FRANK BRUCE D

SEC source: 0001193125-25-277991 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Individual Retirement Account

Disclosed balance after: 4,387

SEC source: 0001140361-25-023688 · form4.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Represents securities tendered to Lido Merger Sub, Inc., a wholly owned, direct subsidiary of Lido Holdco, Inc., at a price of $11.30 per share.

SEC source: 0000950170-24-125735 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 3,695

F1 · ownership.direct: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001731122-24-000985 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,405

F1 · shares: ) Represents 13,144 restricted stock units ("RSUs") granted under the Landsea Homes Corporation 2020 Stock Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock, par value $0.0001 per share. The RSUs will vest on the earlier to occur of (i) the first anniversary of the grant date, or (ii) the Issuer's next annual meeting of stockholders, in each case, so long as the Reporting Person remains continuously providing services to the Issuer or its subsidiaries through such vesting date.

SEC source: 0001731122-24-000948 · ownership.xml · nonDerivative · entry 2

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,261

F2 · price: This transaction was executed in multiple trades at prices ranging from $10.21 to $10.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001731122-24-000948 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,752

F1 · price: This transaction was executed in multiple trades at prices ranging from $9.68 to $9.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001731122-24-000404 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,423

F1 · shares: On March 8, 2024, the Reporting Person purchased 2,155 shares of Common Stock through participation as an investor in an underwritten public offering by Landsea Holdings Corporation, the issuer's largest stockholder, at the offering price of $11.60 per share.

F2 · balance_after: Includes 13,540 restricted stock units ("RSUs") granted under the Landsea Homes Corporation 2020 Stock Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock, par value $0.0001 per share. The RSUs will vest on the earlier to occur of (i) June 21, 2024 or (ii) the Issuer's next annual meeting of stockholders, in each case, so long as the Reporting Person remains continuously providing services to the Issuer or its subsidiaries through such vesting date.

SEC source: 0001731122-24-000594 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,423

F1 · date: This amendment is being filed solely to attach the power of attorney, which was inadvertently omitted in the original filing. This amendment does not reflect transactions or vesting occurring after the date of the original filing.

F2 · shares: On March 8, 2024, the Reporting Person purchased 2,155 shares of Common Stock through participation as an investor in an underwritten public offering by Landsea Holdings Corporation, the issuer's largest stockholder, at the offering price of $11.60 per share.

F3 · balance_after: Includes 13,540 restricted stock units ("RSUs") granted under the Landsea Homes Corporation 2020 Stock Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock, par value $0.0001 per share. The RSUs will vest on the earlier to occur of (i) June 21, 2024 or (ii) the Issuer's next annual meeting of stockholders, in each case, so long as the Reporting Person remains continuously providing services to the Issuer or its subsidiaries through such vesting date.

SEC source: 0001782524-23-000044 · wk-form4_1697072163.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2,871.443

F1 · ownership.direct: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001731122-23-001188 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,268

F1 · security: Represents 13,540 restricted stock units ("RSUs") granted under the Landsea Homes Corporation 2020 Stock Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock, par value $0.0001 per share. The RSUs will vest on the earlier to occur of (i) June 21, 2024 or (ii) the Issuer's next annual meeting of stockholders, in each case, so long as the Reporting Person remains continuously providing services to the Issuer or its subsidiaries through such vesting date.

SEC source: 0001731122-23-000389 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,728

F1 · security: Represent 14,566 restricted stock units ("RSUs") granted under the Landsea Homes Corporation 2020 Stock Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock, par value $0.0001 per share. The RSUs will vest on the date of the Issuer's 2023 annual meeting of stockholders.

SEC source: 0001782524-22-000133 · wf-form4_167234891108927.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358.24

SEC source: 0001782524-22-000090 · wf-form4_165938621242759.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,241.409

F1 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-22-000063 · wf-form4_165290780877051.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,000.211

F1 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001851322-22-000030 · wf-form4_164858626650138.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,522.704

SEC source: 0001731122-22-000447 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,162

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.75 to $7.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001782524-22-000011 · wf-form4_164124451139554.xml · nonDerivative · entry 2

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,844.67

F2 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-22-000011 · wf-form4_164124451139554.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,695.91

F1 · shares: Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, additional shares of Common Stock were reallocated for no additional consideration.

F2 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-21-000142 · wf-form4_163710156640718.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,695.89

F1 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-21-000122 · wf-form4_163467388485534.xml · nonDerivative · entry 2

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,406.72

F2 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-21-000122 · wf-form4_163467388485534.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,137.8

F1 · shares: Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, additional shares of Common Stock were reallocated for no additional consideration.

F2 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001731122-21-001262 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,162

F1 · security: Represents 11,671 restricted stock units ("RSUs") granted under the Landsea Homes Corporation 2020 Stock Incentive Plan. Each RSU represents the right to receive one share of the Issuer's common stock, par value $0.0001 per share. The RSUs will vest on January 1, 2022.

SEC source: 0001782524-21-000101 · wf-form4_162672732831904.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,137.7

F1 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-21-000079 · wf-form4_162220461797986.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 946.4

F1 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-21-000050 · wf-form4_161843500535884.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 814.07

F1 · ownership.nature: Mr. Frank is the owner of MSSB C/F Bruce Frank IRA, which owns the reported securities.

SEC source: 0001782524-21-000030 · wf-form4_161598684990285.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 635.9024

F1 · ownership.nature: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001782524-21-000013 · wf-form4_161135132058819.xml · nonDerivative · entry 2

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 581.8304

F2 · ownership.nature: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001731122-21-000048 · ownership.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,491

F1 · price: Received in exchange for 7.85 shares of phantom stock issued under the Landsea Homes Incorporated Phantom Stock Plan in connection with the completion of the merger (the "Merger"), on January 7, 2021 (the "Effective Date"), of the Issuer, LFCA Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer, Landsea Homes Incorporated, a Delaware corporation, and Landsea Holdings Corporation, a Delaware corporation, pursuant to the Agreement and Plan of Merger, dated as of August 31, 2020 (the "Merger Agreement"). On the Effective Date, the reporting person's shares of phantom stock settled into 5,491 shares of the Issuer's common stock, par value $0.0001 per share, in addition to a cash settlement in the amount of $24,786.71 for the remainder thereof, in accordance with the Merger Agreement.

SEC source: 0001782524-21-000013 · wf-form4_161135132058819.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 532.858

F1 · price: Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable on December 1, 2020, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, shares of Common Stock were allocated for no additional consideration.

F2 · ownership.nature: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001782524-20-000080 · wf-form4_160712413384359.xml · nonDerivative · entry 2

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 532.784

F2 · ownership.nature: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001782524-20-000080 · wf-form4_160712413384359.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 416.069

F1 · price: Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable on September 28, 2020, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, 0.051 shares of Common Stock were allocated to Mr. Frank for no additional consideration.

F2 · ownership.nature: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001782524-20-000050 · wf-form4_160150086099056.xml · nonDerivative · entry 3

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 416.018

F3 · ownership.nature: Mr. Frank is the owner of the Bruce Frank IRA FBO Bruce Frank, which owns the reported securities.

SEC source: 0001782524-20-000050 · wf-form4_160150086099056.xml · nonDerivative · entry 2

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 350.154

F2 · price: Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable on August 11, 2020, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, 0.008 shares of Common Stock were allocated to Mr. Frank for no additional consideration.

SEC source: 0001104659-20-041206 · a4.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350.045

SEC source: 0001782524-20-000050 · wf-form4_160150086099056.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 350.146

F1 · price: Due to the failure of certain investors ("Defaulting Investors") to pay the portions of their respective capital commitment payable on March 27, 2020, as required under subscription agreements between such investors and Morgan Stanley Direct Lending Fund (the "Company"), 50% of the shares of the Company's common stock, par value $0.001 per share (the "Common Stock"), held by such Defaulting Investors were forfeited and transferred on the books of the Company to other subscribers pro rata in accordance with the respective interests of such other subscribers. As a result, 0.101 shares of Common Stock were allocated to Mr. Frank for no additional consideration.

SEC source: 0001104659-20-012576 · a4.xml · nonDerivative · entry 1

FRANK BRUCE D · CIK 0001613504 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190.313