Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FOCUS UNIVERSAL INC.FCUV · Entity 8087 | Director · 10% owner | January 13, 2025 | November 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FOCUS UNIVERSAL INC.
Report date January 13, 2025 · Filed November 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy the Lee-Gu Private Foundation. | 364,000 |
Reported balance
After 2025-01-13 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-01-13 · Other · Disposed 360,000 · Balance 364,000 |
| Common StockSEC Table I · non-derivative | Direct | 1,031,830 |
Reported balance
After 2025-11-17 transaction · row 2
1 source rowRow 2 · 2025-11-17 · Conversion · Acquired 550,000 · Balance 1,031,830 |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.63 | Direct | 500,000 |
Reported balance
After 2025-10-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-10-20 · Purchase · Acquired 500,000 · Balance 500,000 F1: Not applicable |
| Series A Convertible Preferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.63 | Direct | 0 |
Reported balance
After 2025-11-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-11-17 · Conversion · Disposed 500,000 · Balance 0 F1: Not applicable |
Filing footnotes · ownership attribution and instrument terms
F1: Not applicable
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 4 Lee Edward Shihai · CIK 0001696946 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 267,800 F2 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. F2 · ownership.nature: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. Read SEC document |
| February 01, 2021 Filed Apr 4, 2022 22:18 UTC Amendment | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon stock | 125,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 3 Lee Edward Shihai · CIK 0001696946 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,332,200 F2 · price: The Reporting Person transferred 125,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. Read SEC document |
| January 07, 2021 Filed Mar 10, 2021 23:51 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon stock | 142,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 2 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,701,800 F1 · kind: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021. F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021. F1 · ownership.nature: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021. Read SEC document |
| January 07, 2021 Filed Mar 10, 2021 23:51 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon stock | 142,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-000869 · ownership.xml · nonDerivative · entry 1 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,657,200 F1 · kind: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021. F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021. F1 · ownership.direct: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated January 7, 2021. Read SEC document |
| January 07, 2021 Filed Apr 4, 2022 22:18 UTC Amendment | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon stock | 142,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 2 Lee Edward Shihai · CIK 0001696946 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 142,800 F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. F1 · ownership.nature: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. Read SEC document |
| January 07, 2021 Filed Apr 4, 2022 22:18 UTC Amendment | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon stock | 142,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002328 · ownership.xml · nonDerivative · entry 1 Lee Edward Shihai · CIK 0001696946 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,457,200 F1 · price: The Reporting Person transferred 142,800 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Foundation. Read SEC document |
| September 24, 2020 Filed Mar 10, 2021 23:52 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon Stock | 41,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-000870 · ownership.xml · nonDerivative · entry 3 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800,000 F2 · kind: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020. F2 · price: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020. F2 · ownership.direct: The Reporting Person donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund dated September 24, 2020. Read SEC document |
| September 24, 2020 Filed Mar 10, 2021 23:52 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon Stock | 759,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-000870 · ownership.xml · nonDerivative · entry 2 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,841,000 F1 · kind: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020. F1 · price: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020. F1 · ownership.direct: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020. Read SEC document |
| September 24, 2020 Filed Mar 10, 2021 23:52 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon Stock | 759,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-21-000870 · ownership.xml · nonDerivative · entry 1 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,559,000 F1 · kind: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020. F1 · price: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020. F1 · ownership.nature: The Reporting Person transferred 759,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's Spouse, as trustees of the Lee-Gu Family Foundation dated September 24, 2020. Read SEC document |
| September 24, 2020 Filed Apr 4, 2022 22:19 UTC Amendment | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | GiftCommon Stock | 41,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-22-002329 · ownership.xml · nonDerivative · entry 1 Lee Edward Shihai · CIK 0001696946 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 759,000 F1 · price: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund. F1 · ownership.nature: The Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation, donated 41,000 shares of the Issuer's Common Stock to the Asian Pacific Community Fund. Read SEC document |
| December 18, 2019 Filed Feb 15, 2020 02:49 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | OtherCommon Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-000518 · ownership.xml · nonDerivative · entry 2 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,600,000 F1 · kind: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019. F1 · price: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019. Read SEC document |
| December 18, 2019 Filed Feb 15, 2020 02:49 UTC | FOCUS UNIVERSAL INC. FCUV · Entity 8087 | OtherCommon Stock | 800,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-20-000518 · ownership.xml · nonDerivative · entry 1 Lee Edward Shihai · CIK 0001696946 · Director · President and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As Trustee of the Lee-Gu Family Foundation Disclosed balance after: 800,000 F1 · kind: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019. F1 · shares: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019. F1 · price: The Reporting Person transferred 800,000 shares of the Issuer's Common Stock to the Reporting Person and Jennifer Gu, the Reporting Person's spouse, as trustees of the Lee-Gu Family Foundation dated December 18, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.