Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COTY INC.COTY · Entity 4357 | Director | November 15, 2025 | November 19, 2025 |
| Keurig Dr Pepper Inc.KDP · Entity 3055 | Director | March 05, 2024 | March 08, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COTY INC.
Report date November 15, 2025 · Filed November 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 127,657 |
Reported balance
After 2025-11-15 transaction · row 1
1 source rowRow 1 · 2025-11-15 · Exercise / conversion · Acquired 45,000 · Balance 127,657 F1: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 180,000 |
Reported balance
After 2025-11-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-11-15 · Exercise / conversion · Disposed 45,000 · Balance 180,000 F1: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 225,000 |
Reported balance
After 2025-11-15 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-15 · Grant · Acquired 45,000 · Balance 225,000 F2: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions. |
| Class A common stockSEC Table I · non-derivative | IndirectBy HFS Holding S.a.r.l. | 12,320,509 |
Reported balance
Holding disclosure · report date 2025-11-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,320,509 |
Filing footnotes · ownership attribution and instrument terms
F1: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
F2: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions.
Keurig Dr Pepper Inc.
Report date March 05, 2024 · Filed March 08, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 182,605 |
Reported balance
After 2024-03-05 transaction · row 1
1 source rowRow 1 · 2024-03-05 · Purchase · Acquired 171,821 · Balance 182,605 F1: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V. |
| Common StockSEC Table I · non-derivative | IndirectBy HFS Holdings S.a r.l. | 3,619,600 |
Reported balance
Holding disclosure · report date 2024-03-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,619,600 F2: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V.
F2: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2025 Filed Nov 19, 2025 00:38 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-25-000074 · wk-form4_1763512723.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A common stock · 45,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions. F2 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2030, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2025 Filed Nov 19, 2025 00:38 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-25-000074 · wk-form4_1763512723.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Class A common stock · 45,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2025 Filed Nov 19, 2025 00:38 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-25-000074 · wk-form4_1763512723.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 127,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 00:29 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-24-000088 · wk-form4_1732062586.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Class A common stock · 45,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions. F2 · price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2029, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 00:29 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-24-000088 · wk-form4_1732062586.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Class A common stock · 30,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2024 Filed Nov 20, 2024 00:29 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001024305-24-000088 · wk-form4_1732062586.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| March 05, 2024 Filed Mar 8, 2024 00:49 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | PurchaseCommon Stock | 171,821 | $29.10 | $4,999,991.10 |
DisclosureSEC source: 0001104659-24-032012 · tm248214-2_4seq1.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 182,605 F1 · shares: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V. F1 · price: On March 5, 2024, Peter Harf purchased shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the secondary offering by JAB BevCo B.V. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 6,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000032 · wk-form4_1709767420.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,014 Underlying: Common Stock · 6,014 shares Expires not disclosed F3 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these RSUs vest on March 4, 2029. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000032 · wk-form4_1709767420.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,143 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.exercise_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F2 · derivative.expiration_date: As previously disclosed, these RSUs were granted on March 4, 2019 and vested in full on March 4, 2024. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 23:23 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 6,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001418135-24-000032 · wk-form4_1709767420.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:54 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-23-000110 · wk-form4_1700258039.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,657 Underlying: Class A common stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:54 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-23-000110 · wk-form4_1700258039.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,657 Underlying: Class A common stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 21:54 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-23-000110 · wk-form4_1700258039.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 15, 2023 Filed Sep 25, 2024 22:47 UTC Amendment | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 22,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,657 Underlying: Class A common stock · 22,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2023 Filed Sep 25, 2024 22:47 UTC Amendment | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 232,657 Underlying: Class A common stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2028, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2023 Filed Sep 25, 2024 22:47 UTC Amendment | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 22,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-24-000042 · wk-form4a_1727304421.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:50 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionRestricted Stock Unit · Derivative | 6,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049602 · doc4.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.expiration_date: As previously disclosed, these RSUs were granted on September 13, 2018 and vested in full on September 13, 2023. The RSUs converted into common stock on a one-for-one basis pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:50 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Tax withholdingCommon Stock | 1,990 | $33.13 | $65,928.70 |
DisclosureSEC source: 0001209191-23-049602 · doc4.xml · nonDerivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,641 F2 · shares: Shares withheld for payment of applicable taxes upon vesting of RSUs in accordance with Rule 16b-3. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:50 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | Exercise / conversionCommon Stock | 6,631 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049602 · doc4.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted Stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 03, 2023 Filed May 3, 2023 13:10 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 472,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-055301 · tm2314491-4_4seq1.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By HFS Holdings S.a r.l. Disclosed balance after: 3,619,600 F1 · shares: On May 3, 2023, HFS Holdings S.a r.l. ("HFS") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein. F1 · price: On May 3, 2023, HFS Holdings S.a r.l. ("HFS") received 472,892 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the May 3, 2023 distribution of Shares reported by JAB BevCo B.V. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 21:32 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 4,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015533 · doc4.xml · derivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,826 Underlying: Common Stock · 4,826 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 1, 2028. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:05 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-22-000090 · wf-form4_166872628475776.xml · derivative · entry 5 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,657 Underlying: Class A common stock · 45,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2027, subject to certain vesting conditions and exceptions. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2027, subject to certain vesting conditions and exceptions. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2027, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:05 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-22-000090 · wf-form4_166872628475776.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,657 Underlying: Class A common stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2022 Filed Nov 17, 2022 23:05 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-22-000090 · wf-form4_166872628475776.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2022 Filed Jun 10, 2022 01:26 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 277,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-069809 · tm2218153d1_4.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS Holdings S.a r.l. Disclosed balance after: 3,146,708 F1 · shares: On June 7, 2022, HFS Holdings S.a r.l. ("HFS") received 277,653 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the June 7, 2022 distribution of Shares reported by JAB BevCo B.V. The transaction was exempt from Section 16(a) reporting requirements pursuant to Rule 16a-9. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein. F1 · price: On June 7, 2022, HFS Holdings S.a r.l. ("HFS") received 277,653 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in connection with the June 7, 2022 distribution of Shares reported by JAB BevCo B.V. The transaction was exempt from Section 16(a) reporting requirements pursuant to Rule 16a-9. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 02, 2022 Filed Mar 4, 2022 21:08 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Unit · Derivative | 4,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016199 · doc4.xml · derivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,274 Underlying: Common Stock · 4,274 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 2, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:40 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-21-000116 · wf-form4_163719241261494.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,657 Underlying: Class A common stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2026, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:40 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-21-000116 · wf-form4_163719241261494.xml · derivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,657 Underlying: Class A common stock · 45,000 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A common stock of the Issuer. F1 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A common stock of the Issuer. F1 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A common stock of the Issuer. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 23:40 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-21-000116 · wf-form4_163719241261494.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2021 Filed Mar 4, 2021 11:39 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 2,712,255 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-21-031830 · tm218642d1_4seq1.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS Holdings S.a r.l. Disclosed balance after: 2,869,055 F1 · shares: On March 4, 2021, HFS Holdings S.a r.l. ("HFS") agreed to acquire 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in exchange for equity interests in a private company. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein. F1 · price: On March 4, 2021, HFS Holdings S.a r.l. ("HFS") agreed to acquire 2,712,255 shares of common stock, par value $0.01 per share (the "Shares"), of Keurig Dr Pepper Inc. ("KDP") in exchange for equity interests in a private company. The reporting person disclaims beneficial ownership of the Shares, except to the extent of his pecuniary interest therein. F2 · ownership.nature: These Shares are held by HFS. On the basis of the reporting person's beneficial ownership of HFS, he may be deemed a beneficial owner of Shares held by HFS. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. Read SEC document |
| March 03, 2021 Filed Mar 5, 2021 21:19 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 5,226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018189 · doc4.xml · derivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,226 Underlying: Common Stock · 5,226 shares Expires not disclosed F1 · derivative.exercise_price: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.exercise_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F1 · derivative.expiration_date: Subject to certain vesting conditions and exceptions, these restricted stock units vest on March 3, 2026. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. Read SEC document |
| December 30, 2020 Filed Dec 31, 2020 21:34 UTC | COTY INC. COTY · Entity 4357 | PurchaseSeries B Convertible Preferred Stock · Derivative | 146,057 | $1,027.00 Strike: $6.24 | $150,000,539.00 |
DisclosureSEC source: 0001104659-20-141002 · tm2039664-1_4.xml · derivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS Holdings S.a r.l. Disclosed balance after: 146,057 Underlying: Class A common stock · 24,028,822 shares Expires not disclosed F4 · derivative.exercise_price: Series B Shares are convertible into (i) a number of Class A Shares equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such Series B Share as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Company has obtained prior stockholder approval, and if such approval has not been obtained, the Company will deliver cash in lieu of any Class A Shares not deliverable. The current conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments. F1 · kind: On November 16, 2020, HFS Holdings S.a r.l. ("HFS"), a private limited liability company incorporated under the laws of Luxembourg that is beneficially owned by the Reporting Person, entered into a Purchase and Sale Agreement (the "Purchase Agreement") with KKR Rainbow Aggregator L.P. and certain of its affiliated investment funds (the "Sellers"), pursuant to which HFS agreed to purchase from the Sellers, in exchange for an aggregate purchase price of $150,000,539 ($1,027 per share), 146,057 shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Shares"), of Coty Inc. (the "Company") that were issued on July 31, 2020 and all Accrued Dividends thereon (as defined in the Series B Certificate of Designations) (the "Series B Purchase"). F2 · kind: The Series B Purchase, which is subject to customary closing conditions, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, which was obtained on December 30, 2020, is expected to close on August 27, 2021. F1 · shares: On November 16, 2020, HFS Holdings S.a r.l. ("HFS"), a private limited liability company incorporated under the laws of Luxembourg that is beneficially owned by the Reporting Person, entered into a Purchase and Sale Agreement (the "Purchase Agreement") with KKR Rainbow Aggregator L.P. and certain of its affiliated investment funds (the "Sellers"), pursuant to which HFS agreed to purchase from the Sellers, in exchange for an aggregate purchase price of $150,000,539 ($1,027 per share), 146,057 shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Shares"), of Coty Inc. (the "Company") that were issued on July 31, 2020 and all Accrued Dividends thereon (as defined in the Series B Certificate of Designations) (the "Series B Purchase"). F2 · shares: The Series B Purchase, which is subject to customary closing conditions, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, which was obtained on December 30, 2020, is expected to close on August 27, 2021. F1 · price: On November 16, 2020, HFS Holdings S.a r.l. ("HFS"), a private limited liability company incorporated under the laws of Luxembourg that is beneficially owned by the Reporting Person, entered into a Purchase and Sale Agreement (the "Purchase Agreement") with KKR Rainbow Aggregator L.P. and certain of its affiliated investment funds (the "Sellers"), pursuant to which HFS agreed to purchase from the Sellers, in exchange for an aggregate purchase price of $150,000,539 ($1,027 per share), 146,057 shares of Series B Convertible Preferred Stock, par value $0.01 per share (the "Series B Shares"), of Coty Inc. (the "Company") that were issued on July 31, 2020 and all Accrued Dividends thereon (as defined in the Series B Certificate of Designations) (the "Series B Purchase"). F2 · price: The Series B Purchase, which is subject to customary closing conditions, including the expiration or termination of the waiting period under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, which was obtained on December 30, 2020, is expected to close on August 27, 2021. F3 · derivative.exercise_date: The Series B Shares are convertible into shares of Class A Common Stock, par value of $0.01 per share, of the Company (the "Class A Shares") at any time at the option of the holder thereof and has no stated maturity. The Series B Shares will remain outstanding indefinitely unless converted, repurchased or redeemed by the Company. The Company may mandatorily convert any or all of the Series B Shares into Class A Shares at any time after the three-year anniversary of the issuance, if certain conditions are met. F3 · derivative.expiration_date: The Series B Shares are convertible into shares of Class A Common Stock, par value of $0.01 per share, of the Company (the "Class A Shares") at any time at the option of the holder thereof and has no stated maturity. The Series B Shares will remain outstanding indefinitely unless converted, repurchased or redeemed by the Company. The Company may mandatorily convert any or all of the Series B Shares into Class A Shares at any time after the three-year anniversary of the issuance, if certain conditions are met. F4 · derivative.underlying_shares: Series B Shares are convertible into (i) a number of Class A Shares equal to the quotient of (A) the sum of the liquidation preference and any accrued dividends with respect to such Series B Share as of the applicable conversion date divided by (B) the conversion price as of the applicable conversion date plus (ii) cash in lieu of fractional shares, subject to any limitations imposed by the change of control provision under New York Stock Exchange Rule 312.03(d) unless the Company has obtained prior stockholder approval, and if such approval has not been obtained, the Company will deliver cash in lieu of any Class A Shares not deliverable. The current conversion price is a dollar amount equal to $1,000 divided by the initial conversion rate of 160.2564, or approximately $6.24 per share, and is subject to certain anti-dilution adjustments. F5 · derivative.underlying_shares: The Series B Shares reported herein have an initial liquidation preference of $1,000 per share. The Series B Shares have a dividend rate of 9.0% per annum, accruing daily and payable quarterly in arrears, which shall increase by 1.0% on the seven year anniversary of the issuance date and shall increase by an additional 1.0% on each subsequent anniversary up to a maximum of 12.0%, which dividends will be payable in cash, by increasing the amount of accrued dividends with respect to such Series B Shares, or any combination thereof, at the sole discretion of the Company. The number of Series B Shares that correspond to the sale described in footnote (1) above was equal to approximately 24,028,822 underlying Class A Shares, based on the current conversion rate of such Series B Shares and the liquidation preference and accrued dividends of such shares as of the date of the Purchase Agreement. F6 · ownership.nature: These Series B Shares are held by HFS. On the basis of the Reporting Person's beneficial ownership of HFS, the Reporting Person may be deemed a beneficial owner of Series B Shares held by HFS. The Reporting Person disclaims beneficial ownership of the Series B Shares, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 23:22 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000120 · wf-form4_160565535760880.xml · derivative · entry 5 HARF PETER · CIK 0001223301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,657 Underlying: Class A common stock · 45,000 shares Expires not disclosed F4 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions. F4 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions. F4 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. The Restricted Stock Units vest on November 15, 2025, subject to certain vesting conditions and exceptions. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 23:22 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000120 · wf-form4_160565535760880.xml · derivative · entry 4 HARF PETER · CIK 0001223301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,657 Underlying: Class A common stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 15, 2020 Filed Nov 17, 2020 23:22 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000120 · wf-form4_160565535760880.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:50 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | GrantRestricted Stock Units · Derivative | 6,960 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018912 · doc4.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,960 Underlying: Common Stock · 6,960 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2019. F3 · derivative.exercise_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date. F3 · derivative.expiration_date: These restricted stock units vest in one installment on March 12, 2025 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 13:06 UTC | COTY INC. COTY · Entity 4357 | OtherClass A common stock | 152,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000019 · wf-form4_158220396777066.xml · nonDerivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS Holding S.a.r.l. Disclosed balance after: 12,255,536 F1 · kind: As of February 14, 2020, Mr. Harf assigned 152,330 shares of the Class A Common Stock of the Issuer to HFS Holding S.a r.l. F3 · balance_after: The total holdings reflect an adjustment of 57,813 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program. Read SEC document |
| February 14, 2020 Filed Feb 20, 2020 13:06 UTC | COTY INC. COTY · Entity 4357 | OtherClass A common stock | 152,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-20-000019 · wf-form4_158220396777066.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: As of February 14, 2020, Mr. Harf assigned 152,330 shares of the Class A Common Stock of the Issuer to HFS Holding S.a r.l. F2 · shares: The total holdings reflect an adjustment of 720 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program. Read SEC document |
| December 23, 2019 Filed Mar 13, 2020 20:50 UTC | Keurig Dr Pepper Inc. KDP · Entity 3055 | OtherCommon Stock | 156,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-018912 · doc4.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS Holdings Sarl Disclosed balance after: 156,800 F1 · ownership.nature: These shares were transferred by HFS Sarl to HFS Holdings Sarl on December 23, 2019. The reporting person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein. Read SEC document |
| November 15, 2019 Filed Nov 19, 2019 22:38 UTC | COTY INC. COTY · Entity 4357 | GrantRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · derivative · entry 3 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Class A common stock · 30,000 shares Expires not disclosed F3 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions. F3 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions. F3 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of Coty Inc. Each Restricted Stock Unit vests on November 15, 2024, subject to certain vesting conditions and exceptions. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 22:38 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · derivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Class A common stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. F2 · derivative.expiration_date: Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer. Read SEC document |
| November 14, 2019 Filed Nov 19, 2019 22:38 UTC | COTY INC. COTY · Entity 4357 | Exercise / conversionClass A common stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001024305-19-000146 · wf-form4_157420310922060.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,610 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The total holdings reflect an adjustment of 1,610 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the Reporting Person's participation in the Coty Stock Dividend Reinvestment Program. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:47 UTC | COTY INC. COTY · Entity 4357 | OtherClass A common stock | 708,498 | $9.46 | $6,703,808.08 |
DisclosureSEC source: 0001024305-19-000105 · wf-form4_156806203754954.xml · nonDerivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS S.a.r.l. Disclosed balance after: 11,975,456 F1 · kind: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash. F1 · price: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash. Read SEC document |
| September 06, 2019 Filed Sep 9, 2019 20:47 UTC | COTY INC. COTY · Entity 4357 | OtherClass A common stock | 708,498 | $9.46 | $6,703,808.08 |
DisclosureSEC source: 0001024305-19-000105 · wf-form4_156806203754954.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By wife Disclosed balance after: 0 F1 · kind: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash. F2 · shares: The total holdings being transferred reflect an adjustment of 2,998 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the holder's participation in the Coty Stock Dividend Reinvestment Program. F1 · price: Reflects a transfer from the reporting person's wife to HFS S.a.r.l. of 708,498 shares in exchange for cash. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 22:44 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 660,000 | $9.49 | $6,262,806.00 |
DisclosureSEC source: 0001024305-19-000099 · wf-form4_156763706692505.xml · nonDerivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS S.a.r.l. Disclosed balance after: 11,266,958 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.0650 to $9.60, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 22:44 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 391,507 | $9.49 | $3,716,889.16 |
DisclosureSEC source: 0001024305-19-000099 · wf-form4_156763706692505.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS S.a.r.l. Disclosed balance after: 10,606,958 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.44 to $9.64, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · balance_after: The total holdings reflect an adjustment of 47,281 additional shares of Common Stock acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the Coty Stock Dividend Reinvestment Program. Read SEC document |
| May 29, 2019 Filed May 31, 2019 22:18 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 959,760 | $12.92 | $12,402,018.72 |
DisclosureSEC source: 0001024305-19-000075 · wf-form4_155934108041515.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS S.a.r.l. Disclosed balance after: 10,168,170 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.85 to $12.98, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 28, 2019 Filed May 30, 2019 21:59 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 309,222 | $13.04 | $4,033,306.23 |
DisclosureSEC source: 0001024305-19-000071 · wf-form4_155925358285936.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS S.a.r.l. Disclosed balance after: 9,208,410 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.01 to $13.05, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 14, 2019 Filed May 16, 2019 23:28 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 299,668 | $12.07 | $3,616,183.66 |
DisclosureSEC source: 0001024305-19-000064 · wf-form4_155804930035729.xml · nonDerivative · entry 2 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By HFS S.a.r.l. Disclosed balance after: 8,899,188 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.80 to $12.10, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
| May 14, 2019 Filed May 16, 2019 23:28 UTC | COTY INC. COTY · Entity 4357 | PurchaseClass A common stock | 140,000 | $12.06 | $1,688,064.00 |
DisclosureSEC source: 0001024305-19-000064 · wf-form4_155804930035729.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.97 to $12.10, inclusive. The reporting person undertakes to provide to Coty Inc., any security holder of Coty Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.