Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Compass, Inc.COMP · Entity 3646 | General Counsel | November 21, 2025 | November 25, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Compass, Inc.
Report date November 21, 2025 · Filed November 25, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 258,712 |
Ending reported balance
After 2025-11-25 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-11-21 · Sale · Disposed 13,969 · Balance 300,617 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Row 2 · 2025-11-24 · Sale · Disposed 20,952 · Balance 279,665 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Row 3 · 2025-11-25 · Sale · Disposed 20,953 · Balance 258,712 F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2025 Filed Nov 25, 2025 21:55 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 20,953 | $11.00 | $230,483.00 |
DisclosureSEC source: 0001563190-25-000204 · wk-form4_1764107717.xml · nonDerivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 258,712 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Read SEC document |
| November 24, 2025 Filed Nov 25, 2025 21:55 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 20,952 | $10.50 | $219,996.00 |
DisclosureSEC source: 0001563190-25-000204 · wk-form4_1764107717.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 279,665 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 21:55 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 13,969 | $10.00 | $139,690.00 |
DisclosureSEC source: 0001563190-25-000204 · wk-form4_1764107717.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 300,617 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Read SEC document |
| November 12, 2025 Filed Nov 13, 2025 21:39 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 904 | $9.50 | $8,588.00 |
DisclosureSEC source: 0001563190-25-000198 · wk-form4_1763069980.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 314,586 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Read SEC document |
| November 11, 2025 Filed Nov 13, 2025 21:39 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 903 | $9.00 | $8,127.00 |
DisclosureSEC source: 0001563190-25-000198 · wk-form4_1763069980.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 315,490 F1 · kind: Automatic sales pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on May 12, 2025. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 21:32 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000187 · wk-form4_1759786320.xml · derivative · entry 6 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,290 Underlying: Class A Common Stock · 11,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 21:32 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000187 · wk-form4_1759786320.xml · derivative · entry 5 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,574 Underlying: Class A Common Stock · 33,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 21:32 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000187 · wk-form4_1759786320.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,965 Underlying: Class A Common Stock · 27,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 21:32 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000187 · wk-form4_1759786320.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,516 Underlying: Class A Common Stock · 14,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 21:32 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 44,604 | $7.83 | $349,249.32 |
DisclosureSEC source: 0001563190-25-000187 · wk-form4_1759786320.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 316,393 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 03, 2025 Filed Oct 6, 2025 21:32 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 87,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000187 · wk-form4_1759786320.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionPerformance Stock Unit (PSU) · Derivative | 42,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000174 · wk-form4_1757104218.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,553 Underlying: Class A Common Stock · 42,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The financial metrics of the PSUs have been satisfied and they will vest as to 50% on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The financial metrics of the PSUs have been satisfied and they will vest as to 50% on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 21,609 | $9.35 | $202,044.15 |
DisclosureSEC source: 0001563190-25-000174 · wk-form4_1757104218.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 273,165 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of PSUs. Read SEC document |
| September 04, 2025 Filed Sep 5, 2025 20:30 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 42,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000174 · wk-form4_1757104218.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| August 25, 2025 Filed Aug 26, 2025 21:06 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 13,065 | $9.50 | $124,117.50 |
DisclosureSEC source: 0001563190-25-000166 · wk-form4_1756242410.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 252,221 F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 12, 2025. Read SEC document |
| August 22, 2025 Filed Aug 26, 2025 21:06 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 13,064 | $9.00 | $117,576.00 |
DisclosureSEC source: 0001563190-25-000166 · wk-form4_1756242410.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 265,286 F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 12, 2025. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:39 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,806 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000147 · wk-form4_1752007145.xml · derivative · entry 6 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,096 Underlying: Class A Common Stock · 11,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:39 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000147 · wk-form4_1752007145.xml · derivative · entry 5 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,447 Underlying: Class A Common Stock · 27,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:39 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000147 · wk-form4_1752007145.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,360 Underlying: Class A Common Stock · 33,786 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:39 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000147 · wk-form4_1752007145.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,274 Underlying: Class A Common Stock · 14,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:39 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 44,603 | $6.42 | $286,351.26 |
DisclosureSEC source: 0001563190-25-000147 · wk-form4_1752007145.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,350 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 03, 2025 Filed Jul 8, 2025 20:39 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 87,831 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000147 · wk-form4_1752007145.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| May 09, 2025 Filed May 13, 2025 21:21 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 135,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000101 · wk-form4_1747171273.xml · derivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,146 Underlying: Class A Common Stock · 135,146 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2026, September 15, 2026, December 15, 2026 and March 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2026, September 15, 2026, December 15, 2026 and March 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| May 09, 2025 Filed May 13, 2025 21:21 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 219,859 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000101 · wk-form4_1747171273.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,859 Underlying: Class A Common Stock · 219,859 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 12.5% of the total shares on June 15, 2026 and 12.5% quarterly thereafter, with 100% of the total shares vested on March 15, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 12.5% of the total shares on June 15, 2026 and 12.5% quarterly thereafter, with 100% of the total shares vested on March 15, 2028, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 20:31 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000079 · wk-form4_1743798684.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 27,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 20:31 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 13,956 | $8.43 | $117,649.08 |
DisclosureSEC source: 0001563190-25-000079 · wk-form4_1743798684.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,122 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| April 03, 2025 Filed Apr 4, 2025 20:31 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 27,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000079 · wk-form4_1743798684.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 21:14 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 135,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000063 · wk-form4_1742937285.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,146 Underlying: Class A Common Stock · 135,146 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU or PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 21:14 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 109,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000063 · wk-form4_1742937285.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,929 Underlying: Class A Common Stock · 109,929 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU or PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F4 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 24, 2025 Filed Mar 25, 2025 21:14 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 188,902 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000063 · wk-form4_1742937285.xml · derivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 188,902 Underlying: Class A Common Stock · 188,902 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU or PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 6.25% of the total shares on June 15, 2025 and 6.25% quarterly thereafter, with 100% of the total shares vested on March 15, 2029, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 22, 2025 Filed Mar 25, 2025 21:14 UTC | Compass, Inc. COMP · Entity 3646 | GrantPerformance Stock Unit (PSU) · Derivative | 85,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000063 · wk-form4_1742937285.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,106 Underlying: Class A Common Stock · 85,106 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU or PSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The financial metrics of the PSUs were certified as being achieved on March 22, 2025 and the stock price condition requiring that the arithmetic average of the volume weighted average trading price of the Issuer's Class A Common Stock exceeds $8.8125 in any 30 trading-day window was also achieved and is expected to be certified. Once certified, the PSUs will vest as to 50% of the total shares on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F2 · derivative.expiration_date: The financial metrics of the PSUs were certified as being achieved on March 22, 2025 and the stock price condition requiring that the arithmetic average of the volume weighted average trading price of the Issuer's Class A Common Stock exceeds $8.8125 in any 30 trading-day window was also achieved and is expected to be certified. Once certified, the PSUs will vest as to 50% of the total shares on August 15, 2025 and the remaining 50% on August 15, 2027, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| March 17, 2025 Filed Mar 19, 2025 20:31 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 59,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000055 · wk-form4_1742416268.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,031 Underlying: Class A Common Stock · 59,031 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2025, September 15, 2025, December 15, 2025 and March 15, 2026, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:34 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 13,650 | $10.00 | $136,500.00 |
DisclosureSEC source: 0001563190-25-000044 · wk-form4_1740173669.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,595 F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:34 UTC | Compass, Inc. COMP · Entity 3646 | SaleClass A Common Stock | 123,822 | $9.07 | $1,123,375.10 |
DisclosureSEC source: 0001563190-25-000044 · wk-form4_1740173669.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 235,245 F1 · kind: Automatic sales by the Reporting Person pursuant to a Rule 10b5-1 plan adopted on May 10, 2024. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 02:00 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000007 · wk-form4_1736388020.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,483 Underlying: Class A Common Stock · 27,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 02:00 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 15,412 | $5.83 | $89,851.96 |
DisclosureSEC source: 0001563190-25-000007 · wk-form4_1736388020.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,067 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| January 06, 2025 Filed Jan 9, 2025 02:00 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-25-000007 · wk-form4_1736388020.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 374,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:31 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000167 · wk-form4_1728073908.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,965 Underlying: Class A Common Stock · 27,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the Reporting Person's provision of service to the Issuer on each vesting date. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:31 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 13,928 | $6.09 | $84,821.52 |
DisclosureSEC source: 0001563190-24-000167 · wk-form4_1728073908.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 346,997 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:31 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000167 · wk-form4_1728073908.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,925 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| July 03, 2024 Filed Jul 5, 2024 20:37 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000126 · wk-form4_1720211830.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,447 Underlying: Class A Common Stock · 27,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| July 03, 2024 Filed Jul 5, 2024 20:37 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 13,928 | $3.51 | $48,887.28 |
DisclosureSEC source: 0001563190-24-000126 · wk-form4_1720211830.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 333,443 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| July 03, 2024 Filed Jul 5, 2024 20:37 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 27,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000126 · wk-form4_1720211830.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:21 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000064 · wk-form4_1712262078.xml · derivative · entry 5 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 11,826 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:21 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000064 · wk-form4_1712262078.xml · derivative · entry 4 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:21 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 33,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000064 · wk-form4_1712262078.xml · derivative · entry 3 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,787 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:21 UTC | Compass, Inc. COMP · Entity 3646 | Tax withholdingClass A Common Stock | 40,242 | $3.56 | $143,261.52 |
DisclosureSEC source: 0001563190-24-000064 · wk-form4_1712262078.xml · nonDerivative · entry 2 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,889 F2 · kind: Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs. Read SEC document |
| April 02, 2024 Filed Apr 4, 2024 20:21 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionClass A Common Stock | 79,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000064 · wk-form4_1712262078.xml · nonDerivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,131 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. Read SEC document |
| March 17, 2024 Filed Mar 19, 2024 20:14 UTC | Compass, Inc. COMP · Entity 3646 | GrantRestricted Stock Unit (RSU) · Derivative | 109,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000049 · wk-form4_1710879259.xml · derivative · entry 1 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,929 Underlying: Class A Common Stock · 109,929 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. F2 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2024, September 15, 2024, December 15, 2024 and March 15, 2025, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 21:44 UTC | Compass, Inc. COMP · Entity 3646 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001563190-24-000012 · wk-form4_1704491055.xml · derivative · entry 5 Serwin Bradley K · CIK 0001314040 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,826 Underlying: Class A Common Stock · 11,825 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. F3 · derivative.expiration_date: The RSUs vest as to 25% of the total shares on each of June 15, 2023, September 15, 2023, December 15, 2023 and March 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.