Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RETRACTABLE TECHNOLOGIES INCRVP · Entity 7624 | Director · PRESIDENT AND CEO · 10% owner | November 14, 2025 | November 17, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RETRACTABLE TECHNOLOGIES INC
Report date November 14, 2025 · Filed November 17, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,831,222 |
Reported balance
After 2025-11-14 transaction · row 1
1 source rowRow 1 · 2025-11-14 · Purchase · Acquired 5,731 · Balance 15,831,222 F1: Represents weighted average price. |
| Common StockSEC Table I · non-derivative | IndirectVoting or Investment Control | 831,600 |
Reported balance
Holding disclosure · report date 2025-11-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 831,600 F2: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents weighted average price.
F2: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 20, 2020 Filed Oct 20, 2020 20:53 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 700 | $8.54 | $5,978.00 |
DisclosureSEC source: 0001174567-20-000067 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,065,589 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 14, 2020 Filed Oct 14, 2020 20:36 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 500 | $8.89 | $4,445.00 |
DisclosureSEC source: 0001174567-20-000066 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064,889 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| October 09, 2020 Filed Oct 9, 2020 21:03 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 400 | $8.24 | $3,296.00 |
DisclosureSEC source: 0001174567-20-000065 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,064,389 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| September 23, 2020 Filed Sep 25, 2020 15:11 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $6.14 | $1,842.00 |
DisclosureSEC source: 0001174567-20-000064 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063,989 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| September 21, 2020 Filed Sep 22, 2020 15:39 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 500 | $6.49 | $3,245.00 |
DisclosureSEC source: 0001174567-20-000063 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063,689 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| August 28, 2020 Filed Aug 28, 2020 20:21 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $5.56 | $1,668.00 |
DisclosureSEC source: 0001174567-20-000061 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,563,189 F1 · shares: This purchase was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| August 19, 2020 Filed Sep 18, 2020 17:32 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GiftCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-20-000062 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063,189 F1 · kind: Gift to a trust for the benefit of a family member. F2 · price: There is no associated price. Read SEC document |
| August 19, 2020 Filed Sep 18, 2020 17:32 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | GiftCommon Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001174567-20-000062 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,263,189 F1 · kind: Gift to a trust for the benefit of a family member. F2 · price: There is no associated price. Read SEC document |
| August 04, 2020 Filed Aug 4, 2020 20:19 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $11.23 | $3,369.00 |
DisclosureSEC source: 0001174567-20-000060 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,562,889 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| July 24, 2020 Filed Jul 24, 2020 20:20 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $9.83 | $2,949.00 |
DisclosureSEC source: 0001174567-20-000059 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,562,589 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| July 09, 2020 Filed Jul 9, 2020 21:30 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 600 | $7.28 | $4,368.00 |
DisclosureSEC source: 0001174567-20-000058 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,562,289 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| July 02, 2020 Filed Jul 2, 2020 21:39 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 700 | $6.59 | $4,613.00 |
DisclosureSEC source: 0001174567-20-000057 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,561,689 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| June 30, 2020 Filed Jun 30, 2020 20:53 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 400 | $6.82 | $2,728.00 |
DisclosureSEC source: 0001174567-20-000056 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,560,989 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| June 30, 2020 Filed Oct 29, 2020 21:08 UTC Amendment | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 437 | $6.82 | $2,980.34 |
DisclosureSEC source: 0001174567-20-000068 · primary_doc.xml · nonDerivative · entry 5 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075,526 F4 · shares: The Form 4 filed on 6/30/20 mistakenly listed the number of shares purchased as 400. F1 · balance_after: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date. Read SEC document |
| June 26, 2020 Filed Jun 26, 2020 21:11 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 700 | $6.70 | $4,690.00 |
DisclosureSEC source: 0001174567-20-000055 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,560,589 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 21:11 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 400 | $7.07 | $2,828.00 |
DisclosureSEC source: 0001174567-20-000055 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,559,889 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:32 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $6.06 | $1,818.00 |
DisclosureSEC source: 0001174567-20-000054 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,559,489 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 20:23 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 183 | $6.22 | $1,138.26 |
DisclosureSEC source: 0001174567-20-000053 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,559,189 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| June 08, 2020 Filed Jun 8, 2020 20:49 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $6.05 | $1,815.00 |
DisclosureSEC source: 0001174567-20-000052 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,559,006 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| June 03, 2020 Filed Jun 3, 2020 21:12 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 200 | $6.07 | $1,214.00 |
DisclosureSEC source: 0001174567-20-000051 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,558,706 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| May 28, 2020 Filed May 28, 2020 20:21 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 100 | $5.54 | $554.00 |
DisclosureSEC source: 0001174567-20-000050 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,558,506 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| May 21, 2020 Filed May 22, 2020 16:20 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $4.76 | $1,428.00 |
DisclosureSEC source: 0001174567-20-000049 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,558,406 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| May 20, 2020 Filed May 21, 2020 17:48 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $4.99 | $1,497.00 |
DisclosureSEC source: 0001174567-20-000048 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,558,106 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| May 19, 2020 Filed May 21, 2020 17:48 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $5.17 | $1,551.00 |
DisclosureSEC source: 0001174567-20-000048 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557,806 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| May 13, 2020 Filed May 13, 2020 20:16 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $4.36 | $1,308.00 |
DisclosureSEC source: 0001174567-20-000047 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557,506 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| May 07, 2020 Filed May 7, 2020 22:01 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 200 | $4.76 | $952.00 |
DisclosureSEC source: 0001174567-20-000046 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557,206 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| May 01, 2020 Filed May 1, 2020 23:04 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 500 | $2.87 | $1,435.00 |
DisclosureSEC source: 0001174567-20-000045 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,557,006 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 28, 2020 Filed Apr 29, 2020 15:46 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,200 | $2.91 | $3,492.00 |
DisclosureSEC source: 0001174567-20-000044 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,556,506 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| April 27, 2020 Filed Apr 27, 2020 21:29 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,500 | $3.11 | $4,665.00 |
DisclosureSEC source: 0001174567-20-000043 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,555,306 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| April 24, 2020 Filed Apr 24, 2020 21:46 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 800 | $3.10 | $2,480.00 |
DisclosureSEC source: 0001174567-20-000042 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,553,806 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| April 23, 2020 Filed Apr 24, 2020 21:46 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 300 | $3.01 | $903.00 |
DisclosureSEC source: 0001174567-20-000042 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,553,006 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 16:48 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 400 | $3.01 | $1,204.00 |
DisclosureSEC source: 0001174567-20-000041 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,552,706 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 20, 2020 Filed Apr 21, 2020 16:22 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 700 | $2.57 | $1,799.00 |
DisclosureSEC source: 0001174567-20-000040 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,552,306 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 17, 2020 Filed Oct 29, 2020 21:08 UTC Amendment | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,400 | $2.94 | $4,116.00 |
DisclosureSEC source: 0001174567-20-000068 · primary_doc.xml · nonDerivative · entry 4 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075,526 F3 · shares: All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020. F1 · balance_after: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date. Read SEC document |
| April 14, 2020 Filed Apr 15, 2020 14:42 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 800 | $2.26 | $1,808.00 |
DisclosureSEC source: 0001174567-20-000039 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,551,606 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 07, 2020 Filed Apr 8, 2020 21:57 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,000 | $1.50 | $1,500.00 |
DisclosureSEC source: 0001174567-20-000038 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEo · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,550,806 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 03, 2020 Filed Apr 6, 2020 14:57 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,000 | $1.25 | $2,500.00 |
DisclosureSEC source: 0001174567-20-000037 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,549,806 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| April 01, 2020 Filed Oct 29, 2020 21:08 UTC Amendment | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 4,300 | $1.40 | $6,020.00 |
DisclosureSEC source: 0001174567-20-000068 · primary_doc.xml · nonDerivative · entry 3 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075,526 F3 · shares: All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020. F1 · balance_after: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date. Read SEC document |
| March 31, 2020 Filed Apr 1, 2020 15:10 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,200 | $1.54 | $3,388.00 |
DisclosureSEC source: 0001174567-20-000036 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,547,806 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 30, 2020 Filed Mar 31, 2020 15:15 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,000 | $1.26 | $1,260.00 |
DisclosureSEC source: 0001174567-20-000035 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,546,606 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 14:52 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,000 | $1.23 | $1,230.00 |
DisclosureSEC source: 0001174567-20-000034 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,545,606 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| March 26, 2020 Filed Mar 26, 2020 20:54 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,125 | $1.29 | $1,451.25 |
DisclosureSEC source: 0001174567-20-000033 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,544,606 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 15:19 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 1,885 | $1.14 | $2,148.90 |
DisclosureSEC source: 0001174567-20-000032 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,543,481 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 20, 2020 Filed Oct 29, 2020 21:08 UTC Amendment | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,500 | $1.15 | $2,875.00 |
DisclosureSEC source: 0001174567-20-000068 · primary_doc.xml · nonDerivative · entry 2 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,075,526 F3 · shares: All purchases reported in this Form 4/A were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. The Reporting Person became aware of this purchase on or about 10/29/2020. F1 · balance_after: This number is the total number of shares directly owned by Mr. Shaw as of the date of this Form 4/A filing. This is not the total number of shares owned on the indicated transaction date. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 14:56 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 2,000 | $1.15 | $2,300.00 |
DisclosureSEC source: 0001174567-20-000031 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,541,596 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 14:15 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 4,000 | $1.09 | $4,360.00 |
DisclosureSEC source: 0001174567-20-000030 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,539,596 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 14:53 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 8,750 | $1.27 | $11,112.50 |
DisclosureSEC source: 0001174567-20-000029 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,535,596 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 11, 2020 Filed Mar 11, 2020 21:54 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 3,698 | $1.47 | $5,436.06 |
DisclosureSEC source: 0001174567-20-000028 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,526,846 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 10, 2020 Filed Mar 11, 2020 14:49 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 11,528 | $1.52 | $17,522.56 |
DisclosureSEC source: 0001174567-20-000027 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,523,148 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 14:44 UTC | RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 | PurchaseCommon Stock | 10,000 | $1.55 | $15,500.00 |
DisclosureSEC source: 0001174567-20-000026 · primary_doc.xml · nonDerivative · entry 1 SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,511,620 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019. F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.