Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIBERTY ALL STAR EQUITY FUNDUSA · Entity 8815 | President of the Adviser | November 04, 2019 | November 05, 2019 |
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | President of the Adviser | November 04, 2019 | November 05, 2019 |
| Principal Real Estate Income FundPGZ · Entity 7053 | President of the Advisor | November 10, 2025 | November 12, 2025 |
| SRH Total Return Fund, Inc.BIF · Entity 4587 | President of the Adviser | November 04, 2019 | November 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIBERTY ALL STAR EQUITY FUND
Report date November 04, 2019 · Filed November 05, 2019
This filing explicitly reported no securities owned.
LIBERTY ALL STAR GROWTH FUND INC.
Report date November 04, 2019 · Filed November 05, 2019
This filing explicitly reported no securities owned.
Principal Real Estate Income Fund
Report date November 10, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial OwnershipSEC Table I · non-derivative | Direct | 35,627 |
Reported balance
After 2025-11-10 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2025-11-10 · Purchase · Acquired 4,512 · Balance 35,627 |
| Common Shares of Beneficial OwnershipSEC Table I · non-derivative | Direct | 35,627 |
Reported balance
After 2025-11-10 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2025-11-10 · Purchase · Acquired 5,488 · Balance 35,627 |
SRH Total Return Fund, Inc.
Report date November 04, 2019 · Filed November 05, 2019
This filing explicitly reported no securities owned.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RIVERNORTH OPPORTUNITIES FUND, INC.
Report date September 30, 2022 · Filed October 04, 2022
Section 16 reporting ended · disclosed 2022-10-04. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 10, 2025 Filed Nov 12, 2025 13:26 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | PurchaseCommon Shares of Beneficial Ownership | 5,488 | $10.34 | $56,745.92 |
DisclosureSEC source: 0001791988-25-000002 · primary_doc.xml · nonDerivative · entry 2 Spahr Laton · CIK 0001791988 · President of the Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,627 Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 13:26 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | PurchaseCommon Shares of Beneficial Ownership | 4,512 | $10.36 | $46,744.32 |
DisclosureSEC source: 0001791988-25-000002 · primary_doc.xml · nonDerivative · entry 1 Spahr Laton · CIK 0001791988 · President of the Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,627 Read SEC document |
| July 18, 2023 Filed Jul 19, 2023 09:03 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | PurchaseCommon Shares of Beneficial Ownership | 10,000 | $9.71 | $97,072.00 |
DisclosureSEC source: 0001791988-23-000002 · primary_doc.xml · nonDerivative · entry 1 Spahr Laton · CIK 0001791988 · President of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,627 Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 11:34 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | PurchaseCommon Shares of Beneficial Ownership | 15,627 | $9.50 | $148,456.50 |
DisclosureSEC source: 0001791988-23-000001 · primary_doc.xml · nonDerivative · entry 1 Spahr Laton · CIK 0001791988 · President of the Adviser 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,627 Read SEC document |
| December 27, 2022 Filed Dec 29, 2022 11:52 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | SaleCommon Shares of Beneficial Interest | 2,000 | $10.31 | $20,620.20 |
DisclosureSEC source: 0001791988-22-000002 · primary_doc.xml · nonDerivative · entry 1 Spahr Laton · CIK 0001791988 · President of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 12, 2020 Filed Jul 14, 2020 16:14 UTC | Principal Real Estate Income Fund PGZ · Entity 7053 | PurchaseCommon Shares of Beneficial Interest | 2,000 | $16.23 | $32,452.00 |
DisclosureSEC source: 0001791988-20-000001 · primary_doc.xml · nonDerivative · entry 1 Spahr Laton · CIK 0001791988 · President of the Adviser 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.