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SHAW THOMAS J

Disclosed activity across 1 company

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73091
SEC CIK
0001174567

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
RETRACTABLE TECHNOLOGIES INCRVP · Entity 7624Director · PRESIDENT AND CEO · 10% ownerNovember 14, 2025November 17, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

RETRACTABLE TECHNOLOGIES INC

Report date November 14, 2025 · Filed November 17, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,831,222 Reported balance After 2025-11-14 transaction · row 1
1 source row

Row 1 · 2025-11-14 · Purchase · Acquired 5,731 · Balance 15,831,222

F1: Represents weighted average price.

Common StockSEC Table I · non-derivativeIndirectVoting or Investment Control831,600 Reported balance Holding disclosure · report date 2025-11-14 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 831,600

F2: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Represents weighted average price.

F2: Mr. Shaw has investment power over 500,000 shares as Trustee for the benefit of a family member. Mr. Shaw has voting control over the remainder of the shares pursuant to a voting agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 25, 2024 Filed Jan 26, 2024 22:00 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,497 $1.22 $3,048.34
Disclosure

SEC source: 0001415889-24-001878 · form4-01262024_100141.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,186,652

F1 · price: Represents weighted average price.

Read SEC document
January 24, 2024 Filed Jan 25, 2024 22:23 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,984 $1.23 $2,440.32
Disclosure

SEC source: 0001415889-24-001815 · form4-01252024_100128.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,184,155

F2 · price: Represents weighted average price.

Read SEC document
January 23, 2024 Filed Jan 25, 2024 22:23 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,555 $1.22 $4,335.32
Disclosure

SEC source: 0001415889-24-001815 · form4-01252024_100128.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,182,171

F1 · price: Represents weighted average price.

Read SEC document
January 22, 2024 Filed Jan 23, 2024 16:52 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,324 $1.22 $2,835.28
Disclosure

SEC source: 0001415889-24-001653 · form4-01232024_040151.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,178,616

Read SEC document
January 19, 2024 Filed Jan 23, 2024 16:52 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,222 $1.22 $3,930.84
Disclosure

SEC source: 0001415889-24-001653 · form4-01232024_040151.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,176,292

Read SEC document
January 18, 2024 Filed Jan 19, 2024 16:24 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,984 $1.21 $2,395.48
Disclosure

SEC source: 0001415889-24-001566 · form4-01192024_040159.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,173,070

F2 · price: Represents weighted average price.

Read SEC document
January 17, 2024 Filed Jan 19, 2024 16:24 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,511 $1.19 $2,985.58
Disclosure

SEC source: 0001415889-24-001566 · form4-01192024_040159.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,171,086

F1 · price: Represents weighted average price.

Read SEC document
January 16, 2024 Filed Jan 17, 2024 15:19 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 6,333 $1.18 $7,482.44
Disclosure

SEC source: 0001415889-24-001132 · form4-01172024_030156.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,168,575

F2 · price: Represents weighted average price.

Read SEC document
January 12, 2024 Filed Jan 17, 2024 15:19 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,410 $1.20 $2,887.42
Disclosure

SEC source: 0001415889-24-001132 · form4-01172024_030156.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,162,242

F1 · price: Represents weighted average price.

Read SEC document
January 11, 2024 Filed Jan 12, 2024 20:28 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,881 $1.14 $2,144.15
Disclosure

SEC source: 0001415889-24-001024 · form4-01122024_080146.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,159,832

F1 · price: Represents weighted average price.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 20:28 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 596 $1.12 $667.52
Disclosure

SEC source: 0001415889-24-001024 · form4-01122024_080146.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,157,951

Read SEC document
January 09, 2024 Filed Jan 10, 2024 17:12 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,217 $1.09 $3,518.75
Disclosure

SEC source: 0001415889-24-000890 · form4-01102024_050115.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,157,355

F2 · price: Represents weighted average price.

Read SEC document
January 08, 2024 Filed Jan 10, 2024 17:12 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,073 $1.11 $3,408.57
Disclosure

SEC source: 0001415889-24-000890 · form4-01102024_050115.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,154,138

F1 · price: Represents weighted average price.

Read SEC document
January 05, 2024 Filed Jan 8, 2024 15:41 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,248 $1.13 $2,539.12
Disclosure

SEC source: 0001415889-24-000805 · form4-01082024_030125.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,151,065

F2 · price: Represents weighted average price.

Read SEC document
January 04, 2024 Filed Jan 8, 2024 15:41 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,654 $1.13 $1,869.02
Disclosure

SEC source: 0001415889-24-000805 · form4-01082024_030125.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,148,817

F1 · price: Represents weighted average price.

Read SEC document
January 03, 2024 Filed Jan 4, 2024 15:56 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,154 $1.10 $2,364.88
Disclosure

SEC source: 0001415889-24-000478 · form4-01042024_030144.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,147,163

F2 · price: Represents weighted average price.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 15:56 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,368 $1.08 $3,653.94
Disclosure

SEC source: 0001415889-24-000478 · form4-01042024_030144.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,145,009

F1 · price: Represents weighted average price.

Read SEC document
December 28, 2023 Filed Dec 29, 2023 22:26 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,351 $1.09 $1,472.59
Disclosure

SEC source: 0001415889-23-017024 · form4-12292023_101248.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,141,641

F2 · price: Represents weighted average price.

Read SEC document
December 27, 2023 Filed Dec 29, 2023 22:26 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,104 $1.06 $2,230.24
Disclosure

SEC source: 0001415889-23-017024 · form4-12292023_101248.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,140,290

F1 · price: Represents weighted average price.

Read SEC document
December 26, 2023 Filed Dec 27, 2023 17:08 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 4,100 $1.08 $4,423.90
Disclosure

SEC source: 0001415889-23-016953 · form4-12272023_051227.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,138,186

F2 · price: Represents weighted average price.

Read SEC document
December 22, 2023 Filed Dec 27, 2023 17:08 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,606 $1.11 $4,016.00
Disclosure

SEC source: 0001415889-23-016953 · form4-12272023_051227.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,134,086

F1 · price: Represents weighted average price.

Read SEC document
December 21, 2023 Filed Dec 22, 2023 16:35 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,341 $1.11 $3,702.16
Disclosure

SEC source: 0001415889-23-016879 · form4-12222023_041229.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,130,480

F2 · price: Represents weighted average price.

Read SEC document
December 20, 2023 Filed Dec 22, 2023 16:35 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,465 $1.13 $1,655.30
Disclosure

SEC source: 0001415889-23-016879 · form4-12222023_041229.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,127,139

F1 · price: Represents weighted average price.

Read SEC document
December 19, 2023 Filed Dec 20, 2023 17:04 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,568 $1.09 $3,902.32
Disclosure

SEC source: 0001415889-23-016769 · form4-12202023_051247.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,125,674

F1 · price: Represents weighted average price.

Read SEC document
December 18, 2023 Filed Dec 20, 2023 17:04 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,415 $1.12 $1,584.80
Disclosure

SEC source: 0001415889-23-016769 · form4-12202023_051247.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,122,106

Read SEC document
December 15, 2023 Filed Dec 18, 2023 17:27 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,653 $1.10 $1,818.30
Disclosure

SEC source: 0001415889-23-016562 · form4-12182023_051214.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,120,691

Read SEC document
December 14, 2023 Filed Dec 18, 2023 17:27 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,053 $1.13 $3,460.88
Disclosure

SEC source: 0001415889-23-016562 · form4-12182023_051214.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,119,038

F1 · price: Represents weighted average price.

Read SEC document
December 13, 2023 Filed Dec 14, 2023 16:02 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,578 $1.12 $1,767.36
Disclosure

SEC source: 0001415889-23-016427 · form4-12142023_041240.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,115,985

Read SEC document
December 12, 2023 Filed Dec 14, 2023 16:02 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,559 $1.14 $4,047.65
Disclosure

SEC source: 0001415889-23-016427 · form4-12142023_041240.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,114,407

F1 · price: Represents weighted average price.

Read SEC document
December 11, 2023 Filed Dec 12, 2023 15:38 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,534 $1.10 $3,902.60
Disclosure

SEC source: 0001415889-23-016274 · form4-12122023_031237.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,110,848

F2 · price: Represents weighted average price.

Read SEC document
December 08, 2023 Filed Dec 12, 2023 15:38 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,835 $1.09 $3,076.54
Disclosure

SEC source: 0001415889-23-016274 · form4-12122023_031237.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,107,314

F1 · price: Represents weighted average price.

Read SEC document
December 07, 2023 Filed Dec 8, 2023 21:28 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,262 $1.07 $2,430.29
Disclosure

SEC source: 0001415889-23-016047 · form4-12082023_091225.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,104,479

F1 · price: Represents weighted average price.

Read SEC document
December 06, 2023 Filed Dec 7, 2023 17:10 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,199 $1.10 $3,503.22
Disclosure

SEC source: 0001415889-23-015953 · form4-12072023_051219.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,102,217

F2 · price: Represents weighted average price.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 17:10 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 3,012 $1.10 $3,326.75
Disclosure

SEC source: 0001415889-23-015953 · form4-12072023_051219.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,099,018

F1 · price: Represents weighted average price.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 21:16 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,595 $1.13 $1,799.32
Disclosure

SEC source: 0001415889-23-015843 · form4-12052023_091220.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,096,006

F1 · price: Represents weighted average price.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 16:04 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,626 $1.15 $1,864.86
Disclosure

SEC source: 0001415889-23-015720 · form4-12042023_041211.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,094,411

F1 · price: Represents weighted average price.

Read SEC document
November 30, 2023 Filed Dec 1, 2023 17:03 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,577 $1.13 $2,922.83
Disclosure

SEC source: 0001415889-23-015683 · form4-12012023_051233.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,092,785

F1 · price: Represents weighted average price.

Read SEC document
November 29, 2023 Filed Nov 30, 2023 22:02 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,000 $1.14 $1,140.00
Disclosure

SEC source: 0001415889-23-015637 · form4-11302023_101138.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,090,208

Read SEC document
November 28, 2023 Filed Nov 29, 2023 15:19 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 4,317 $1.09 $4,697.33
Disclosure

SEC source: 0001415889-23-015564 · form4-11292023_031115.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,089,208

F1 · price: Represents weighted average price.

Read SEC document
November 27, 2023 Filed Nov 28, 2023 15:16 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 2,800 $1.12 $3,130.68
Disclosure

SEC source: 0001415889-23-015521 · form4-11282023_031104.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,084,891

F1 · price: Represents weighted average price.

Read SEC document
November 24, 2023 Filed Nov 27, 2023 15:19 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,100 $1.10 $1,210.00
Disclosure

SEC source: 0001415889-23-015470 · form4-11272023_031110.xml · nonDerivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,082,091

Read SEC document
November 22, 2023 Filed Nov 27, 2023 15:19 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 100 $1.10 $110.00
Disclosure

SEC source: 0001415889-23-015470 · form4-11272023_031110.xml · nonDerivative · entry 2

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,080,991

Read SEC document
November 22, 2023 Filed Nov 27, 2023 15:19 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,200 $1.12 $1,344.00
Disclosure

SEC source: 0001415889-23-015470 · form4-11272023_031110.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,080,891

Read SEC document
November 21, 2023 Filed Nov 22, 2023 16:27 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,500 $1.10 $1,649.55
Disclosure

SEC source: 0001415889-23-015382 · form4-11222023_041101.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,079,691

Read SEC document
November 20, 2023 Filed Nov 21, 2023 22:30 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 1,531 $1.08 $1,647.82
Disclosure

SEC source: 0001415889-23-015351 · form4-11212023_101124.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · PRESIDENT AND CEO · 10% owner

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,078,191

F1 · price: Represents weighted average price.

Read SEC document
December 19, 2022 Filed Dec 20, 2022 21:31 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 OtherOption (non-qualified) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001174567-22-000001 · primary_doc.xml · derivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,000,000 shares

Expires 2031-03-16

F2 · kind: Termination of award agreement.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 16:06 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 GrantOption (non-qualified) · Derivative 1 $0.00 Strike: $13.00 $0.00
Disclosure

SEC source: 0001174567-21-000001 · primary_doc.xml · derivative · entry 3

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000,000

Underlying: Common Stock · 1,000,000 shares

Expires 2031-03-16

F2 · price: Grant of option does not require price.

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December 14, 2020 Filed Dec 14, 2020 20:49 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 234 $12.85 $3,006.90
Disclosure

SEC source: 0001174567-20-000071 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,660

F1 · shares: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

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December 09, 2020 Filed Dec 10, 2020 16:10 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 400 $9.99 $3,996.00
Disclosure

SEC source: 0001174567-20-000070 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,426

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

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November 11, 2020 Filed Nov 12, 2020 20:23 UTC RETRACTABLE TECHNOLOGIES INC RVP · Entity 7624 PurchaseCommon Stock 500 $8.17 $4,085.00
Disclosure

SEC source: 0001174567-20-000069 · primary_doc.xml · nonDerivative · entry 1

SHAW THOMAS J · CIK 0001174567 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,076,026

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 Purchase Plan entered into December 2, 2019.

F2 · price: Represents the weighted average purchase price. Mr. Shaw will provide to the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each price upon written request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.