Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WAFD INCWAFD · Entity 4319 | EVP & Chief Credit Officer | November 11, 2025 | November 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WAFD INC
Report date November 11, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 126,740 |
Reported balance
After 2025-11-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-11 · Grant · Acquired 21,609 · Balance 126,740 F1: Restricted and performance stock grants vest ratably over three years beginning November 11, 2026, respectively, as follows: 8,674 shares, and 12,935 shares based upon certain performance criteria related to total shareholder return. F2: Includes 61,912 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.16 · Expires 2028-10-31 | Direct | 618 |
Reported balance
Holding disclosure · report date 2025-11-11 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 618 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted and performance stock grants vest ratably over three years beginning November 11, 2026, respectively, as follows: 8,674 shares, and 12,935 shares based upon certain performance criteria related to total shareholder return.
F2: Includes 61,912 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2025 Filed Nov 12, 2025 19:25 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 21,609 | $30.56 | $660,371.04 |
DisclosureSEC source: 0001789995-25-000007 · wk-form4_1762975540.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,740 F1 · balance_after: Restricted and performance stock grants vest ratably over three years beginning November 11, 2026, respectively, as follows: 8,674 shares, and 12,935 shares based upon certain performance criteria related to total shareholder return. F2 · balance_after: Includes 61,912 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:56 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 2,982 | $29.03 | $86,567.46 |
DisclosureSEC source: 0001789995-25-000005 · wk-form4_1762286161.xml · nonDerivative · entry 2 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,131 F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. F2 · balance_after: Includes 61,912 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person Read SEC document |
| October 31, 2025 Filed Nov 4, 2025 19:56 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 11,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001789995-25-000005 · wk-form4_1762286161.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,113 Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 21:14 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 16,965 | $37.43 | $634,999.95 |
DisclosureSEC source: 0000936528-24-000160 · wk-form4_1731618833.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 117,341 F1 · balance_after: Includes 59,844 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| November 04, 2024 Filed Nov 5, 2024 21:47 UTC | WAFD INC WAFD · Entity 4319 | SaleCommon Stock | 12,132 | $33.33 | $404,364.41 |
DisclosureSEC source: 0000936528-24-000146 · wk-form4_1730843217.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,376 F1 · price: This transaction was executed in multiple trades at prices ranging from $33.02 to $33.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide to the Company, any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes 59,844 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2024 Filed Nov 4, 2024 15:53 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 7,528 | $33.98 | $255,801.44 |
DisclosureSEC source: 0000936528-24-000136 · wk-form4_1730735602.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,508 F1 · balance_after: Holdings include shares acquired in dividend reinvestment transactions. F2 · balance_after: Includes 59,844 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 21:58 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 22,973 | $27.64 | $634,973.72 |
DisclosureSEC source: 0000936528-23-000201 · wk-form4_1700171914.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,078 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2024, respectively, as follows: 9,222 shares, and 13,751 shares based upon certain performance criteria related to total shareholder return. F2 · balance_after: Includes 57,886 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 3, 2023 00:13 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 3,232 | $24.68 | $79,765.76 |
DisclosureSEC source: 0000936528-23-000186 · wk-form4_1698970422.xml · nonDerivative · entry 2 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,105 F1 · balance_after: Includes 57,886 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person. Read SEC document |
| October 31, 2023 Filed Nov 3, 2023 00:13 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 12,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000186 · wk-form4_1698970422.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,337 Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 22:14 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 56,764 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-23-000078 · wf-form4_167874563506590.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,244 F1 · shares: Represents stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person based on a stock price of $31.71 per share. The stock units vest increasingly upon the reporting owner's retirement age as follows: 0% prior to retirement age of 62, 80% at age of 62, 90% at age 63, and 100% at age of 64. The stock units will be settled in shares of WAFD common stock in accordance with the terms of the SERP. Read SEC document |
| November 08, 2022 Filed Nov 9, 2022 19:33 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 16,675 | $38.08 | $634,984.00 |
DisclosureSEC source: 0000936528-22-000121 · wf-form4_166802241328915.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,480 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2023, respectively, as follows: 6,694 shares, and 9,981 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:13 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 2,969 | $38.70 | $114,900.30 |
DisclosureSEC source: 0000936528-22-000111 · wf-form4_166741996291390.xml · nonDerivative · entry 2 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,805 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 20:13 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 10,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000936528-22-000111 · wf-form4_166741996291390.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,774 Read SEC document |
| October 31, 2021 Filed Nov 2, 2021 20:31 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 4,972 | $35.36 | $175,809.92 |
DisclosureSEC source: 0000936528-21-000113 · wf-form4_163588505742313.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,577 Read SEC document |
| October 26, 2021 Filed Oct 28, 2021 18:05 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 17,722 | $35.83 | $634,979.26 |
DisclosureSEC source: 0000936528-21-000101 · wf-form4_163544430231769.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,549 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2022, respectively, as follows: 7,114 shares, and 10,608 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:53 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 809 | $21.29 | $17,223.61 |
DisclosureSEC source: 0001200836-20-000028 · primary_doc.xml · nonDerivative · entry 2 Mauer Ryan · CIK 0001789995 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,827 Read SEC document |
| October 31, 2020 Filed Nov 3, 2020 23:53 UTC | WAFD INC WAFD · Entity 4319 | Disposition to issuerCommon Stock | 2,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001200836-20-000028 · primary_doc.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & CCO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,636 Read SEC document |
| October 27, 2020 Filed Oct 30, 2020 01:03 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 25,900 | $22.15 | $573,685.00 |
DisclosureSEC source: 0001200836-20-000021 · primary_doc.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · EVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,735 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2021, respectively, as follows: 10,400 shares, and 15,500 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 22:08 UTC | WAFD INC WAFD · Entity 4319 | Tax withholdingCommon Stock | 178 | $36.46 | $6,489.88 |
DisclosureSEC source: 0001200836-19-000022 · primary_doc.xml · nonDerivative · entry 2 Mauer Ryan · CIK 0001789995 · SVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,835 Read SEC document |
| October 30, 2019 Filed Nov 1, 2019 22:08 UTC | WAFD INC WAFD · Entity 4319 | GrantCommon Stock | 10,500 | $36.57 | $383,985.00 |
DisclosureSEC source: 0001200836-19-000022 · primary_doc.xml · nonDerivative · entry 1 Mauer Ryan · CIK 0001789995 · SVP & Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,013 F1 · shares: Restricted and performance stock grants vest ratably over three years beginning October 31, 2020, respectively, as follows: 4,200 shares, and 6,300 shares based upon certain performance criteria related to total shareholder return. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.