Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Neuberger Energy Infrastructure & Income Fund Inc.NML · Entity 5332 | Portfolio Manager | November 17, 2025 | November 18, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Neuberger Energy Infrastructure & Income Fund Inc.
Report date November 17, 2025 · Filed November 18, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | Direct | 418,817 |
Reported balance
After 2025-11-17 transaction · row 1
1 source rowRow 1 · 2025-11-17 · Purchase · Acquired 40,000 · Balance 418,817 F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $8.51 to $8.56. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
| Shares of Common StockSEC Table I · non-derivative | IndirectDouglas A Rachlin 2020 Family Trust | 150,000 |
Reported balance
Holding disclosure · report date 2025-11-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 150,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $8.51 to $8.56. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 17, 2025 Filed Nov 18, 2025 22:17 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 40,000 | $8.55 | $341,940.00 |
DisclosureSEC source: 0000898432-25-000919 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 418,817 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $8.51 to $8.56. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 05, 2023 Filed May 9, 2023 23:23 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $6.25 | $312,590.00 |
DisclosureSEC source: 0000898432-23-000274 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 378,817 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.2400 to $6.2600. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 28, 2023 Filed May 3, 2023 01:54 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 58,580 | $6.55 | $383,757.58 |
DisclosureSEC source: 0000898432-23-000230 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,817 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.5500 to $6.5800. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 14, 2022 Filed Dec 15, 2022 01:57 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 600 | $6.84 | $4,104.00 |
DisclosureSEC source: 0000898432-22-000665 · form4.xml · nonDerivative · entry 2 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,237 Read SEC document |
| December 12, 2022 Filed Dec 15, 2022 01:57 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 31,536 | $6.84 | $215,703.09 |
DisclosureSEC source: 0000898432-22-000665 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 269,637 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.8350 to $6.8400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 02, 2022 Filed Dec 2, 2022 23:27 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 49,900 | $7.10 | $354,200.18 |
DisclosureSEC source: 0000898432-22-000649 · form4.xml · nonDerivative · entry 2 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,101 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $7.0950 to $7.1000. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 30, 2022 Filed Dec 2, 2022 23:27 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 100 | $7.10 | $710.00 |
DisclosureSEC source: 0000898432-22-000649 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,201 Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 15:18 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 3,101 | $6.90 | $21,395.97 |
DisclosureSEC source: 0000898432-22-000644 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,101 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $6.8950 to $6.900. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 23, 2021 Filed Dec 28, 2021 21:27 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $5.06 | $252,765.00 |
DisclosureSEC source: 0000898432-21-000945 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $5.0400 to $5.0600. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 16, 2021 Filed Jul 17, 2021 01:08 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 25,000 | $4.74 | $118,485.00 |
DisclosureSEC source: 0000898432-21-000575 · form4.xml · nonDerivative · entry 2 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 F2 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7250 to $4.7400. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 14, 2021 Filed Jul 17, 2021 01:08 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $4.85 | $242,615.00 |
DisclosureSEC source: 0000898432-21-000575 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $4.7850 to $4.9200. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 10, 2020 Filed Nov 12, 2020 21:49 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $2.75 | $137,570.00 |
DisclosureSEC source: 0000898432-20-000843 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Douglas A Rachlin 2020 Family Trust Disclosed balance after: 150,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $2.7350 to $2.7600. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| October 21, 2020 Filed Oct 23, 2020 21:22 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $2.55 | $127,695.00 |
DisclosureSEC source: 0000898432-20-000827 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Douglas A Rachlin 2020 Family Trust Disclosed balance after: 100,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $2.5536 to $2.5541. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| July 30, 2020 Filed Aug 7, 2020 23:35 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $2.71 | $135,500.00 |
DisclosureSEC source: 0000898432-20-000708 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · Douglas A Rachlin 2020 Family Trust Disclosed balance after: 50,000 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 14:02 UTC | Neuberger Energy Infrastructure & Income Fund Inc. NML · Entity 5332 | PurchaseShares of Common Stock | 50,000 | $6.59 | $329,460.00 |
DisclosureSEC source: 0000898432-19-001302 · form4.xml · nonDerivative · entry 1 Rachlin Douglas A. · CIK 0001572555 · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · price: The shares were purchased in separate transactions. The range of prices for the transactions reported on November 8, 2019 were $6.57 to $6.60. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.