $29.26 | Not disclosed |
DisclosureSEC source: 0000899243-22-009766 · doc4.xml · derivative · entry 2 Heppenstall Richard · CIK 0001909313 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,655 Underlying: Common Stock · 65,655 shares Expires 2031-10-01 F1 · date: On March 1, 2022, Zimmer Biomet Holdings, Inc. ("Zimmer Biomet") completed a pro rata spinoff distribution (the "Distribution") of shares of ZimVie Inc. ("ZimVie") common stock, par value $ 0.01 per share ("ZimVie Common Stock") to the holders of record of Zimmer Biomet common stock, par value $ 0.01 per share ("Zimmer Biomet Common Stock") on February 15, 2022. In connection with the Distribution, pursuant to the terms of the Employee Matters Agreement, dated as of March 1, 2022, between Zimmer Biomet and ZimVie (the "EMA"), all outstanding equity awards with respect to Zimmer Biomet Common Stock held by the Reporting Person were equitably adjusted and converted into equity awards with respect to ZimVie Common Stock, with such equitable adjustments determined based on (i) the volume weighted average trading price of Zimmer Biomet Common Stock on February 28, 2022 and (ii) the volume weighted average trading price of ZimVie common stock on March 1 through March 3, 2022. F3 · shares: Represents the grant of stock options to purchase ZimVie Common Stock upon the conversion of stock options to purchase Zimmer Biomet Common Stock in accordance with the terms of the EMA. F3 · price: Represents the grant of stock options to purchase ZimVie Common Stock upon the conversion of stock options to purchase Zimmer Biomet Common Stock in accordance with the terms of the EMA. F4 · derivative.exercise_date: This option vests ratably in four annual installments on the first four anniversaries of the grant date, October 1, 2021. Read SEC document |
| March 01, 2022 Filed Mar 7, 2022 19:14 UTC | ZimVie Inc. ZIMV · Entity 74112 | GrantCommon Stock | 17,366 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-009766 · doc4.xml · nonDerivative · entry 1 Heppenstall Richard · CIK 0001909313 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,366 F1 · kind: On March 1, 2022, Zimmer Biomet Holdings, Inc. ("Zimmer Biomet") completed a pro rata spinoff distribution (the "Distribution") of shares of ZimVie Inc. ("ZimVie") common stock, par value $ 0.01 per share ("ZimVie Common Stock") to the holders of record of Zimmer Biomet common stock, par value $ 0.01 per share ("Zimmer Biomet Common Stock") on February 15, 2022. In connection with the Distribution, pursuant to the terms of the Employee Matters Agreement, dated as of March 1, 2022, between Zimmer Biomet and ZimVie (the "EMA"), all outstanding equity awards with respect to Zimmer Biomet Common Stock held by the Reporting Person were equitably adjusted and converted into equity awards with respect to ZimVie Common Stock, with such equitable adjustments determined based on (i) the volume weighted average trading price of Zimmer Biomet Common Stock on February 28, 2022 and (ii) the volume weighted average trading price of ZimVie common stock on March 1 through March 3, 2022. F2 · price: Represents the grant of restricted stock units with respect to ZimVie Common Stock ("ZimVie RSUs") upon the conversion of restricted stock units with respect to Zimmer Biomet Common Stock held by the Reporting Person as of March 1, 2022 in accordance with the terms of the EMA. The ZimVie RSUs vest ratably in four annual installments on the first four anniversaries of the grant date, October 1, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.