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Krim Philip

Disclosed activity across 5 companies

Tapewire entity
73404
SEC CIK
0001791876

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Tailwind 2.0 Acquisition Corp.TDWDU · Entity 6174Director · 10% ownerNovember 10, 2025November 10, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Tailwind 2.0 Acquisition Corp.

Report date November 10, 2025 · Filed November 10, 2025

Jointly reported with TAILWIND 2.0 SPONSOR LLC

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Ordinary SharesSEC Table I · non-derivativeDirect372,500 Reported balance After 2025-11-10 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2025-11-10 · Purchase · Acquired 372,500 · Balance 372,500

F1: Simultaneously with the consummation of the Issuer's initial public offering, Tailwind 2.0 Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 372,500 units (the "Private Placement Units") in a private placement for an aggregate purchase price of $3,725,000. Each Private Placement Unit consists of one Class A ordinary share and one right entitling the holder thereof to receive one-tenth of one Class A ordinary share upon the completion of an initial business combination. The reported shares are the 372,500 Class A ordinary shares included in such Private Placement Units.

F2: The Sponsor is the record holder of the shares reported herein. Philip Krim is the managing member of the Sponsor and holds voting and investment discretion with respect to the shares held of record the Sponsor. Mr. Krim disclaims any beneficial ownership of the securities held by the sponsor other than to the extent of any pecuniary interest he may have therein.

Filing footnotes · ownership attribution and instrument terms

F1: Simultaneously with the consummation of the Issuer's initial public offering, Tailwind 2.0 Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 372,500 units (the "Private Placement Units") in a private placement for an aggregate purchase price of $3,725,000. Each Private Placement Unit consists of one Class A ordinary share and one right entitling the holder thereof to receive one-tenth of one Class A ordinary share upon the completion of an initial business combination. The reported shares are the 372,500 Class A ordinary shares included in such Private Placement Units.

F2: The Sponsor is the record holder of the shares reported herein. Philip Krim is the managing member of the Sponsor and holds voting and investment discretion with respect to the shares held of record the Sponsor. Mr. Krim disclaims any beneficial ownership of the securities held by the sponsor other than to the extent of any pecuniary interest he may have therein.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Casper Sleep Inc.

Report date January 03, 2022 · Filed January 26, 2022

Section 16 reporting ended · disclosed 2022-01-26. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-01-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-01-03 · Gift · Disposed 100,000 · Balance 1,896,174

Row 2 · 2022-01-25 · Disposition to issuer · Disposed 1,896,174 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

Common StockSEC Table I · non-derivativeIndirectPhilip Krim 2015 GRAT0 Reported balance After 2022-01-25 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2022-01-25 · Disposition to issuer · Disposed 567,425 · Balance 0

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $13.60 · Expires 2028-01-01Direct0 Reported balance After 2022-01-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-01-25 · Disposition to issuer · Disposed 450,000 · Balance 0

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F3: The options provided for vesting as to 25% of the shares on January 2, 2019 and in equal monthly installments thereafter until January 2, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

F3: The options provided for vesting as to 25% of the shares on January 2, 2019 and in equal monthly installments thereafter until January 2, 2022.

F4: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

Nuburu, Inc.

Report date January 31, 2023 · Filed February 07, 2023

Section 16 reporting ended · disclosed 2023-02-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Tailwind Sponsor LLC950,000 Reported balance After 2023-01-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-01-31 · Conversion · Acquired 950,000 · Balance 950,000

F1: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F4: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

Class B common stockSEC Table II · derivative / convertible securityIndirectBy Tailwind Sponsor LLC0 Reported balance After 2023-01-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-01-31 · Conversion · Disposed 8,355,393 · Balance 0

F1: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F4: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

Series A Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $5.00IndirectBy Tailwind Sponsor LLC650,000 Reported balance After 2023-01-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-01-31 · Grant · Acquired 650,000 · Balance 650,000

F5: The Preferred Stock is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F6: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designations and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

F4: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

Filing footnotes · ownership attribution and instrument terms

F1: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F4: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

F5: The Preferred Stock is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F6: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designations and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

Tailwind International Acquisition Corp.

Report date May 02, 2023 · Filed May 04, 2023

Jointly reported with Tailwind International Sponsor LLC, Stadlen Thomas Barnaby

Section 16 reporting ended · disclosed 2023-05-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirect1 Reported balance After 2023-05-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-02 · Other · Disposed 8,624,999 · Balance 1

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-252595) under the heading "Description of Securities-Founder Shares", the terms of the Class B ordinary shares, par value $0.0001 per share, provided at issuance that they would automatically convert into our Class A ordinary shares, par value $0.0001 per share, at the time of our initial business combination or earlier at the option of the holders, on a one-for-one basis, subject to adjustment for share splits, share capitalization, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: On May 3, 2023, the Issuer disclosed that its shareholders had approved an amendment to its Amended and Restated Memorandum and Articles of Association to amend the date by which the Issuer had to consummate a business combination from August 23, 2023 to May 1, 2023. As such, following the shareholder meeting, the Issuer commenced winding up procedures. In connection with the winding up of the Issuer, all but one of the Class B ordinary shares, par value $0.0001, held by the reporting persons were surrendered for no consideration on May 2, 2023.

F3: Tailwind International Sponsor LLC directly held all of the reported shares. Mr. Philip Krim and Mr. Tommy Stadlen together control Tailwind International Sponsor LLC and, as such, share voting and investment discretion with respect to the securities held by Tailwind International Sponsor LLC and may be deemed to have beneficial ownership of such securities. Mr. Philip Krim and Mr. Tommy Stadlen disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the Issuer's registration statement on Form S-1 (File No. 333-252595) under the heading "Description of Securities-Founder Shares", the terms of the Class B ordinary shares, par value $0.0001 per share, provided at issuance that they would automatically convert into our Class A ordinary shares, par value $0.0001 per share, at the time of our initial business combination or earlier at the option of the holders, on a one-for-one basis, subject to adjustment for share splits, share capitalization, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: On May 3, 2023, the Issuer disclosed that its shareholders had approved an amendment to its Amended and Restated Memorandum and Articles of Association to amend the date by which the Issuer had to consummate a business combination from August 23, 2023 to May 1, 2023. As such, following the shareholder meeting, the Issuer commenced winding up procedures. In connection with the winding up of the Issuer, all but one of the Class B ordinary shares, par value $0.0001, held by the reporting persons were surrendered for no consideration on May 2, 2023.

F3: Tailwind International Sponsor LLC directly held all of the reported shares. Mr. Philip Krim and Mr. Tommy Stadlen together control Tailwind International Sponsor LLC and, as such, share voting and investment discretion with respect to the securities held by Tailwind International Sponsor LLC and may be deemed to have beneficial ownership of such securities. Mr. Philip Krim and Mr. Tommy Stadlen disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Terran Orbital Corp

Report date March 25, 2022 · Filed March 29, 2022

Jointly reported with Tailwind Two Sponsor LLC

Section 16 reporting ended · disclosed 2022-03-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,550,000 Reported balance After 2022-03-25 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2022-03-25 · Conversion · Acquired 8,550,000 · Balance 8,550,000

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: In connection with the closing of the issuer's initial business combination on March 25, 2022 (the "Transaction"), the reported securities were converted on a one for one basis into Common Stock.

Common StockSEC Table I · non-derivativeDirect8,025,000 Reported balance After 2022-03-25 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2022-03-25 · Disposition to issuer · Disposed 525,000 · Balance 8,025,000

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3: The reported securities were forfeited for no consideration in connection with the closing of the Transaction.

F4: Tailwind Two Sponsor LLC directly holds 8,025,000 shares of Common Stock. Mr. Philip Krim controls Tailwind Two Sponsor LLC and, as such, shares voting and investment discretion with respect to the securities held by Tailwind Two Sponsor LLC and may be deemed to have beneficial ownership of such securities, provided that Mr. Philip Krim disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The inclusion of the reported securities in this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

Class B ordinary sharesSEC Table II · derivative / convertible securityDirect8,550,000 Reported balance After 2022-03-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-25 · Conversion · Disposed 8,550,000 · Balance 8,550,000

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: In connection with the closing of the issuer's initial business combination on March 25, 2022 (the "Transaction"), the reported securities were converted on a one for one basis into Common Stock.

WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50Direct7,722,000 Reported balance After 2022-03-25 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-03-25 · Grant · Acquired 7,722,000 · Balance 7,722,000

F5: Warrants to acquire Common Stock on a one for one basis, that are exercisable thirty (30) days after the completion of an initial business combination, which occurred on March 25, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2: In connection with the closing of the issuer's initial business combination on March 25, 2022 (the "Transaction"), the reported securities were converted on a one for one basis into Common Stock.

F3: The reported securities were forfeited for no consideration in connection with the closing of the Transaction.

F4: Tailwind Two Sponsor LLC directly holds 8,025,000 shares of Common Stock. Mr. Philip Krim controls Tailwind Two Sponsor LLC and, as such, shares voting and investment discretion with respect to the securities held by Tailwind Two Sponsor LLC and may be deemed to have beneficial ownership of such securities, provided that Mr. Philip Krim disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The inclusion of the reported securities in this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

F5: Warrants to acquire Common Stock on a one for one basis, that are exercisable thirty (30) days after the completion of an initial business combination, which occurred on March 25, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 10, 2025 Filed Nov 10, 2025 19:52 UTC Tailwind 2.0 Acquisition Corp. TDWDU · Entity 6174 PurchaseClass A Ordinary Shares 372,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-108426 · ownership.xml · nonDerivative · entry 1

TAILWIND 2.0 SPONSOR LLC · CIK 0002084610 · 10% owner

Krim Philip · CIK 0001791876 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,500

F1 · price: Simultaneously with the consummation of the Issuer's initial public offering, Tailwind 2.0 Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 372,500 units (the "Private Placement Units") in a private placement for an aggregate purchase price of $3,725,000. Each Private Placement Unit consists of one Class A ordinary share and one right entitling the holder thereof to receive one-tenth of one Class A ordinary share upon the completion of an initial business combination. The reported shares are the 372,500 Class A ordinary shares included in such Private Placement Units.

F2 · balance_after: The Sponsor is the record holder of the shares reported herein. Philip Krim is the managing member of the Sponsor and holds voting and investment discretion with respect to the shares held of record the Sponsor. Mr. Krim disclaims any beneficial ownership of the securities held by the sponsor other than to the extent of any pecuniary interest he may have therein.

Read SEC document
May 02, 2023 Filed May 4, 2023 21:00 UTC Tailwind International Acquisition Corp. TWNI · Entity 113882 OtherClass B Ordinary Shares · Derivative 8,624,999 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-056197 · tm2314711-1_4seq1.xml · derivative · entry 1

Tailwind International Sponsor LLC · CIK 0001846592 · 10% owner

Stadlen Tommy · CIK 0001844974 · 10% owner

Krim Philip · CIK 0001791876 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1

Underlying: Class A Ordinary Shares · 8,624,999 shares

Expires not disclosed

F1 · derivative.exercise_price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252595) under the heading "Description of Securities-Founder Shares", the terms of the Class B ordinary shares, par value $0.0001 per share, provided at issuance that they would automatically convert into our Class A ordinary shares, par value $0.0001 per share, at the time of our initial business combination or earlier at the option of the holders, on a one-for-one basis, subject to adjustment for share splits, share capitalization, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_price: On May 3, 2023, the Issuer disclosed that its shareholders had approved an amendment to its Amended and Restated Memorandum and Articles of Association to amend the date by which the Issuer had to consummate a business combination from August 23, 2023 to May 1, 2023. As such, following the shareholder meeting, the Issuer commenced winding up procedures. In connection with the winding up of the Issuer, all but one of the Class B ordinary shares, par value $0.0001, held by the reporting persons were surrendered for no consideration on May 2, 2023.

F1 · price: As described in the Issuer's registration statement on Form S-1 (File No. 333-252595) under the heading "Description of Securities-Founder Shares", the terms of the Class B ordinary shares, par value $0.0001 per share, provided at issuance that they would automatically convert into our Class A ordinary shares, par value $0.0001 per share, at the time of our initial business combination or earlier at the option of the holders, on a one-for-one basis, subject to adjustment for share splits, share capitalization, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · price: On May 3, 2023, the Issuer disclosed that its shareholders had approved an amendment to its Amended and Restated Memorandum and Articles of Association to amend the date by which the Issuer had to consummate a business combination from August 23, 2023 to May 1, 2023. As such, following the shareholder meeting, the Issuer commenced winding up procedures. In connection with the winding up of the Issuer, all but one of the Class B ordinary shares, par value $0.0001, held by the reporting persons were surrendered for no consideration on May 2, 2023.

F1 · derivative.exercise_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-252595) under the heading "Description of Securities-Founder Shares", the terms of the Class B ordinary shares, par value $0.0001 per share, provided at issuance that they would automatically convert into our Class A ordinary shares, par value $0.0001 per share, at the time of our initial business combination or earlier at the option of the holders, on a one-for-one basis, subject to adjustment for share splits, share capitalization, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: On May 3, 2023, the Issuer disclosed that its shareholders had approved an amendment to its Amended and Restated Memorandum and Articles of Association to amend the date by which the Issuer had to consummate a business combination from August 23, 2023 to May 1, 2023. As such, following the shareholder meeting, the Issuer commenced winding up procedures. In connection with the winding up of the Issuer, all but one of the Class B ordinary shares, par value $0.0001, held by the reporting persons were surrendered for no consideration on May 2, 2023.

F1 · derivative.expiration_date: As described in the Issuer's registration statement on Form S-1 (File No. 333-252595) under the heading "Description of Securities-Founder Shares", the terms of the Class B ordinary shares, par value $0.0001 per share, provided at issuance that they would automatically convert into our Class A ordinary shares, par value $0.0001 per share, at the time of our initial business combination or earlier at the option of the holders, on a one-for-one basis, subject to adjustment for share splits, share capitalization, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: On May 3, 2023, the Issuer disclosed that its shareholders had approved an amendment to its Amended and Restated Memorandum and Articles of Association to amend the date by which the Issuer had to consummate a business combination from August 23, 2023 to May 1, 2023. As such, following the shareholder meeting, the Issuer commenced winding up procedures. In connection with the winding up of the Issuer, all but one of the Class B ordinary shares, par value $0.0001, held by the reporting persons were surrendered for no consideration on May 2, 2023.

F3 · ownership.direct: Tailwind International Sponsor LLC directly held all of the reported shares. Mr. Philip Krim and Mr. Tommy Stadlen together control Tailwind International Sponsor LLC and, as such, share voting and investment discretion with respect to the securities held by Tailwind International Sponsor LLC and may be deemed to have beneficial ownership of such securities. Mr. Philip Krim and Mr. Tommy Stadlen disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.

Read SEC document
January 31, 2023 Filed Feb 7, 2023 21:11 UTC Nuburu, Inc. BURU · Entity 7846 GrantSeries A Preferred Stock · Derivative 650,000 Not disclosed Strike: $5.00 Not disclosed
Disclosure

SEC source: 0001104659-23-011733 · tm235693-2_4seq1.xml · derivative · entry 3

Krim Philip · CIK 0001791876 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tailwind Sponsor LLC

Disclosed balance after: 650,000

Underlying: Common Stock · 1,300,000 shares

Expires not disclosed

F5 · derivative.exercise_price: The Preferred Stock is convertible into shares of Common Stock at a conversion rate equal to $10.00 (subject to equitable adjustment in the event of a stock split, stock consolidation, subdivision or certain other events of a similar nature that increase or decrease the number of shares of Preferred Stock outstanding) divided by the lesser of (i) $11.50 and (ii) the greater of (x) 115% of the lowest volume weighted average price per share of Common Stock as displayed under the heading Bloomberg VWAP for any consecutive ninety-trading day period prior to the calculation of such VWAP and (y) $5.00, in each case subject to adjustment as set forth in the Certificate of Designations of the Preferred Stock (the "Certificate of Designations").

F1 · kind: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · kind: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · kind: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · shares: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · shares: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · shares: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · price: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · price: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · price: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F6 · derivative.expiration_date: The Preferred Stock has no expiration date. Pursuant to the Certificate of Designations and subject to certain limitations detailed therein, on January 31, 2025, the Issuer is required to either redeem the Preferred Stock for cash or convert the Preferred Stock to shares of Common Stock.

F4 · ownership.direct: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

Read SEC document
January 31, 2023 Filed Feb 7, 2023 21:11 UTC Nuburu, Inc. BURU · Entity 7846 ConversionClass B common stock · Derivative 8,355,393 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-011733 · tm235693-2_4seq1.xml · derivative · entry 2

Krim Philip · CIK 0001791876 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tailwind Sponsor LLC

Disclosed balance after: 0

Underlying: Common Stock · 8,355,393 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · derivative.exercise_price: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · derivative.exercise_price: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · kind: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · kind: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · kind: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · price: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · price: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · price: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · derivative.exercise_date: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · derivative.exercise_date: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · derivative.exercise_date: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · derivative.expiration_date: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · derivative.expiration_date: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · derivative.expiration_date: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · balance_after: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · balance_after: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · balance_after: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F4 · ownership.direct: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

Read SEC document
January 31, 2023 Filed Feb 7, 2023 21:11 UTC Nuburu, Inc. BURU · Entity 7846 ConversionCommon Stock 950,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-23-011733 · tm235693-2_4seq1.xml · nonDerivative · entry 1

Krim Philip · CIK 0001791876 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tailwind Sponsor LLC

Disclosed balance after: 950,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · kind: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · kind: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F1 · price: On January 31, 2023, pursuant to that certain Business Combination Agreement, dated August 5, 2022 (as it has been and may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Nuburu, Inc. (f/k/a Tailwind Acquisition Corp.) (the "Issuer"), Compass Merger Sub, Inc., a wholly owned subsidiary of the Issuer ("Merger Sub"), and Nuburu Subsidiary, Inc. ("Legacy Nuburu"), Merger Sub merged with and into Legacy Nuburu, with Legacy Nuburu as the surviving company and continuing as a wholly owned subsidiary of the Issuer (the "Business Combination").

F2 · price: In connection with the consummation of the Business Combination, the 8,355,393 shares of Class B common stock, par value $0.0001 per share, of the Issuer that were initially issued to Tailwind Sponsor LLC (the "Sponsor") in a private placement prior to the Issuer's initial public offering, were automatically converted, on a one-for-one basis, into shares of common stock, par value $0.0001 per share of the Issuer ("Common Stock"), other than (i) 7,205,393 shares that the Sponsor surrendered and forfeited in connection with the closing of the Business Combination for no additional consideration,

F3 · price: (ii) 150,000 shares that the Sponsor transferred to Nautilus Master Fund, L.P. pursuant to that certain share transfer agreement, dated as of January 31, 2022, between the Sponsor and Nautilus Master Fund, L.P., (iii) 50,000 shares that the Sponsor transferred to Cohen & Company Capital Markets, a division of J.V.B. Financial Group, LLC, as payment for certain services rendered in connection with the Business Combination) and (iv) 650,000 shares of Series A preferred stock, par value $0.0001 per share, of the Issuer ("Preferred Stock") that were issued to the Sponsor, as a holder of record of Common Stock as of the close of business on the closing date of the Business Combination.

F4 · ownership.direct: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 19:35 UTC Terran Orbital Corp TWNT · Entity 15172 GrantWarrants · Derivative 7,722,000 $1.50 Strike: $11.50 $11,583,000.00
Disclosure

SEC source: 0001104659-22-039608 · tm2210759-1_4seq1.xml · derivative · entry 4

Tailwind Two Sponsor LLC · CIK 0001848304 · 10% owner

Krim Philip · CIK 0001791876 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,722,000

Underlying: Class A ordinary shares · 7,722,000 shares

Expires not disclosed

F5 · derivative.exercise_date: Warrants to acquire Common Stock on a one for one basis, that are exercisable thirty (30) days after the completion of an initial business combination, which occurred on March 25, 2022.

F5 · derivative.expiration_date: Warrants to acquire Common Stock on a one for one basis, that are exercisable thirty (30) days after the completion of an initial business combination, which occurred on March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 19:35 UTC Terran Orbital Corp TWNT · Entity 15172 ConversionClass B ordinary shares · Derivative 8,550,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-039608 · tm2210759-1_4seq1.xml · derivative · entry 3

Tailwind Two Sponsor LLC · CIK 0001848304 · 10% owner

Krim Philip · CIK 0001791876 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,550,000

Underlying: Class A ordinary shares · 8,550,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F1 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: In connection with the closing of the issuer's initial business combination on March 25, 2022 (the "Transaction"), the reported securities were converted on a one for one basis into Common Stock.

F1 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: In connection with the closing of the issuer's initial business combination on March 25, 2022 (the "Transaction"), the reported securities were converted on a one for one basis into Common Stock.

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March 25, 2022 Filed Mar 29, 2022 19:35 UTC Terran Orbital Corp TWNT · Entity 15172 Disposition to issuerCommon Stock 525,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-039608 · tm2210759-1_4seq1.xml · nonDerivative · entry 2

Tailwind Two Sponsor LLC · CIK 0001848304 · 10% owner

Krim Philip · CIK 0001791876 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,025,000

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · price: The reported securities were forfeited for no consideration in connection with the closing of the Transaction.

F4 · ownership.direct: Tailwind Two Sponsor LLC directly holds 8,025,000 shares of Common Stock. Mr. Philip Krim controls Tailwind Two Sponsor LLC and, as such, shares voting and investment discretion with respect to the securities held by Tailwind Two Sponsor LLC and may be deemed to have beneficial ownership of such securities, provided that Mr. Philip Krim disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. The inclusion of the reported securities in this statement shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

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March 25, 2022 Filed Mar 29, 2022 19:35 UTC Terran Orbital Corp TWNT · Entity 15172 ConversionCommon Stock 8,550,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-22-039608 · tm2210759-1_4seq1.xml · nonDerivative · entry 1

Tailwind Two Sponsor LLC · CIK 0001848304 · 10% owner

Krim Philip · CIK 0001791876 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,550,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-253224) under the heading "Description of Securities-Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · price: In connection with the closing of the issuer's initial business combination on March 25, 2022 (the "Transaction"), the reported securities were converted on a one for one basis into Common Stock.

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January 25, 2022 Filed Jan 26, 2022 16:52 UTC Casper Sleep Inc. CSPR · Entity 131068 Disposition to issuerStock Option · Derivative 450,000 $0.00 Strike: $13.60 $0.00
Disclosure

SEC source: 0001598674-22-000032 · wf-form4_164323394422036.xml · derivative · entry 4

Krim Philip · CIK 0001791876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450,000 shares

Expires 2028-01-01

F4 · price: In accordance with the Merger Agreement, each option to acquire common stock of the Issuer that was unvested or had a per share exercise price equal to or greater than the Merger Consideration was cancelled for no consideration as of the effective time of the Merger.

F3 · derivative.exercise_date: The options provided for vesting as to 25% of the shares on January 2, 2019 and in equal monthly installments thereafter until January 2, 2022.

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January 25, 2022 Filed Jan 26, 2022 16:52 UTC Casper Sleep Inc. CSPR · Entity 131068 Disposition to issuerCommon Stock 567,425 $6.90 $3,915,232.50
Disclosure

SEC source: 0001598674-22-000032 · wf-form4_164323394422036.xml · nonDerivative · entry 3

Krim Philip · CIK 0001791876 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Philip Krim 2015 GRAT

Disclosed balance after: 0

F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

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January 25, 2022 Filed Jan 26, 2022 16:52 UTC Casper Sleep Inc. CSPR · Entity 131068 Disposition to issuerCommon Stock 1,896,174 $6.90 $13,083,600.60
Disclosure

SEC source: 0001598674-22-000032 · wf-form4_164323394422036.xml · nonDerivative · entry 2

Krim Philip · CIK 0001791876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reflects disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of November 14, 2021 (the "Merger Agreement"), by and among Casper Sleep Inc. (the "Issuer"), Marlin Parent, Inc. and Marlin Merger Sub, Inc. ("Merger Sub"). On January 25, 2022, upon the closing of the merger of Merger Sub with and into the Issuer (the "Merger") contemplated by the Merger Agreement, each share of common stock of the Issuer, par value $0.000001 per share, was cancelled and automatically converted into the right to receive an amount in cash equal to $6.90 (the "Merger Consideration"), without interest, subject to applicable withholding taxes.

F2 · price: In accordance with the Merger Agreement, each restricted stock unit award ("RSU Award") of the Issuer outstanding immediately prior to the effective time of the Merger (whether vested or unvested) was cancelled and converted into the right to receive an amount in cash, subject to applicable withholding taxes, equal to the Merger Consideration multiplied by the number of shares of Issuer common stock subject to such RSU Award.

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January 03, 2022 Filed Jan 26, 2022 16:52 UTC Casper Sleep Inc. CSPR · Entity 131068 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001598674-22-000032 · wf-form4_164323394422036.xml · nonDerivative · entry 1

Krim Philip · CIK 0001791876 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,896,174

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March 05, 2021 Filed Mar 9, 2021 19:34 UTC Casper Sleep Inc. CSPR · Entity 131068 SaleCommon Stock 50,816 $7.21 $366,383.36
Disclosure

SEC source: 0001598674-21-000029 · wf-form4_161533643570696.xml · nonDerivative · entry 2

Krim Philip · CIK 0001791876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,996,174

F2 · shares: Represents shares automatically sold pursuant to an irrevocable sell-to-cover election to satisfy tax withholding obligations in connection with the vesting of RSUs.

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March 05, 2021 Filed Mar 9, 2021 19:34 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 218,341 $0.00 $0.00
Disclosure

SEC source: 0001598674-21-000029 · wf-form4_161533643570696.xml · nonDerivative · entry 1

Krim Philip · CIK 0001791876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,046,990

F1 · shares: The Reporting Person received an award of 218,341 restricted stock units on March 5, 2021. The restricted stock units vest as to (i) 25% on March 5, 2022; (ii) 25% on March 5, 2023; (iii) 25% on March 5, 2024 and (iv) 25% on March 5, 2025. Each restricted stock unit represents a right to receive one share of Issuer common stock upon vesting.

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February 25, 2021 Filed Mar 1, 2021 16:05 UTC Casper Sleep Inc. CSPR · Entity 131068 SaleCommon Stock 20,707 $9.47 $196,095.29
Disclosure

SEC source: 0001598674-21-000026 · wf-form4_161463274335992.xml · nonDerivative · entry 2

Krim Philip · CIK 0001791876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,828,649

F3 · kind: The shares were sold to cover the Reporting Person's tax obligation upon the settlement of the performance-based restricted stock units.

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February 25, 2021 Filed Mar 1, 2021 16:05 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 60,250 $0.00 $0.00
Disclosure

SEC source: 0001598674-21-000026 · wf-form4_161463274335992.xml · nonDerivative · entry 1

Krim Philip · CIK 0001791876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849,356

F1 · kind: The shares of common stock were acquired pursuant to the vesting of performance-based restricted stock units following the certification by the Board of Directors of Casper Sleep Inc. of the achievement of certain performance criteria.

F2 · balance_after: Upon termination of the Reporting Person's 2017 grantor retained annuity trust on August 1, 2020, all 251,930 shares were transferred to direct ownership.

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October 18, 2020 Filed Oct 19, 2020 12:30 UTC Nuburu, Inc. TWND · Entity 7846 OtherClass B common stock · Derivative 269,607 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-20-115835 · a4.xml · derivative · entry 1

Krim Philip · CIK 0001791876 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Tailwind Sponsor LLC

Disclosed balance after: 8,355,393

Underlying: Class A Common Stock · 269,607 shares

Expires not disclosed

F1 · derivative.exercise_price: This Form 4 reflects the automatic surrender to the issuer of 269,607 of the Class B ordinary shares, par value $0.0001 per share, of Tailwind Acquisition Corp. (the "issuer"), for no consideration by Tailwind Sponsor LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F1 · kind: This Form 4 reflects the automatic surrender to the issuer of 269,607 of the Class B ordinary shares, par value $0.0001 per share, of Tailwind Acquisition Corp. (the "issuer"), for no consideration by Tailwind Sponsor LLC (the "Sponsor") pursuant to contractual arrangements with the issuer, triggered by the expiration of the option of the underwriter of the issuer's initial public offering to purchase additional units.

F2 · price: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.exercise_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F2 · derivative.expiration_date: As described in the issuer's registration statement on Form S-1 (File No. 333-248113) under the heading "Description of Securities -- Founder Shares", the Class B ordinary shares will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share subdivisions, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.

F3 · ownership.direct: The reporting person controls the Sponsor, and as such has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The business address of Mr. Krim is c/o Tailwind Acquisition Corp., 1545 Courtney Ave, Los Angeles, California 90046.

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August 13, 2020 Filed Aug 17, 2020 16:31 UTC Casper Sleep Inc. CSPR · Entity 131068 PurchaseCommon Stock 15,000 $9.60 $144,000.00
Disclosure

SEC source: 0001598674-20-000042 · wf-form4_159769627144288.xml · nonDerivative · entry 1

Krim Philip · CIK 0001791876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,537,176

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March 05, 2020 Filed Mar 9, 2020 17:38 UTC Casper Sleep Inc. CSPR · Entity 131068 GrantCommon Stock 192,308 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-030859 · a4.xml · nonDerivative · entry 1

Krim Philip · CIK 0001791876 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,009

F1 · shares: The Reporting Person received an award of 192,308 restricted stock units on March 4, 2020. The restricted stock units vest as to (i) 50% on March 5, 2021; (ii) 25% on March 5, 2022 and (iii) 25% on March 5, 2023. Each restricted stock unit represents a right to receive one share of Issuer common stock upon vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.