Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVIAT NETWORKS, INC.AVNW · Entity 6172 | SVP, Chief Financial Officer | September 03, 2026 | September 08, 2026 |
| Guardion Health Sciences, Inc.GHSI · Entity 87936 | Chief Financial Officer | July 20, 2020 | July 22, 2020 |
| ITERIS, INC.ITI · Entity 86402 | CFO, VP of Finance, & Sec. | December 10, 2018 | December 12, 2018 |
| Sientra, Inc.SIEN · Entity 108294 | Chief Financial Officer | August 03, 2023 | August 07, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVIAT NETWORKS, INC.
Report date September 03, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,121 |
Reported balance
After 2026-09-03 transaction · row 1
1 source rowRow 1 · 2026-09-03 · Grant · Acquired 9,474 · Balance 25,121 F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant.
Guardion Health Sciences, Inc.
Report date July 20, 2020 · Filed July 22, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 · Expires 2030-07-20 | Direct | 1,000,000 |
Reported balance
After 2020-07-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-07-20 · Grant · Acquired 1,000,000 · Balance 1,000,000 F1: The Option shall vest and become exercisable in twelve (12) equal installments on the last day of each of the subsequent twelve (12) calendar quarter-end dates following the Date of Grant (the first of such dates to be September 30, 2020), subject to continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: The Option shall vest and become exercisable in twelve (12) equal installments on the last day of each of the subsequent twelve (12) calendar quarter-end dates following the Date of Grant (the first of such dates to be September 30, 2020), subject to continued service.
ITERIS, INC.
Report date December 10, 2018 · Filed December 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option right to buySEC Table II · derivative / convertible security · Conversion / exercise price $4.16 · Expires 2028-12-09 | Direct | 85,000 |
Reported balance
After 2018-12-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-12-10 · Grant · Acquired 85,000 · Balance 85,000 F1: Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one fourth of the shares each year) upon optionee's completion of each year of service over the four year period measured from the grant date |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one fourth of the shares each year) upon optionee's completion of each year of service over the four year period measured from the grant date
Sientra, Inc.
Report date August 03, 2023 · Filed August 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 46,956 |
Reported balance
After 2023-08-03 transaction · row 1
1 source rowRow 1 · 2023-08-03 · Tax withholding · Disposed 561 · Balance 46,956 F1: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 1,623 Restricted Stock Units. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 1,623 Restricted Stock Units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2026 Filed Sep 8, 2026 22:28 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 9,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-060977 · wk-form4_1788906519.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,121 F1 · kind: This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant. Read SEC document |
| December 03, 2025 Filed Dec 5, 2025 22:02 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantNo Securities Owned | 15,647 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-25-000126 · wk-form4_1764972118.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · SVP, Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,647 F1 · acquired: This represents a Restricted Stock Unit (RSU) grant. The RSU shares shall vest on an annual basis ratably over 3 years from date of grant. Read SEC document |
| August 03, 2023 Filed Aug 7, 2023 17:11 UTC | Sientra, Inc. SIEN · Entity 108294 | Tax withholdingCommon Stock | 561 | $3.86 | $2,165.46 |
DisclosureSEC source: 0001213900-23-064130 · ownership.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,956 F1 · shares: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 1,623 Restricted Stock Units. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 17:40 UTC | Sientra, Inc. SIEN · Entity 108294 | Tax withholdingCommon Stock | 2,718 | $1.38 | $3,750.84 |
DisclosureSEC source: 0001209191-23-021115 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,535 F1 · shares: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 6,666 Restricted Stock Units. Read SEC document |
| August 03, 2022 Filed Aug 4, 2022 17:41 UTC | Sientra, Inc. SIEN · Entity 108294 | Tax withholdingCommon Stock | 6,201 | $0.93 | $5,766.93 |
DisclosureSEC source: 0001209191-22-044451 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 255,253 F1 · shares: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs). Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 15:10 UTC | Sientra, Inc. SIEN · Entity 108294 | Tax withholdingCommon Stock | 5,159 | $2.17 | $11,195.03 |
DisclosureSEC source: 0001209191-22-023454 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,454 F1 · shares: Disposition of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of Restricted Stock Units (RSUs). Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 19:58 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020150 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,613 F1 · shares: Subject to continued employment, the restricted stock units shall vest over a three year period, with 1/3 vesting on the first anniversary of the grant date, 1/3 vesting on the second anniversary of the grant date, and 1/3 vesting on the third anniversary of the grant date F2 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Common Stock of Sientra, Inc. Read SEC document |
| February 03, 2022 Filed Feb 7, 2022 17:47 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-007535 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,613 F1 · shares: Subject to the reporting person's continued employment, the restricted stock units shall fully vest upon the filing of the 2022 10-K for Sientra, Inc. F2 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Class A Common Stock of Sientra, Inc. Read SEC document |
| August 23, 2021 Filed Aug 25, 2021 20:05 UTC | Sientra, Inc. SIEN · Entity 108294 | PurchaseCommon Stock | 1,449 | $5.90 | $8,549.10 |
DisclosureSEC source: 0001209191-21-053383 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,613 Read SEC document |
| August 12, 2021 Filed Aug 12, 2021 20:36 UTC | Sientra, Inc. SIEN · Entity 108294 | PurchaseCommon Stock | 1,449 | $6.89 | $9,976.37 |
DisclosureSEC source: 0001209191-21-051288 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,164 Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 20:44 UTC | Sientra, Inc. SIEN · Entity 108294 | GrantCommon Stock | 48,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-046709 · doc4.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,715 F1 · shares: Subject to the reporting person's continued employment, the restricted stock units shall vest in equal annual installments over a three (3) year period with the first vesting date being August 1, 2022, and vesting annually thereafter until fully vested. F2 · price: Each restricted stock unit represents a contingent right to receive one (1) share of Class A Common Stock of Sientra, Inc. Read SEC document |
| July 20, 2020 Filed Jul 22, 2020 15:24 UTC | Guardion Health Sciences, Inc. GHSI · Entity 87936 | GrantStock Option · Derivative | 1,000,000 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001493152-20-013802 · ownership.xml · derivative · entry 1 Schmidt Andrew C · CIK 0001301466 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2030-07-20 F1 · derivative.exercise_date: The Option shall vest and become exercisable in twelve (12) equal installments on the last day of each of the subsequent twelve (12) calendar quarter-end dates following the Date of Grant (the first of such dates to be September 30, 2020), subject to continued service. Read SEC document |
| December 10, 2018 Filed Dec 12, 2018 20:24 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock option right to buy · Derivative | 85,000 | $0.00 Strike: $4.16 | $0.00 |
DisclosureSEC source: 0001179110-18-013800 · edgar.xml · derivative · entry 1 Schmidt Andrew C · CIK 0001301466 · CFO, VP of Finance, & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common Stock · 85,000 shares Expires 2028-12-09 F1 · derivative.exercise_date: Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one fourth of the shares each year) upon optionee's completion of each year of service over the four year period measured from the grant date Read SEC document |
| February 16, 2018 Filed Feb 20, 2018 18:48 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock option (right to buy) · Derivative | 100,000 | $0.00 Strike: $5.52 | $0.00 |
DisclosureSEC source: 0001179110-18-002442 · edgar.xml · derivative · entry 1 Schmidt Andrew C · CIK 0001301466 · CFO, VP of Finance, & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2028-02-15 F1 · derivative.exercise_date: Stock option becomes exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. Read SEC document |
| March 13, 2017 Filed Mar 15, 2017 18:23 UTC | ITERIS, INC. ITI · Entity 86402 | SaleCommon Stock | 10,000 | $5.00 | $50,000.00 |
DisclosureSEC source: 0001179110-17-004653 · edgar.xml · nonDerivative · entry 1 Schmidt Andrew C · CIK 0001301466 · CFO, VP of Finance, & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:17 UTC | ITERIS, INC. ITI · Entity 86402 | GrantStock Option right to Buy · Derivative | 75,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001179110-17-004153 · edgar.xml · derivative · entry 2 Schmidt Andrew C · CIK 0001301466 · CFO, VP of Finance, & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2027-03-02 F1 · derivative.exercise_date: the option shall become exercisable in a series of four (4) successive equal annual installments (i.e. one-fourth of the shares each year) upon optionee's completion of each year of service over the four (4) year period measured from the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.