Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | General Counsel | November 21, 2025 | November 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date November 21, 2025 · Filed November 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 258,712 |
Ending reported balance
After 2025-11-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-11-21 · Sale · Disposed 13,969 · Balance 300,617 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Row 2 · 2025-11-24 · Sale · Disposed 20,952 · Balance 279,665 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Row 3 · 2025-11-25 · Sale · Disposed 20,953 · Balance 258,712 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2024 Filed Jan 5, 2024 21:44 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,787 Underlying: Class A Common Stock · 33,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:44 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,787 Underlying: Class A Common Stock · 33,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:44 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 42,846 | $3.32 | $142,248.72 |
DisclosureSEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,731 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:44 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 79,399 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 323,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · derivative · entry 5 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,651 Underlying: Class A Common Stock · 11,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,574 Underlying: Class A Common Stock · 33,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,574 Underlying: Class A Common Stock · 33,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 27,458 | $2.60 | $71,390.80 |
DisclosureSEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 244,178 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 03, 2023 Filed Oct 5, 2023 21:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 79,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000210 · wk-form4_1696541399.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 271,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:20 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · derivative · entry 5 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,476 Underlying: Class A Common Stock · 11,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:20 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,360 Underlying: Class A Common Stock · 33,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:20 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,360 Underlying: Class A Common Stock · 33,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:20 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 27,458 | $3.23 | $88,689.34 |
DisclosureSEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 192,239 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 06, 2023 Filed Jul 8, 2023 00:20 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 79,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000168 · wk-form4_1688775616.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,697 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 21:16 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 47,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000094 · wf-form4_168254376551175.xml · derivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,301 Underlying: Class A Common Stock · 47,301 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 21:16 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 135,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000094 · wf-form4_168254376551175.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,146 Underlying: Class A Common Stock · 135,146 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the first in a series of four grants associated with the recipient's 2023 annual refresh equity award, the remaining three of which will be granted following March 15, 2024, March 15, 2025 and March 15, 2026 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election. F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the first in a series of four grants associated with the recipient's 2023 annual refresh equity award, the remaining three of which will be granted following March 15, 2024, March 15, 2025 and March 15, 2026 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000067 · wf-form4_168081924954807.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,059 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 6,079 | $3.20 | $19,452.80 |
DisclosureSEC source: 0001563190-23-000067 · wf-form4_168081924954807.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,300 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| April 04, 2023 Filed Apr 6, 2023 22:14 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000067 · wf-form4_168081924954807.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 22:20 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 135,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000059 · wf-form4_167909158678639.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,146 Underlying: Class A Common Stock · 135,146 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the second in a series of four grants associated with the recipient's 2022 annual refresh equity award, the remaining two of which will be granted following March 15, 2024 and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election. F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. The RSUs are the second in a series of four grants associated with the recipient's 2022 annual refresh equity award, the remaining two of which will be granted following March 15, 2024 and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU grant will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual grant in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:35 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000010 · wf-form4_167304091848587.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,059 Underlying: Class A Common Stock · 17,059 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:35 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 6,991 | $2.39 | $16,708.49 |
DisclosureSEC source: 0001563190-23-000010 · wf-form4_167304091848587.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,320 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 21:35 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,059 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-23-000010 · wf-form4_167304091848587.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:13 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000156 · wf-form4_166518081997136.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,118 Underlying: Class A Common Stock · 17,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:13 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 5,899 | $2.55 | $15,042.45 |
DisclosureSEC source: 0001563190-22-000156 · wf-form4_166518081997136.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,252 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 05, 2022 Filed Oct 7, 2022 22:13 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000156 · wf-form4_166518081997136.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,151 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:00 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000083 · wf-form4_165731400533736.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,176 Underlying: Class A Common Stock · 17,058 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022. F3 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:00 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 5,899 | $4.38 | $25,837.62 |
DisclosureSEC source: 0001563190-22-000083 · wf-form4_165731400533736.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,093 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 06, 2022 Filed Jul 8, 2022 21:00 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 17,058 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-22-000083 · wf-form4_165731400533736.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| March 28, 2022 Filed Mar 29, 2022 23:25 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 68,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-021530 · doc4.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,234 Underlying: Class A Common Stock · 68,234 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022. F2 · derivative.expiration_date: The RSUs vest as to the 25% of the shares on each of June 15, 2022, September 15, 2022, December 15, 2022, and March 15, 2023, with 100% of the total shares vested on March 15, 2023, subject to the reporting person's provision of service to Issuer on each vesting date. The RSU award is the first in a series of four awards associated with the recipient's 2022 annual refresh grant, the remaining three of which will be awarded following March 15, 2023, March 15, 2024, and March 15, 2025 respectively (each, a "Vesting Commencement Date"), and each RSU award will vest in quarterly installments over the 12-month period immediately following the relevant Vesting Commencement Date subject to the reporting person's employment by Issuer on each vesting date. Each annual award in the series may be granted in the form of RSUs or cash at Issuer's election. The RSU award was granted on March 28, 2022. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:46 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062250 · doc4.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_price: The RSUs are fully vested. F3 · derivative.exercise_date: The RSUs are fully vested. F3 · derivative.expiration_date: The RSUs are fully vested. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:46 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 1,066 | $12.89 | $13,740.74 |
DisclosureSEC source: 0001209191-21-062250 · doc4.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,934 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 28, 2021 Filed Nov 1, 2021 22:46 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 2,150 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-062250 · doc4.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.