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person · Reporting owner

BROWN SIDNEY R

Disclosed activity across 4 companies

Tapewire entity
73869
SEC CIK
0001228876

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FS Energy & Power FundNONE · Entity 16842DirectorOctober 19, 2016October 21, 2016
FS Specialty Lending FundFSSL · Entity 5027DirectorOctober 28, 2025October 28, 2025
J&J SNACK FOODS CORPJJSF · Entity 4643DirectorNovember 29, 2022November 30, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FS Energy & Power Fund

Report date October 19, 2016 · Filed October 21, 2016

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares of beneficial interestSEC Table I · non-derivativeIndirectBy Trust35,732.616 Reported balance After 2016-10-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2016-10-19 · Purchase · Acquired 1,335.341 · Balance 35,732.616

F1: Acquired in accordance with Mr. Brown's prior election to purchase common shares of FS Energy and Power Fund ("FSEP") with fees earned during the prior calendar quarter as a trustee of FSEP.

F2: Includes common shares acquired through FSEP's distribution reinvestment plan.

Common shares of beneficial interestSEC Table I · non-derivativeIndirectBy NFI International, Ltd.28,055.556 Reported balance Holding disclosure · report date 2016-10-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 28,055.556

F3: These common shares are directly owned by NFI International, Ltd., of which Mr. Brown is a principal interest holder. Mr. Brown disclaims beneficial ownership of any common shares held by NFI International, Ltd. that exceed his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired in accordance with Mr. Brown's prior election to purchase common shares of FS Energy and Power Fund ("FSEP") with fees earned during the prior calendar quarter as a trustee of FSEP.

F2: Includes common shares acquired through FSEP's distribution reinvestment plan.

F3: These common shares are directly owned by NFI International, Ltd., of which Mr. Brown is a principal interest holder. Mr. Brown disclaims beneficial ownership of any common shares held by NFI International, Ltd. that exceed his pecuniary interest therein.

FS Specialty Lending Fund

Report date October 28, 2025 · Filed October 28, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,811.682 Reported balance Holding disclosure · report date 2025-10-28 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,811.682

J&J SNACK FOODS CORP

Report date November 29, 2022 · Filed November 30, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, no par valueSEC Table I · non-derivativeDirect2,815 Reported balance After 2022-11-29 transaction · row 1
1 source row

Row 1 · 2022-11-29 · Gift · Disposed 10,869 · Balance 2,815

F1: On November 29, 2022, the Reporting Person gifted 10,869 shares of directly owned common stock to the Sidney and Sandy Brown Foundation.

Filing footnotes · ownership attribution and instrument terms

F1: On November 29, 2022, the Reporting Person gifted 10,869 shares of directly owned common stock to the Sidney and Sandy Brown Foundation.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SUN BANCORP INC /NJ/

Report date January 31, 2018 · Filed February 02, 2018

Section 16 reporting ended · disclosed 2018-02-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-01-31 transaction · row 1
1 source row

Row 1 · 2018-01-31 · Disposition to issuer · Disposed 463,237 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectby Daughter0 Reported balance After 2018-01-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2018-01-31 · Disposition to issuer · Disposed 6,630 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectby Spouse0 Reported balance After 2018-01-31 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2018-01-31 · Disposition to issuer · Disposed 605 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectFour Bs Partnership0 Reported balance After 2018-01-31 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2018-01-31 · Disposition to issuer · Disposed 253,168 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectNat'l Distr. Centers0 Reported balance After 2018-01-31 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2018-01-31 · Disposition to issuer · Disposed 37,343 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectNational Freight Inc.0 Reported balance After 2018-01-31 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2018-01-31 · Conversion · Disposed 19,164 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectNFI Intl. Ltd.0 Reported balance After 2018-01-31 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2018-01-31 · Disposition to issuer · Disposed 4,466 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectNFI Road Rail, LLC0 Reported balance After 2018-01-31 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2018-01-31 · Disposition to issuer · Disposed 73,279 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectSandra Brw Trust0 Reported balance After 2018-01-31 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2018-01-31 · Disposition to issuer · Disposed 542 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectSid & Sandy Brw Fdn.0 Reported balance After 2018-01-31 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2018-01-31 · Disposition to issuer · Disposed 83,608 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectSon - Eric0 Reported balance After 2018-01-31 transaction · row 11 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 11 · 2018-01-31 · Disposition to issuer · Disposed 5,461 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectSon - Jacob0 Reported balance After 2018-01-31 transaction · row 12 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 12 · 2018-01-31 · Conversion · Disposed 3,780 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectSRB Trust 3/15/20040 Reported balance After 2018-01-31 transaction · row 13 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 13 · 2018-01-31 · Disposition to issuer · Disposed 2,000 · Balance 0

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $53.80 · Expires 2018-01-22Direct0 Reported balance After 2018-01-31 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-01-31 · Disposition to issuer · Disposed 19,470 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3: Fully vested and exercisable.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.50 · Expires 2020-09-24Direct0 Reported balance After 2018-01-31 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-01-31 · Disposition to issuer · Disposed 22,720 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3: Fully vested and exercisable.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.75 · Expires 2020-05-20Direct0 Reported balance After 2018-01-31 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-01-31 · Disposition to issuer · Disposed 5,584 · Balance 0

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3: Fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

F2: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3: Fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 29, 2022 Filed Nov 30, 2022 22:05 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 GiftCommon stock, no par value 10,869 $159.64 $1,735,127.16
Disclosure

SEC source: 0001437749-22-028213 · rdgdoc.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,815

F1 · shares: On November 29, 2022, the Reporting Person gifted 10,869 shares of directly owned common stock to the Sidney and Sandy Brown Foundation.

Read SEC document
January 04, 2021 Filed Mar 8, 2021 18:19 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 GrantCommon stock, no par value 399 $152.23 $60,739.77
Disclosure

SEC source: 0001437749-21-005231 · rdgdoc.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 17,284

F1 · kind: Payment of Director Fees.

F2 · ownership.nature: Includes 2600 shares owned by a charitable foundation which Mr. Brown is a Trustee. Mr. Brown disclaims beneficial ownership of any such shares.

Read SEC document
January 15, 2020 Filed Jan 15, 2020 15:51 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 GrantCommon Stock, no par value 501 $181.68 $91,021.68
Disclosure

SEC source: 0001437749-20-000656 · rdgdoc.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote 2

Disclosed balance after: 16,885

F1 · kind: Payment of Director Fees

F2 · ownership.nature: Includes 2,600 shares owned by a charitable foundation of which Mr. Brown is a Trustee. Mr. Brown disclaims beneficial ownership of any such shares.

Read SEC document
November 22, 2019 Filed Nov 26, 2019 14:33 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 SaleCommon Stock, no par value 1,400 $185.90 $260,260.00
Disclosure

SEC source: 0001437749-19-023551 · rdgdoc.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 16,384

F1 · kind: Sale from Sidney & Sandy Brown Foundation (charitable)

F2 · balance_after: Includes 2,600 shares owned by a charitable foundation of which Mr. Brown is Trustee. Mr. Brown disclaims beneficial ownership of any such shares.

F2 · ownership.nature: Includes 2,600 shares owned by a charitable foundation of which Mr. Brown is Trustee. Mr. Brown disclaims beneficial ownership of any such shares.

Read SEC document
January 03, 2019 Filed Mar 8, 2019 18:34 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 GrantCommon Stock, no par value 646 $141.00 $91,086.00
Disclosure

SEC source: 0001437749-19-004437 · rdgdoc.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,784

F1 · kind: Payment of Director Fees

Read SEC document
January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 5,584 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · derivative · entry 16

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,584 shares

Expires 2020-05-20

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 22,720 Not disclosed Strike: $25.50 Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · derivative · entry 15

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,720 shares

Expires 2020-09-24

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative 19,470 Not disclosed Strike: $53.80 Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · derivative · entry 14

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,470 shares

Expires 2018-01-22

F2 · price: Pursuant to the Merger Agreement, each option granted by Sun to purchase shares of Sun common stock, whether vested or unvested, that was outstanding and unexercised immediately prior to the effective time of the Merger was assumed and converted into an option to purchase from Ocean, on the same terms and conditions as were applicable under the Sun stock option immediately prior to the effective time of the Merger, a number of shares of Ocean common stock determined by multiplying (x) the number of shares of Sun common stock subject to the Sun option by (y) .9289, at a per share exercise price equal to the quotient obtained by dividing (i) the per share exercise price for each share of Sun common stock subject to the Sun option by (ii) .9289.

F3 · derivative.exercise_date: Fully vested and exercisable.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 13

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · SRB Trust 3/15/2004

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

Read SEC document
January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 ConversionCommon Stock 3,780 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 12

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son - Jacob

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 5,461 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 11

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Son - Eric

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 83,608 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 10

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sid & Sandy Brw Fdn.

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 542 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 9

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sandra Brw Trust

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 73,279 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 8

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · NFI Road Rail, LLC

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 4,466 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 7

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · NFI Intl. Ltd.

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 ConversionCommon Stock 19,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 6

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · National Freight Inc.

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 37,343 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 5

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Nat'l Distr. Centers

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 253,168 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 4

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Four Bs Partnership

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 605 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 3

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 6,630 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 2

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Daughter

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 31, 2018 Filed Feb 2, 2018 10:48 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 Disposition to issuerCommon Stock 463,237 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-000573 · primarydocument.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: On January 31, 2018 , pursuant to the Agreement and Plan of Merger, dated as of June 30, 2017 (the "Merger Agreement"), by and among Sun Bancorp, Inc. ("Sun"), Mercury Sub Corp. ("Merger Sub") and OceanFirst Financial Corp. ("Ocean"), Merger Sub merged with and into Sun (the "Merger"), with Sun as the surviving corporation in the Merger. Under the terms and conditions of the Merger Agreement, at the effective time of the Merger, each share of Sun common stock was converted into the right to receive either $24.99 in cash (the "Cash Consideration") or .9289 shares of Ocean common stock, at the election of the holder and subject to procedures applicable to oversubscription and undersubscription for Cash Consideration set forth in the Merger Agreement.

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January 16, 2018 Filed Jan 16, 2018 20:42 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 GrantCommon Stock, no par value 610 $149.18 $90,999.80
Disclosure

SEC source: 0001437749-18-000659 · rdgdoc.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

F1 · kind: Payment of Director Fees

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January 17, 2017 Filed Jan 17, 2017 14:32 UTC J&J SNACK FOODS CORP JJSF · Entity 4643 Disposition to issuerCommon Stock, no par value 659 $132.80 $87,515.20
Disclosure

SEC source: 0001179110-17-000962 · edgar.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,528

F1 · kind: Payment of Director Fees

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December 21, 2016 Filed Dec 22, 2016 10:18 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 GiftCommon Stock 32,595 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003870 · primarydocument.xml · nonDerivative · entry 2

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Sid & Sandy Brw Fdn.

Disclosed balance after: 83,608

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December 21, 2016 Filed Dec 22, 2016 10:18 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 GiftCommon Stock 32,595 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003870 · primarydocument.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,237

F1 · balance_after: Includes Restricted Stock Award of 1,500 shares of Common Stock awarded on 12/14/16 with a Grant Date of 01/01/17 which vest one year from the Grant Date.

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December 14, 2016 Filed Dec 14, 2016 16:00 UTC SUN BANCORP INC /NJ/ SNBC · Entity 169861 GrantCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-16-003775 · primarydocument.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,832

F1 · shares: Restricted Stock Award of 1,500 shares of Common Stock awarded on 12/14/16 with a Grant Date of 01/01/17 which vest one year from the Grant Date.

F2 · balance_after: Includes Restricted Stock Award of 1,500 shares of Common Stock awarded on 12/14/16 with a Grant Date of 01/01/17 which vest one year from the Grant Date.

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October 19, 2016 Filed Oct 21, 2016 14:58 UTC FS Energy & Power Fund NONE · Entity 16842 PurchaseCommon shares of beneficial interest 1,335.341 $7.47 $9,975.00
Disclosure

SEC source: 0001387131-16-007430 · brown-form4_101916.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 35,732.616

F1 · shares: Acquired in accordance with Mr. Brown's prior election to purchase common shares of FS Energy and Power Fund ("FSEP") with fees earned during the prior calendar quarter as a trustee of FSEP.

F2 · balance_after: Includes common shares acquired through FSEP's distribution reinvestment plan.

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August 10, 2011 Filed Mar 24, 2017 18:17 UTC Amendment SUN BANCORP INC /NJ/ SNBC · Entity 169861 PurchaseCommon Stock 36,630 $11.85 $434,065.50
Disclosure

SEC source: 0001562180-17-001328 · primarydocument.xml · nonDerivative · entry 1

BROWN SIDNEY R · CIK 0001228876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · NFI Interactive Logistics Inc.

Disclosed balance after: 73,279

F1 · shares: Transaction represents the acquisition of shares by NFI Interactive Logistics Inc. allocated to the Reporting Person as Indirect Beneficial Ownership. The amount of securities beneficially owned and reported in Column 5 includes the acquisition of 36,630 shares being reported herewith plus 36,649 shares previously held in the name of NFI Interactive Logistics Inc. and indirectly owned by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.